0001209191-13-008601.txt : 20130213 0001209191-13-008601.hdr.sgml : 20130213 20130213190540 ACCESSION NUMBER: 0001209191-13-008601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANCOCK BONNIE V CENTRAL INDEX KEY: 0001183045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 13605315 MAIL ADDRESS: STREET 1: P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-11 0 0000080420 POWELL INDUSTRIES INC POWL 0001183045 HANCOCK BONNIE V PO BOX 12818 HOUSTON TX 77075 1 0 0 0 Common Stock 2013-02-11 4 S 0 900 55.72 D 4600 D Common Stock 2013-02-11 4 S 0 900 54.73 D 3700 D Common Stock 2013-02-11 4 P 0 368 55.94 A 4068 D Common Stock 2013-02-11 4 P 0 1432 55.14 A 5500 D Certain of the reporting person's transactions described herein are matchable under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Powell Industries, Inc. the full amount of profit realized in connection with such transactions (i.e. $780.41), less transaction costs. The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $55.477-55.82, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 2. Includes 3,000 shares of restricted stock that have time-based vesting provisions. The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $54.70-54.75, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 4. The price reported in Column 4 is a weighted average price; shares were bought in multiple transactions by the reporting person's IRA. Reporting range is $55.85-55.97, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares bought at each price within the ranges set forth in footnote 5. The price reported in Column 4 is a weighted average price; shares were bought in multiple transactions by the reporting person's IRA. Reporting range is $54.85-55.65, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares bought at each price within the ranges set forth in footnote 6. Don R. Madison, Power of Attorney for Bonnie V. Hancock 2013-02-13