0000950136-01-501719.txt : 20011112
0000950136-01-501719.hdr.sgml : 20011112
ACCESSION NUMBER: 0000950136-01-501719
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20011031
FILED AS OF DATE: 20011105
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ACCLAIM ENTERTAINMENT INC
CENTRAL INDEX KEY: 0000804888
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 382698904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16986
FILM NUMBER: 1775153
BUSINESS ADDRESS:
STREET 1: ONE ACCLAIM PLAZA
CITY: GLEN COVE
STATE: NY
ZIP: 11542
BUSINESS PHONE: 5166565000
MAIL ADDRESS:
STREET 1: OEN ACCLAIM PALZA
CITY: GLEN COVEY
STATE: NY
ZIP: 11542
FORMER COMPANY:
FORMER CONFORMED NAME: GAMMA CAPITAL CORP
DATE OF NAME CHANGE: 19880608
COMPANY DATA:
COMPANY CONFORMED NAME: FISCHBACH GREGORY E
CENTRAL INDEX KEY: 0001079722
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: ACCLAIM ENTERTAINMENT INC
STREET 2: ONE ACCLAIM PLAZA
CITY: GLEN COVE
STATE: NY
ZIP: 11542-2708
BUSINESS PHONE: 5466565000
MAIL ADDRESS:
STREET 1: ACCLAIM ENTERTAINMENT INC
STREET 2: ONE ACCLAIM PLAZA
CITY: GLEN COVE
STATE: NY
ZIP: 11542-2708
4
1
file001.txt
FORM 4
FORM 4
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[ ] CHECK THIS BOX IF NO LONGER SUBJECT _________________________________
TO SECTION 16. FORM 4 OR FORM 5 | OMB Number: 3235-0287 |
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_________________________________
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Fischbach Gregory E.
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(Last) (First) (Middle)
c/o Acclaim Entertainment, Inc.
One Acclaim Plaza
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(Street)
Glen Cove NY 11542
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Acclaim Entertainment, Inc. (AKLM)
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3. IRS Identification Number of Reporting Person if an entity (Voluntary)
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4. Statement for Month/Year
October 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [X] 10% Owner
[X] Officer (give title below) [ ] Other (specify below)
President and Chief Executive Officer; Co-Chairman
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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5. Amount of 6. Owner-
Securities ship
2. Trans- 3. Trans- 4. Securities Acquired (A) Beneficially Form:
action action or Disposed of (D) Owned at Direct 7. Nature of
date Code (Instr. 3, 4 and 5) End of (D) or Indirect
1. Title of Security (Month/ (Instr. 8) -------------------------- Month Indirect Beneficial
(Instr. 3) Day/ ---------- Amount (A) or Price (Instr. (I) Ownership
Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4)
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Common Stock, par value
$0.02 per share 10/1/01 M 562,500 (A) $3.00 6,980,907 (D)
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192,552 (I) (1)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (over)
* If the form is filed by more than one person, see Instruction 4(b)(v). SEC 1473 (3/99)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11.
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Title and Ownership
Number of Date Exer- Amount of Form of
Derivative cisable and Underlying Number of Deriv-
Securities Expiration Securities Price Derivative ative
Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security:
sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct
Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of
Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect
Derivative Deriv- (Month/ 8) 4, and 5) Exer- Expir- or Num- ity End of (I) Beneficial
Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership
(Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4)
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Warrant:
Right to
Buy $3.00 10/1/01 M 562,500 10/2/91 10/2/01 Common 562,500 -- 0 (D)
Stock
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Warrant:
Right to
Buy $2.88 10/3/01 A V 625,000 4/3/02 4/2/12 Common 625,000 625,000 (D)
Stock
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Explanation of Responses:
(1) Represents 156,276 shares held by trusts settled by Mr. Fischbach for the
benefit of his children. Mr. Fischbach has neither the power to vote nor the
power to dispose of the shares held in said trusts; he does retain the power to
revoke the trusts and appoint new trustees. Mr. Fischbach is also co-trustee of
a trust holding 36,276 shares of common stock for the benefit of James
Scoroposki's children.
/s/ November 1, 2001
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** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.