United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: August 31
Date of reporting period: 7/1/2018 through 6/30/2019
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2018 - 06/30/2019
PGIM Jennison Value Fund - Sub-Adviser: Jennison
| AIRBUS SE
Meeting Date: APR 10, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AIR
Security ID: N0280G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 2 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 3 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 4 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 5 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 6 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 7 | Accounts and Reports | Management | For | For |
| 8 | Allocation of Profits/Dividends | Management | For | For |
| 9 | Ratification of Non-Executive Directors' Acts | Management | For | For |
| 10 | Ratification of Executive Directors' Acts | Management | For | For |
| 11 | Appointment of Auditor | Management | For | For |
| 12 | Amendments to Remuneration Policy | Management | For | For |
| 13 | Elect Guillaume Faury to the Board of Directors | Management | For | For |
| 14 | Elect Catherine Guillouard to the Board of Directors | Management | For | For |
| 15 | Elect Claudia Nemat to the Board of Directors | Management | For | For |
| 16 | Elect Carlos Tavares to the Board of Directors | Management | For | Against |
| 17 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Management | For | For |
| 18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Cancellation of Shares | Management | For | For |
| 21 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| ALLERGAN PLC
Meeting Date: MAY 01, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AGN
Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nesli Basgoz | Management | For | Against |
| 2 | Elect Joseph H. Boccuzi | Management | For | Against |
| 3 | Elect Christopher W. Bodine | Management | For | Against |
| 4 | Elect Adriane M. Brown | Management | For | Against |
| 5 | Elect Christopher J. Coughlin | Management | For | Against |
| 6 | Elect Carol Anthony Davidson | Management | For | Against |
| 7 | Elect Thomas C. Freyman | Management | For | Against |
| 8 | Elect Michael E. Greenberg | Management | For | Against |
| 9 | Elect Robert J. Hugin | Management | For | Against |
| 10 | Elect Peter J. McDonnell | Management | For | Against |
| 11 | Elect Brenton L. Saunders | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor and Authority to Set Fees | Management | For | Against |
| 14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Against |
| 15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| ALPHABET INC.
Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL
Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect John L. Hennessy | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Ann Mather | Management | For | For |
| 1.7 | Elect Alan R. Mulally | Management | For | For |
| 1.8 | Elect Sundar Pichai | Management | For | For |
| 1.9 | Elect K. Ram Shriram | Management | For | For |
| 1.10 | Elect Robin L. Washington | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | Shareholder | Against | Abstain |
| 6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Strategic Alternatives Committee | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Clawback Policy | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Abstain |
| AMEREN
CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AEE
Security ID: 023608102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Warner L. Baxter | Management | For | For |
| 2 | Elect Catherine S. Brune | Management | For | For |
| 3 | Elect J. Edward Coleman | Management | For | For |
| 4 | Elect Ward H. Dickson | Management | For | For |
| 5 | Elect Noelle K. Eder | Management | For | For |
| 6 | Elect Ellen M. Fitzsimmons | Management | For | For |
| 7 | Elect Rafael Flores | Management | For | For |
| 8 | Elect Richard J. Harshman | Management | For | For |
| 9 | Elect Craig S. Ivey | Management | For | For |
| 10 | Elect James C. Johnson | Management | For | For |
| 11 | Elect Steven H. Lipstein | Management | For | For |
| 12 | Elect Stephen R. Wilson | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Transaction of Other Business | Management | For | Against |
| AMERICAN
CAMPUS COMMUNITIES, INC. Meeting Date: MAY 01, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACC
Security ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William C. Bayless, Jr. | Management | For | For |
| 2 | Elect G. Steven Dawson | Management | For | For |
| 3 | Elect Cydney C. Donnell | Management | For | For |
| 4 | Elect Mary C. Egan | Management | For | For |
| 5 | Elect Edward Lowenthal | Management | For | For |
| 6 | Elect Oliver Luck | Management | For | For |
| 7 | Elect C. Patrick Oles Jr. | Management | For | For |
| 8 | Elect John T. Rippel | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN
ELECTRIC POWER COMPANY, INC. Meeting Date: APR 23, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AEP
Security ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nicholas K. Akins | Management | For | For |
| 2 | Elect David J. Anderson | Management | For | For |
| 3 | Elect J. Barnie Beasley, Jr. | Management | For | For |
| 4 | Elect Ralph D. Crosby, Jr. | Management | For | For |
| 5 | Elect Linda A. Goodspeed | Management | For | For |
| 6 | Elect Thomas E. Hoaglin | Management | For | For |
| 7 | Elect Sandra Beach Lin | Management | For | For |
| 8 | Elect Margaret M. McCarthy | Management | For | For |
| 9 | Elect Richard C. Notebaert | Management | For | For |
| 10 | Elect Lionel L. Nowell, III | Management | For | For |
| 11 | Elect Stephen S. Rasmussen | Management | For | For |
| 12 | Elect Oliver G. Richard, III | Management | For | For |
| 13 | Elect Sara Martinez Tucker | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Elimination of Preemptive Rights | Management | For | Against |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN TOWER
CORPORATION Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AMT
Security ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Raymond P. Dolan | Management | For | For |
| 2 | Elect Robert D. Hormats | Management | For | For |
| 3 | Elect Gustavo Lara Cantu | Management | For | For |
| 4 | Elect Grace D. Lieblein | Management | For | For |
| 5 | Elect Craig Macnab | Management | For | For |
| 6 | Elect JoAnn A. Reed | Management | For | For |
| 7 | Elect Pamela D.A. Reeve | Management | For | For |
| 8 | Elect David E. Sharbutt | Management | For | For |
| 9 | Elect James D. Taiclet, Jr. | Management | For | For |
| 10 | Elect Samme L. Thompson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| APPLE INC.
