-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HaL0bo6zcLycObPEaSBwyS3rqqI/UW7BCh44IT/d8cRfmK/jsq/2gDUDXq8ArxSE Slu2lY3Sp4fY9fWIyjZwog== 0000080424-02-000130.txt : 20020917 0000080424-02-000130.hdr.sgml : 20020917 20020917131134 ACCESSION NUMBER: 0000080424-02-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020913 FILED AS OF DATE: 20020917 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROCTER & GAMBLE CO CENTRAL INDEX KEY: 0000080424 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 310411980 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00434 FILM NUMBER: 02765661 BUSINESS ADDRESS: STREET 1: ONE PROCTER & GAMBLE PLZ CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139831100 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON JAMES J CENTRAL INDEX KEY: 0001180782 RELATIONSHIP: OFFICER IRS NUMBER: 366505007 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5139832993 MAIL ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 edgar.txt FORM 4 - 09-13-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person James J. Johnson One Procter and Gamble Plaza OH, Cincinnati 45202 2. Issuer Name and Ticker or Trading Symbol The Procter and Gamble Company (PG) 3. IRS or Social Security Number of Reporting Person (Voluntary) N/A 4. Statement for Month/Year 9/13/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chief Legal Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/1/ 2|A |V|1231 |A |1 |105991 |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |30776.1012 2 |I |By Retirement Plan Trustees| - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |516 |I |By Son, Bradley | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |4432 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Series A Preferred Sto|3 |12/31|A |V|36.5133 |A |5 | |Common Stock|36.5133|6 | |I |By Retiremen| ck | |/ 200| | | | | | | | | | | |t Plan Trust| | |1 4 | | | | | | | | | | | |ees | - -----------------------------------------------------------------------------------------------------------------------------------| Series A Preferred Sto|3 |3/31/|A |V|34.0992 |A |5 | |Common Stock|34.0992|6 | |I |By Retiremen| ck | | 2002| | | | | | | | | | | |t Plan Trust| | | 7 | | | | | | | | | | | |ees | - -----------------------------------------------------------------------------------------------------------------------------------| Series A Preferred Sto|3 |6/30/|A |V|89.1626 |A |5 | |Common Stock|89.1626|6 |7601.2348 |I |By Retiremen| ck | | 2002| | | | | | | | | | | |t Plan Trust| | | 8 | | | | | | | | | | | |ees | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|91.325 |9/13/|A | |38325 |A |9/13/|9/13/|Common Stock|38325 |9 |38325 |D | | buy) | | 2002| | | | |05 |12 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Shares awarded pursuant to Issuer's 2001 Stock Plan. 2. Between 10/1/01 and 6/30/02, reporting person acquired 410.399 shares of Common Stock under Issuer's Profit Sharing Trust and Employee Stock Ownership Plan. 3. Higher of $13.75 or market price of Common Stock. 4. Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for period 10/1/01 and 12/31/01. 5. Series A Preferred held by Retirement Plan Trustees. If officer terminates employment or after age 50 elects alternative investment with Retirement Plan, Preferred Stock converted/redeemed at specified conversion/exercise price. 6. Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions. 7. Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 1/1/02 and 3/31/02. 8. Series A. Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 4/1/02 and 6/30/02 9. Employee stock option granted under Issuer's 2001 Stock Plan. -----END PRIVACY-ENHANCED MESSAGE-----