-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHMaCtqbh77TcO6CqrJdglZewYlft5MIyx3VwBXv4b/RGuFJpCokwlsXbqbH8WML uxVxRzI1E3kzdkjGxnbevA== /in/edgar/work/0000950136-00-001443/0000950136-00-001443.txt : 20001019 0000950136-00-001443.hdr.sgml : 20001019 ACCESSION NUMBER: 0000950136-00-001443 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001002 FILED AS OF DATE: 20001018 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCLAIM ENTERTAINMENT INC CENTRAL INDEX KEY: 0000804888 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 382698904 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-16986 FILM NUMBER: 741712 BUSINESS ADDRESS: STREET 1: ONE ACCLAIM PLAZA CITY: GLEN COVE STATE: NY ZIP: 11542 BUSINESS PHONE: 5166565000 MAIL ADDRESS: STREET 1: OEN ACCLAIM PALZA CITY: GLEN COVEY STATE: NY ZIP: 11542 FORMER COMPANY: FORMER CONFORMED NAME: GAMMA CAPITAL CORP DATE OF NAME CHANGE: 19880608 COMPANY DATA: COMPANY CONFORMED NAME: MA JOHN CENTRAL INDEX KEY: 0001123386 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O ACCLAIM ENTERTAINMENT INC STREET 2: ONE ACCLAIM PLAZA CITY: GLEN COVE STATE: NY ZIP: 11542 BUSINESS PHONE: 5166565000 3 1 0001.txt FORM 3 -------------------------------------- FORM 3 OMB APPROVAL -------------------------------------- OMB Number: 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response 0.5 -------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Ma John - ----------------------------------------------------------- (Last) (First) (Middle) c/o Acclaim Entertainment, Inc. One Acclaim Plaza - ----------------------------------------------------------- (Street) Glen Cove NY 11542 - ----------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) October 2, 2000 - ------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - ------------------------------------------------------------------------------- 4. Issuer Name and Ticker of Trading Symbol Acclaim Entertainment, Inc. (AKLM) - ------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Executive Vice President, Product Development -------------------------------------------------- - ------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check all applicable) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------- FORM 3 (continued)
TABLE I--Non-Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Form: Direct (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- Common stock, par value $0.02 per share 1,000 (D) - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one person, see Instruction 5(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (OVER) SEC 1473 (3-99) Page 1 FORM 3 (continued)
TABLE II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Security (Instr. 4) cisable and Underlying Derivative Security sion or ship Indirect Expiration (Instr. 4) Exercise Form of Beneficial Date ----------------------------------- Price of Deriv- Ownership (Month/Day/Year) Deriv- ative (Instr. 5) --------------------- Amount ative Security: or Security Direct Date Expira- Title Number (D) or Exer- tion of Indirect cisable Date Shares (I) (Instr. 5) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (1) 8/30/02 Common Stock 12,500 $5.91667 D - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (2) 10/27/06 Common Stock 135,000 $3.93750 D - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (3) 4/29/07 Common Stock 140,000 $3.37500 D - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (4) 5/7/08 Common Stock 25,000 $7.62500 D - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (5) 1/17/10 Common Stock 25,000 $3.12500 D - ---------------------------------------------------------------------------------------------------------------------------------- Option: Right to Buy (6) 10/01/10 Common Stock 200,000 $1.75000 D - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) An option to purchase 30,000 shares of common stock was granted under the Issuer's 1988 Stock Option Plan. Such option became exercisable in one-third installments on each of August 31, 1993, August 31, 1994 and August 31, 1995. Of such option to purchase 30,000 shares, 12,500 remain outstanding. (2) Options to purchase an aggregate of 160,000 shares of common stock were granted under the Issuer's 1988 Stock Option Plan. Such options became exercisable in one-third installments on each of October 28, 1997, October 28, 1998, and October 28, 1999. Of such options to purchase 160,000 shares, 135,000 remain outstanding. (3) Options to purchase an aggregate of 140,000 shares of common stock were granted under the Issuer's 1988 Stock Option Plan. Such options became exercisable in one-third installments on each of April 30, 1998, April 30, 1999, and April 30, 2000. All of such options remain outstanding. (4) An option to purchase 25,000 shares of common stock was granted under the Issuer's 1988 Stock Option Plan. Two-thirds of such option became exercisable in one-third installments on each of May 8, 1999 and May 8, 2000. The final one-third installment will become exercisable on May 8, 2001. All of such option remains outstanding. (5) Options to purchase an aggregate of 25,000 shares were granted under the Issuer's 1998 Stock Incentive Plan. Such options will become exercisable in one-third installments on each of January 18, 2001, January 18, 2002, and January 18, 2003. (6) An option to purchase 200,000 shares of common stock was granted under the Issuer's 1998 Stock Incentive Plan. Such option became exercisable in one-third installments on each of October 2, 2001, October 2, 2002, and October 2, 2003. /s/ John Ma October 16, 2000 ---------------------------------------- ------------------ ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----