-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RRg3TOi1XVfs36IbXdHMFOGcLynYuX47f3jcf3QpSqnOBKIIzGxkif6EUV2VBmSN jZM+TU8PPHccsQKYlzxZJw== 0000889812-97-002213.txt : 19971021 0000889812-97-002213.hdr.sgml : 19971021 ACCESSION NUMBER: 0000889812-97-002213 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970831 FILED AS OF DATE: 19971020 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCLAIM ENTERTAINMENT INC CENTRAL INDEX KEY: 0000804888 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 382698904 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-16986 FILM NUMBER: 97698239 BUSINESS ADDRESS: STREET 1: ONE ACCLAIM PLAZA CITY: GLEN COVE STATE: NY ZIP: 11542 BUSINESS PHONE: 5169222400 MAIL ADDRESS: STREET 1: OEN ACCLAIM PALZA CITY: GLEN COVEY STATE: NY ZIP: 11542 FORMER COMPANY: FORMER CONFORMED NAME: GAMMA CAPITAL CORP DATE OF NAME CHANGE: 19880608 COMPANY DATA: COMPANY CONFORMED NAME: ACCLAIM ENTERTAINMENT INC CENTRAL INDEX KEY: 0000804888 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] OFFICER IRS NUMBER: 382698904 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: ONE ACCLAIM PLAZA CITY: GLEN COVE STATE: NY ZIP: 11542 BUSINESS PHONE: 5169222400 MAIL ADDRESS: STREET 1: OEN ACCLAIM PALZA CITY: GLEN COVEY STATE: NY ZIP: 11542 FORMER COMPANY: FORMER CONFORMED NAME: GAMMA CAPITAL CORP DATE OF NAME CHANGE: 19880608 5 1 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). / / Form 3 Holdings Reported / / Form 4 Transactions Reported 1. Name and Address of Reporting Person HATTENDORF, J. MARK (Last) (First) (Middle) One Acclaim Plaza (Street) Glen Cove, NY 11542 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol ACCLAIM ENTERTAINMENT, INC. ("AKLM") 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year August 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) / / Director / / 10% Owner /X/ Officer (give title below) / / Other (specify below) Executive Vice President, Chief Financial and Accounting Officer Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount of Secu- rities Bene- ficially 4. Securities Acquired (A) Owned at 6. Ownership 2. Trans- or Disposed of (D) End of Form: action (Instr. 3, 4 and 5) Issuer's Direct 7. Nature of Date 3. Trans- ----------------------------- Fiscal (D) or Indirect (Month/ action (A) Year Indirect Beneficial 1. Title of Security Day/ Code Amount or Price (Instr. (I) Ownership (Instr. 3) Year) (Instr. 8) (D) 3 and 4) (Instr. 4) (Instr. 4) - ----------------------------- ---------- ------------- ------------ --- ---------- ----------- ------------- ---------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- ative Securities and Expiration Date Exercise action Acquired (A) or (Month/Day/Year) Price of Date Disposed of (D) ---------------------- Deriv- (Month/ 4. Transac- (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ tion Code -------------------------- Exercis- Expiration (Instr. 3) Security Year) (Instr. 8) (A) (D) able Date - ---------------------------------------- ----------- ---------- ------------- ------------ ------------ ---------- ---------- Options (rights to buy) $6.375 (1) D (1) (1) (1) 7/23/06 Options (rights to buy) $7.50 (2) D (2) (2) (2) 7/23/06 Options (rights to buy) $3.9375 (3) A (3) (3) (3) 10/27/06 Options (rights to buy) $4.875 (4) A (4) (4) (4) 2/25/07 9. Number of 10. Ownership Derivative of Securities Derivative 7. Title and Amount of Underlying Benefi- Security: Securities (Instr. 3 and 4) cially Direct 11. Nature of ---------------------------------------- 8. Price of Owned at (D) or Indirect Amount or Derivative End of Indirect Beneficial Title Number of Security Year (I) Ownership Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) - --------------------------- --------------------------- ----------- ------------- ------------- -------------- --------------- Common Stock 125,001 (1) 0 Common Stock 39,999 (2) 0 Common Stock 165,000 (3) 165,000 D Common Stock 150,000 (4) 150,000 D
Explanation of Responses: (1) This non-incentive option, which was granted on July 24, 1996 under the registrant's 1988 Stock Option Plan (the "Plan") and was exercisable in thirds, on the first, second and third anniversaries, respectively, of the date of grant, was cancelled as of October 28, 1996. See also note 3. (2) This incentive option, which was granted on July 24, 1996 under the Plan and was exercisable in thirds, on the first, second and third anniversaries, respectively, of the date of grant, was cancelled as of October 28, 1996. See also note 3. (3) This option was granted under the Plan in lieu of previously granted options and becomes exercisable in thirds, on the first, second and third anniversaries, respectively, of the date of grant. See also notes 1 and 2. (4) This option was granted under the Plan and becomes exercisable in thirds, on the first, second and third, anniversaries, respectively, of the date of grant. J. Mark Hattendorf October 15, 1997 - --------------------------------------- -------------------------- **Signature of Reporting Person Date J. Mark Hattendorf ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----