0001209191-16-150023.txt : 20161115 0001209191-16-150023.hdr.sgml : 20161115 20161115114456 ACCESSION NUMBER: 0001209191-16-150023 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPE BRETT ALAN CENTRAL INDEX KEY: 0001663174 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 161998536 MAIL ADDRESS: STREET 1: 8550 MOSLEY ROAD CITY: HOUSTON STATE: TX ZIP: 77075 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-02-23 2016-07-06 0 0000080420 POWELL INDUSTRIES INC POWL 0001663174 COPE BRETT ALAN 8550 MOSLEY ROAD HOUSTON TX 77075 1 1 0 0 President & CEO Common Stock 2016-02-23 2016-02-23 4 D 0 3700 0.00 D 9503 D Common Stock 2016-02-23 2016-02-23 4 A 0 5600 0.00 A 15103 D Common Stock 2016-07-01 2016-07-01 4 A 0 5000 0.00 A 20103 D Transaction involved an amendment of an outstanding grant of RSU awards that were originally granted on October 1, 2015, resulting in the deemed cancellation and regrant of the award. The reporting person is filing this amendment to correct an error with respect to the amount of securities deemed to have been cancelled pursuant to the transaction described in footnote (1), which in turn resulted in an error in the amount of securities reported as beneficially owned in subsequent reported transactions. Represents time-based RSU awards that will vest in three equal annual installments on the first, second and third anniversaries of October 1, 2015, subject to the Reporting Person's continued employment with the Company. Represents time-based RSUs that vests 100% on the third anniversary date from the date of grant. Don R. Madison, Power of Attorney for Brett A. Cope 2016-11-15