0000938582-01-500024.txt : 20011019
0000938582-01-500024.hdr.sgml : 20011019
ACCESSION NUMBER: 0000938582-01-500024
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011012
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYCE VALUE TRUST INC
CENTRAL INDEX KEY: 0000804116
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 133356097
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40351
FILM NUMBER: 1758291
BUSINESS ADDRESS:
STREET 1: 1414 AVE OF THE AMERICAS 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2123557311
MAIL ADDRESS:
STREET 1: 1414 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: YALE UNIVERSITY
CENTRAL INDEX KEY: 0000938582
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 06646973
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 230 PROSPECT STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511-2107
BUSINESS PHONE: 2034325761
MAIL ADDRESS:
STREET 1: YALE UNIVERSITY INVESTMENT OFFICE
STREET 2: 230 PROSPECT STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511-2107
SC 13G/A
1
rvt13ga2.txt
13G AMMENDMENT
SC 13G/A
1
kenneth.miller@yale.edu
NYSE
0000804116
ROYCE VALUE TRUST FUND, INC.
13-3356097
KENNETH R. MILLER
(203) 432-5761
0000938582
eqed9jp@
SC 13G/A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment No. 15
ROYCE VALUE TRUST FUND, INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
780910 10 5
(CUSIP Number)
Check the appropriate box to designate the rule purusant to which this Schedule
is filed:
[X] Rule 13d-2(c)
1) Name and I.R.S. Identification No. of Reporting Person:
Yale University
I.R.S. Number 06-0646973-N
2) Check the Appropriate Box if a Member of a Group:
(a) (Not Applicable)
(b) (Not Applicable)
3) SEC Use Only
4) Citizenship or Place of Organization:
Yale University is a Connecticut corporation.
Number of Shares (5) Sole Voting Power - 4,618,212
Beneficially Owned by
Each Reporting (6) Shared Voting Power (Not Applicable)
Person With:
(7) Sole Dispositive Power - 4,618,212
(8) Shared Dispositive Power (Not Applicable)
9) Aggregate Amount Beneficially Owned by Each Reporting Person: 4,618,212
10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
(Not Applicable)
11) Percent of Class Represented by Amount in Row (9): 12.0%
12) Type of Reporting Person: EP
Item 1.
(a) Name of Issuer:
Royce Value Trust Fund, Inc. (the "Company")
(b) Address of Issuer's Principal Executive Office:
1414 Avenue of the Americas
New York, New York 10019
Item 2.
(a) Name of Person Filing:
Yale University
(b) Address of Principal Office:
Yale University
Investments Office
230 Prospect Street
New Haven, CT 06511-2107
Attn: Dean J. Takahashi, Senior Director
(c) Citizenship:
Yale University is a Connecticut corporation.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
780910 10 5
Item 3.
If this statement is filed pursuant to rules 13d-1(b) or 13d-2(b), check
whether the person filing is a:
. . . .
(f) [X] . . . Endowment Fund; see section 240.13d-1(b)(1)(ii)(F).
. . . .
Item 4. Ownership:
(a) Amount Beneficially Owned: 4,618,212
(b) Percent of Class: 12.0%
(c) Number of Shares as to which such person has:
(i) sole power to vote or to direct the vote:
4,618,212
(ii) shared power to vote or to direct the vote:
(Not Applicable)
(iii) sole power to dispose or to direct the disposition of:
4,618,212
(iv) shared power to dispose or to direct the disposition of:
(Not Applicable)
Item 5. Ownership of Five Percent or Less of a Class:
(Not Applicable)
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
(Not Applicable)
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company:
(Not Applicable)
Item 8. Identification and Classification of Members of Group:
(Not Applicable)
Item 9. Notice of Dissolution of Group:
(Not Applicable)
Item 10. Certification:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer of
such securities and were not acquired in connection with or as a
participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: October 12, 2001
/s/ David F. Swensen
Name: David F. Swensen
Title: Chief Investment Officer