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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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0000804116-06-000001.txt : 20060228
0000804116-06-000001.hdr.sgml : 20060228
20060228161949
ACCESSION NUMBER: 0000804116-06-000001
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20051231
FILED AS OF DATE: 20060228
DATE AS OF CHANGE: 20060228
EFFECTIVENESS DATE: 20060228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYCE VALUE TRUST INC
CENTRAL INDEX KEY: 0000804116
IRS NUMBER: 133356097
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04875
FILM NUMBER: 06651201
BUSINESS ADDRESS:
STREET 1: 1414 AVE OF THE AMERICAS 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2123557311
MAIL ADDRESS:
STREET 1: 1414 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
NSAR-B
1
answer.fil
PAGE 1
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PAGE 2
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PAGE 3
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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SIGNATURE DANI ENG
TITLE ASSISTANT SECRETARY
EX-99.77B ACCT LTTR
2
rvt77b05.htm
TAIT, WELLER & BAKER LLP
Certified Public Accountants
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Board of Directors
Royce Value Trust, Inc.
New York, New York
In planning and performing our audits of the financial statements of Royce Value Trust, Inc. ("Fund") for the year ended December 31, 2005, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered their internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with accounting principles generally accepted in the United States of America. Such internal control includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.
Because of inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the company's ability to initiate, authorize, record, process or report financial data reliably in accordance with accounting principles generally accepted in the United States of America such that there is more than a remote likelihood that a misstatement of the company's annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected.
Board of Directors
Royce Value Trust, Inc.
Page Two
Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities, which we consider to be material weaknesses, as defined above, as of December 31, 2005.
This report is intended solely for the information and use of management, and the Board of Directors of Royce Value Trust, Inc. and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties.
/s/ TAIT, WELLER & BAKER LLP
Philadelphia, Pennsylvania
January 20, 2006
EX-99.77C VOTES
3
rvt77c05.htm
Exhibit 77C
ROYCE VALUE TRUST, INC.
At the 2005 Annual Meeting of Stockholders held on September 29, 2005, the Fund's stockholders elected four Directors, consisting of:
|
Votes For |
Votes Abstained |
*Donald R. Dwight |
55,341,521 |
524,245 |
*Stephen L. Isaacs |
55,442,757 |
423,009 |
**William L. Koke |
7,494,598 |
67,784 |
**David L. Meister |
7,482,620 |
79,762 |
*Common Stock and Preferred Stock Voting Together As A Single Class
**Preferred Stock Voting As A Separate Class
EX-99.77D POLICIES
4
rvt77d05b.htm
Exhibit 77D
Royce Value Trust, Inc.
On September 20-21, 2005, The Board of Directors of Royce Value Trust, Inc. (the "Fund") voted to amend the Fund's non-fundamental investment policies to permit the Fund to enter into repurchase agreements through the Fixed Income Clearing Corporation as a "Sponsored Member" in the Fixed Income Clearing Corporation.
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