-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJQW9Vk4PNAjG3MHI8klYEJSM4bJUz3aL/jT0JjSCawucw1hV72cX6hnU6sLzwsz 2MXefWMWSufwam4DwVM5pw== 0001180778-03-000005.txt : 20030204 0001180778-03-000005.hdr.sgml : 20030204 20030204165943 ACCESSION NUMBER: 0001180778-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030131 FILED AS OF DATE: 20030204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROCTER & GAMBLE CO CENTRAL INDEX KEY: 0000080424 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 310411980 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00434 FILM NUMBER: 03539089 BUSINESS ADDRESS: STREET 1: ONE PROCTER & GAMBLE PLZ CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139831100 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DALEY CLAYTON C JR CENTRAL INDEX KEY: 0001180778 RELATIONSHIP: OFFICER IRS NUMBER: 113389616 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139832993 MAIL ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 edgar.txt FORM 4 - 01-31-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Clayton C. Daley, Jr. One Procter and Gamble Plaza OH, Cincinnati 45202 2. Issuer Name and Ticker or Trading Symbol The Procter and Gamble Company (PG) 3. IRS or Social Security Number of Reporting Person (Voluntary) N/A 4. Statement for Month/Day/Year 1/31/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |12/18/| |G |V|150 |D | | |D | | | 2002 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/18/| |G |V|260 |D | | |D | | | 2002 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |M | |5469 |A |$25.5870 | |D | | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |F | |1341 |D |85.14 | |D | | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |S | |4100 |D |85.75 |49006 |D | | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/18/| |G |V|150 |A | |242 |I |By Daley Investment Co. Ltd| | 2002 | | | | | | | | |. | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |22531.2301 1 |I |By Retirement Plan Trustees| - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Series A Pref|2 |9/30/ 2| |A |V|103.3106 |A |4 | |Common Stock|103.310|5 |6690.3996 |I |By Retiremen| erred Stock | |002 3 | | | | | | | | |6 | | | |t Plan Trust| | | | | | | | | | | | | | | |ees | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |$25.5870|1/31/ 2| |M | |5469 7 |D |2/26/|2/26/|Common Stock|5469 7 | |0 |D | | (right to buy| 6 |003 | | | | | |94 |03 | | | | | | | ) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Between 7/1/02 and 9/30/02, reporting person acquired 501.7594 shares of Common Stock under Issuer's Profit Sharing Trust and Employee Stock Ownership Plan. 2. Higher of $13.75 or market price of Common Stock. 3. Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for period 7/1/02 and 9/30/02. 4. Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price. 5. Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions. 6. Due to the spin-off of a portion of Issuer's business, reporting person's stock option exercise price was adjusted, pursuant to the anti-dilution provisions of Issuer's stock option plan, in order to preserve the pre-spin-off value of the option. 7. Due to the spin-off of a portion of Issuer's business, the number of shares of the option were adjusted, pursuant to the anti-dilution provisions of Issuer's stock option plan, in order to preserve the pre-spin-off value of the option. SIGNATURE OF REPORTING PERSON Clayton C. Daley, Jr. /S/ WILLIAM R. MORDAN - ATTORNEY-IN-FACT -----END PRIVACY-ENHANCED MESSAGE-----