-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAO25ObiUACBZ44oL4+XWslJIIFPtcM3bNtQ1JOq90PQcqG7pE9QOekXgCOU2pJK ZSRc3ZyiVmTBmSKhdmKl4Q== 0001209191-03-007916.txt : 20030618 0001209191-03-007916.hdr.sgml : 20030618 20030618092027 ACCESSION NUMBER: 0001209191-03-007916 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030602 FILED AS OF DATE: 20030618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNER LAWRENCE R CENTRAL INDEX KEY: 0001222223 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 03748090 BUSINESS ADDRESS: STREET 1: 20555 SH249 CCA 13 STREET 2: MC130109 CITY: HOUSTON STATE: TX ZIP: 77014 BUSINESS PHONE: 281 514 7288 MAIL ADDRESS: STREET 1: PO BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77217 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0101 4/A2003-06-022003-06-04 0000080420 POWELL INDUSTRIES INC powl 0001222223 TANNER LAWRENCE R 1000Common Stock2003-06-021998-08-084M035530A3553DShadow Stock Units01996-07-011998-08-084M0147.3711.88A2003-0 6-021988-08-08Common Stock147.376156.93DShadow Stock Units01996-08-171998-08-084M043.9611.38A2003-06-021988-08-08Common Stock43.966200.89DShadow Stock Units01996-09-131998-08-084M0197.5310.13A2003-06-021988-08-08Common Stock197.536398.42DShadow Stock Units01996-10-011998-08-084M0191.789.13A2003-06-021988-08-08Common Stock191.786590.2DShadow Stock Units01996-12-031998-08-084M05010A2003-06-021988-08-08Common Stock506640.2DShadow Stock Un its01997-01-011998-08-084M0126.1313.88A2003-06-021988-08-08Common Stock126.136766.3DShadow Stock Units01997-01-121998-08-084M0161.6212.38< value>A2003-06-021988-08-08Common Stock161.626927.92DShadow Stock Units01997-02-221998-08-084M036.0413.88A2003-06-021988-08-08Common Stock36.046963.96DShadow Stock Units01997-03-141998-08-084M0141.5914.13A2003-06-021988-08-08Common Stock141.597105.55DShadow Stock Units01997-04-011998-08-084M0150.9413.25A2003-06-021988-08-08Common Stock150.947256.49DShadow Stock Units01997-05-241998-08-08< /deemedExecutionDate>4M040.6814.75A2003-06-021988-08-08Common Stock40.687297.17DShadow Stock Units01997-06-201998-08-084M0123.0816.25A2003-06-021988-08-08< value>Common Stock123.087420.25DShadow Stock Units01997-07-011998-08-084M0136.71< /transactionShares>14.63A2003-06-021988-08-08Common Stock136.717556.96DShadow Stock Units01997-08-231998-08-084M038.115.75A2003-06-021988-08-08Common Stock38.17595.06DShadow Stock Units01997-09-191998-08-084M012815.63A2003-06-021988-08-08Common Stock1287723.06DShadow Stock Units01997-10-011998-08-084M0117.6517A2003-06-021988-08-08Common Stock117.657840.71DShadow Stock Units01997-1 2-021998-08-084M057.1410.5A2003-06-021988-08-08Common Stock57.147897.85DShadow Stock Units01998-01-011998-08-084M0131.1515.25A2003-06-021988- 08-08Common Stock131.158029DShadow Stock Units01998-01-091998-08-084M0131.1515.25A2003-06-021988-08-08Common Stock131.158160.15DShadow Stock Units01998-02-271998-08-084M048.4812.375A2003-06-021988-08-08Common Stock48.488208.63DShadow Stock Units01998-03-131998-08-084M0166.6712A2003-06-02< /value>1988-08-08Common Stock166.678375.3DShadow Stock Units01998-04-011998-08-084M0186.0510.75A2003-06-021988-08-08Common Stock186.058561.35DShadow Stock Units01998-05-211998-08-084M050.2611.94A2003-06-021988-08-08Common Stock50.268611.61DShadow Stock Units01998-06-191998-08-084M0156.8612.75A2003-06-021988-08-08Common Stock156.868768.47DShadow Stock Units01998-07-011998-08-084M< /transactionCode>016012.5A2003-06-021988-08-08Common Stock1608928.47DShadow Stock U nits01998-08-271998-08-084M056.4710.63A2003-06-021988-08-08Common Stock56.478984.94DShadow Stock Units01998-09-251998-08-084M0258.067.75A2003-06-021988-08-08Common Stock258.069243DShadow Stock Units01998-10-011998-08-084M0258.067.75A2003-06-021988-08-08Common Stock258.069501.06DShadow Stock Units01998-11-241998-08-084M061.549.75A2003-06-021998-08-08Common Stock61.549562.6DNo conversion price is payable. Shadow Stock Units which were previously awarded in lieu of deferred director's fees automatically convert to shares of stock at the expiration of the deferral period.No expiration date is associated with Shadow Stock Units, they are released upon retirment from the Board of Directors or expiration of the deferral term.Securities acquired at various prices when Shadow Stock Units were previously awarded in lieu of deferred director's fees.The "deemed execution date" is not applicable to this transaction because the exe cution date has not been determined pursuant to Exchange Act Rule 16a-3(g)(2) or 16a-3(g)(3).In lieu of issuing fractional shares, the Company rounds up to the nearest whole share if the fraction is .5 or greater and down to the nearest whole share if the fraction is less than .5.Lawrence R. Tanner2003-06-18 -----END PRIVACY-ENHANCED MESSAGE-----