-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwnJ1t5HUf26fF9jC41TXc5i1POUSy2grEam55/IQu5jrg80n0ENg5//VIeZl979 QgI6o3cwFQ4O+660TGQxpw== 0000804116-96-000003.txt : 19960903 0000804116-96-000003.hdr.sgml : 19960903 ACCESSION NUMBER: 0000804116-96-000003 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960630 FILED AS OF DATE: 19960830 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE VALUE TRUST INC CENTRAL INDEX KEY: 0000804116 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133356097 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 001-09313 FILM NUMBER: 96624203 BUSINESS ADDRESS: STREET 1: 1414 AVE OF THE AMERICAS 9TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123557311 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 06/30/96 000 C000000 0000804116 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 ROYCE VALUE TRUST, INC. 001 B000000 811-4875 001 C000000 0000804116 002 A000000 1414 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 QUEST ADVISORY CORP. 008 B000001 A 008 C000001 801-8268 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10019 012 A000001 STATE STREET BANK AND TRUST COMPANY 012 B000001 84-00896 012 C010001 N. 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0 075 B000000 351800 076 000000 12.38 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 0 PAGE 12 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 780910105 087 A030000 RVT 087 B010000 CONVERTIBLE NOTES 087 B020000 780910AA3 087 B030000 RVT.F 088 A000000 Y 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE JOHN DENNEEN TITLE COMPLIANCE OFFICER At the June 26, 1996, Annual Meeting of Stockholders of the Registrant, the stockholders approved: (i) a new Investment Advisory Agreement between the Registrant and Quest Advisory Corp., and (ii) a change in the Registrant's fundamental investment policy. The new Investment Advisory Agreement changed, among other things, the benchmark index, against which the Registrant's performance is measured, from the S&P 500 Index to the S&P 600 SmallCap Stock Price Index. Additionally, the performance measurement period has lengthened from three years to five years. The change in the fundamental investment policy permits the Registrant to invest up to 5% of its total assets in warrants, rights and options. (i) Votes Casted Votes Casted For Against Votes Abstained 19,036,178 595,061 370,906 (ii) Votes Casted Votes Casted For Against Votes Abstained 13,330,499 634,457 537,072 SIGNATURE PAGE For period ending 06/30/96 File number 811--4875 This report is signed on behalf of the registrant in the City of New York and State of New York on the 30th day of August, 1996. ROYCE VALUE TRUST, INC. By: /s/ Daniel A. O'Byrne Witness:/s/ John E. Denneen Daniel A. O'Byrne John E. Denneen Vice President Secretary -----END PRIVACY-ENHANCED MESSAGE-----