-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSsinSROV23WMEn5ssGiGu4dZV3l5UtmgYlfgd49ftzlQANtVMG6KUs3+ora8x7z 45OT5Iyxy679cX9CaOHP6w== 0000804116-99-000003.txt : 19990825 0000804116-99-000003.hdr.sgml : 19990825 ACCESSION NUMBER: 0000804116-99-000003 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE VALUE TRUST INC CENTRAL INDEX KEY: 0000804116 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133356097 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 001-09313 FILM NUMBER: 99698132 BUSINESS ADDRESS: STREET 1: 1414 AVE OF THE AMERICAS 9TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123557311 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 NSAR-A 1 N-SAR (6.1) PAGE 1 000 A000000 06/30/1999 000 C000000 0000804116 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ROYCE VALUE TRUST, INC. 001 B000000 811-4875 001 C000000 2123557311 002 A000000 1414 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ROYCE & ASSOCIATES, INC. 008 B000001 A 008 C000001 801-8268 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10019 012 A000001 STATE STREET BANK AND TRUST COMPANY 012 B000001 84-00896 012 C010001 N. 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087 A010000 COMMON STOCK 087 A020000 780910105 087 A030000 RVT 087 B010000 CUMULATIVE PREFERRED STOCK 087 B020000 780910204 087 B030000 RVTPFD 087 C010000 TAX-ADVANTAGED CUMULATIVE PREFERRED STOCK 087 C020000 780910303 087 C030000 RVT.PRA 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE JOHN DENNEEN TITLE SECRETARY EX-99.77C 2 ROYCE VALUE TRUST, INC. Item 77(C) At the 1999 Annual Meeting of Stockholders held on April 28, 1999, the Fund's stockholders: (i) elected the board of directors, consisting of (a) Charles M. Royce, (b) John D. Diederich, (c) Donald R. Dwight, (d) Richard M. Galkin, (e) Stephen L. Isaacs and (f) David L. Meister and (ii) ratified the selection of Tait, Weller & Baker as independent accountants.
Common Common Common Stock Stock Stock and and and Preferred Preferred Preferred Preferred Preferred Preferred Stock Stock Stock Stock Stock Stock Voting Voting Voting Voting Voting Voting As A As A As A Together Together Together Separate Separate Separate As A As A As A Class - Class - Class - Single Single Single Votes Votes Votes Class - Class - Class - For Against Abstained Votes Votes Votes For Against Abstained --------- --------- ---------- --------- -------- ---------- (i) (a) 34,067,797.1149 N/A 331,471.9779 N/A N/A N/A (b) N/A N/A N/A 5,544,897 N/A 49,010 (c) 33,992,459.4673 N/A 406,809.6255 N/A N/A N/A (d) 33,995,939.9647 N/A 403,329.1281 N/A N/A N/A (e) 33,970,328.7703 N/A 428,940.3225 N/A N/A N/A (f) N/A N/A N/A 5,538,931 N/A 54,976 (ii) 34,039,366.9741 135,359.8777 224,540.241 N/A N/A N/A
EX-23.FDS 3 [ARTICLE] 6 [RESTATED] [CIK] 0000804116 [NAME] ROYCE VALUE TRUST [SERIES] [NUMBER] [NAME] [PERIOD-TYPE] 6-MOS [FISCAL-YEAR-END] DEC-31-1999 [PERIOD-END] JUN-30-1999 [INVESTMENTS-AT-COST] 541724111 [INVESTMENTS-AT-VALUE] 689233405 [RECEIVABLES] 5910616 [ASSETS-OTHER] 534258 [OTHER-ITEMS-ASSETS] 77511 [TOTAL-ASSETS] 695755790 [PAYABLE-FOR-SECURITIES] 6535137 [SENIOR-LONG-TERM-DEBT] 0 [OTHER-ITEMS-LIABILITIES] 977301 [TOTAL-LIABILITIES] 7512438 [SENIOR-EQUITY] 160000000 [PAID-IN-CAPITAL-COMMON] 373317165 [SHARES-COMMON-STOCK] 33891 [SHARES-COMMON-PRIOR] 32880 [ACCUMULATED-NII-CURRENT] 5235630 [OVERDISTRIBUTION-NII] 0 [ACCUMULATED-NET-GAINS] 31962814 [OVERDISTRIBUTION-GAINS] 29815442 [ACCUM-APPREC-OR-DEPREC] 147509294 [NET-ASSETS] 528243352 [DIVIDEND-INCOME] 3863741 [INTEREST-INCOME] 2876158 [OTHER-INCOME] 0 [EXPENSES-NET] 3350282 [NET-INVESTMENT-INCOME] 3389617 [REALIZED-GAINS-CURRENT] 25467507 [APPREC-INCREASE-CURRENT] (571055) [NET-CHANGE-FROM-OPS] 28286069 [EQUALIZATION] 0 [DISTRIBUTIONS-OF-INCOME] 0 [DISTRIBUTIONS-OF-GAINS] 0 [DISTRIBUTIONS-OTHER] 29549220 [NUMBER-OF-SHARES-SOLD] 0 [NUMBER-OF-SHARES-REDEEMED] 0 [SHARES-REINVESTED] 12543408 [NET-CHANGE-IN-ASSETS] 11280257 [ACCUMULATED-NII-PRIOR] 1846013 [ACCUMULATED-GAINS-PRIOR] 6495307 [OVERDISTRIB-NII-PRIOR] 0 [OVERDIST-NET-GAINS-PRIOR] 0 [GROSS-ADVISORY-FEES] 3021841 [INTEREST-EXPENSE] 0 [GROSS-EXPENSE] 3536653 [AVERAGE-NET-ASSETS] 484285797 [PER-SHARE-NAV-BEGIN] 15.72 [PER-SHARE-NII] .10 [PER-SHARE-GAIN-APPREC] .71 [PER-SHARE-DIVIDEND] 0 [PER-SHARE-DISTRIBUTIONS] .89 [RETURNS-OF-CAPITAL] (.05) [PER-SHARE-NAV-END] 15.59 [EXPENSE-RATIO] 1.39
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