0001140361-18-032018.txt : 20180710 0001140361-18-032018.hdr.sgml : 20180710 20180710155821 ACCESSION NUMBER: 0001140361-18-032018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180709 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYCE CHARLES M CENTRAL INDEX KEY: 0001009121 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04875 FILM NUMBER: 18946984 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE VALUE TRUST, INC. CENTRAL INDEX KEY: 0000804116 IRS NUMBER: 133356097 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2123557311 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE VALUE TRUST INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2018-07-09 0 0000804116 ROYCE VALUE TRUST, INC. RVT 0001009121 ROYCE CHARLES M C/O ROYCE & ASSOCIATES 745 FIFTH AVENUE NEW YORK NY 10151 1 0 0 0 Common Stock 2018-07-09 4 P 0 16045 15.33 A 179456 D Common Stock 2018-07-09 4 P 0 10541 15.33 A 117894 I Family Investment Entity Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such 117,894 shares owned by the family investment entity in which he has no pecuniary interest. Shares acquired in Rights Offering. /s/ Dani Eng, Attorney-in-Fact 2018-07-10