0001209191-14-061395.txt : 20141003 0001209191-14-061395.hdr.sgml : 20141003 20141003103339 ACCESSION NUMBER: 0001209191-14-061395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCAS MICHAEL ALLAN CENTRAL INDEX KEY: 0001557042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 141138631 MAIL ADDRESS: STREET 1: 8550 MOSLEY ROAD CITY: HOUSTON STATE: TX ZIP: 77075 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-01 0 0000080420 POWELL INDUSTRIES INC POWL 0001557042 LUCAS MICHAEL ALLAN 8550 MOSLEY ROAD HOUSTON TX 77075 1 1 0 0 President & CEO Common Stock 2012-10-01 4 A 0 4029 0.00 A 50529 D Common Stock 2013-10-01 4 A 0 5200 0.00 A 55729 D Common Stock 2014-10-01 4 A 0 10800 0.00 A 66529 D Common Stock 2014-10-01 4 F 0 948 40.16 D 65581 D Represents time-based RSU awards that will vest in three equal annual installments on the first, second and third anniversaries of the Grant Date, subject to the Reporting Person's continued employment with the Company. Includes 15,000 shares of restricted stock that have a time-based vesting provision of three equal installments from date of grant. Represents the average of the high and low stock price on October 1, 2014. Don R. Madison, Power of Attorney for Michael A. Lucas 2014-10-03