-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwUa1nvUCYCvApbid5Vt8Yx/WdbzahR4DOvPy3q5TOnoqLURfWQ/2TylH37gjP7z k4rcO+wzi4zNZtSa3eKsfA== 0001180787-02-000008.txt : 20021108 0001180787-02-000008.hdr.sgml : 20021108 20021108130845 ACCESSION NUMBER: 0001180787-02-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021106 FILED AS OF DATE: 20021108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROCTER & GAMBLE CO CENTRAL INDEX KEY: 0000080424 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 310411980 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00434 FILM NUMBER: 02813716 BUSINESS ADDRESS: STREET 1: ONE PROCTER & GAMBLE PLZ CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139831100 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PEPPER JOHN E CENTRAL INDEX KEY: 0001180787 RELATIONSHIP: DIRECTOR IRS NUMBER: 160326837 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139832993 MAIL ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 edgar.txt FORM 4 - 11-06-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person John E. Pepper One Procter and Gamble Plaza OH, Cincinnati 45202 2. Issuer Name and Ticker or Trading Symbol The Procter and Gamble Company (PG) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/6/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |9/27/ |G |V|2750 |D | |610223 |D | | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |914.6496 1 |I |By Retirement Plan Trustees| - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2236 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/6/ |J | |222750 |D |2 |2250 |I |Pepper Investors LP 3 | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Series A Preferred Sto|4 |9/30/|A |V|74.0821 |A |6 | |Common Stock|74.0821|7 |167.2248 |I |By Retiremen| ck | | 2002| | | | | | | | | | | |t Plan Trust| | | 5 | | | | | | | | | | | |ees | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Between 6/30/02 and 9/30/02, reporting person acquired 403.6337 shares of Common Stock under Issuer's Profit Sharing Trust and Employee Stock Ownership Plan. 2. On 11/6/02, for estate planning purposes, 99% of the partnership units of Pepper Investors LP were sold to an irrevocable trust over which reporting person has no beneficial ownership, in exchange for a note. 3. Reported securities are held by Pepper Investors LP, a partnership through which reporting person retains beneficial ownership. 4. Higher of $13.75 or market price of Common Stock. 5. Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the plan year 7/1/01 through 6/30/02. 6. Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price. 7. Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions. -----END PRIVACY-ENHANCED MESSAGE-----