Meeting Date: MAR 01, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AAPL
Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Andrea Jung | Management | For | For |
| 6 | Elect Arthur D. Levinson | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Susan L. Wagner | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| ASTRAZENECA
PLC Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AZN
Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5 | Elect Leif Johansson | Management | For | For |
| 6 | Elect Pascal Soriot | Management | For | For |
| 7 | Elect Marc Dunoyer | Management | For | For |
| 8 | Elect Genevieve B. Berger | Management | For | For |
| 9 | Elect Philip Broadley | Management | For | For |
| 10 | Elect Graham Chipchase | Management | For | For |
| 11 | Elect Deborah DiSanzo | Management | For | For |
| 12 | Elect Sheri McCoy | Management | For | For |
| 13 | Elect Tony SK MOK | Management | For | For |
| 14 | Elect Nazneen Rahman | Management | For | For |
| 15 | Elect Marcus Wallenberg | Management | For | For |
| 16 | Remuneration Report (Advisory) | Management | For | For |
| 17 | Authorisation of Political Donations | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| BANK OF
AMERICA CORPORATION Meeting Date: APR 24, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BAC
Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Linda P. Hudson | Management | For | For |
| 8 | Elect Monica C. Lozano | Management | For | For |
| 9 | Elect Thomas J. May | Management | For | For |
| 10 | Elect Brian T. Moynihan | Management | For | For |
| 11 | Elect Lionel L. Nowell, III | Management | For | For |
| 12 | Elect Clayton S. Rose | Management | For | For |
| 13 | Elect Michael D. White | Management | For | For |
| 14 | Elect Thomas D. Woods | Management | For | For |
| 15 | Elect R. David Yost | Management | For | For |
| 16 | Elect Maria T. Zuber | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Amendment to the Key Employee Equity Plan | Management | For | For |
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| BB&T
CORPORATION Meeting Date: APR 30, 2019 Record Date: FEB 20, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BBT
Security ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jennifer S. Banner | Management | For | For |
| 2 | Elect K. David Boyer, Jr. | Management | For | For |
| 3 | Elect Anna R. Cablik | Management | For | For |
| 4 | Elect Patrick C. Graney III | Management | For | For |
| 5 | Elect I. Patricia Henry | Management | For | For |
| 6 | Elect Kelly S. King | Management | For | For |
| 7 | Elect Louis B. Lynn | Management | For | For |
| 8 | Elect Easter Maynard | Management | For | For |
| 9 | Elect Charles A. Patton | Management | For | For |
| 10 | Elect Nido R. Qubein | Management | For | For |
| 11 | Elect William J. Reuter | Management | For | For |
| 12 | Elect Tollie W. Rich, Jr. | Management | For | For |
| 13 | Elect Christine Sears | Management | For | For |
| 14 | Elect Thomas E. Skains | Management | For | For |
| 15 | Elect Thomas N. Thompson | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| BOSTON
PROPERTIES, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BXP
Security ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kelly A. Ayotte | Management | For | For |
| 2 | Elect Bruce W. Duncan | Management | For | For |
| 3 | Elect Karen E. Dykstra | Management | For | For |
| 4 | Elect Carol B. Einiger | Management | For | For |
| 5 | Elect Diane J. Hoskins | Management | For | For |
| 6 | Elect Joel I. Klein | Management | For | For |
| 7 | Elect Douglas T. Linde | Management | For | For |
| 8 | Elect Matthew J. Lustig | Management | For | For |
| 9 | Elect Owen D. Thomas | Management | For | For |
| 10 | Elect David A. Twardock | Management | For | For |
| 11 | Elect William H. Walton III | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of the Non-Employee Director Compensation Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| BRIGHTHOUSE
FINANCIAL, INC. Meeting Date: JUN 13, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BHF
Security ID: 10922N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Irene Chang Britt | Management | For | For |
| 2 | Elect C. Edward Chaplin | Management | For | For |
| 3 | Elect Eileen A. Mallesch | Management | For | For |
| 4 | Elect Paul Wetzel | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| BRISTOL-MYERS
SQUIBB COMPANY Meeting Date: APR 12, 2019 Record Date: MAR 01, 2019 Meeting Type: SPECIAL | ||||
| Ticker: BMY
Security ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Celgene Transaction | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| BRISTOL-MYERS
SQUIBB COMPANY Meeting Date: MAY 29, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BMY
Security ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter J. Arduini | Management | For | For |
| 2 | Elect Robert J. Bertolini | Management | For | For |
| 3 | Elect Giovanni Caforio | Management | For | For |
| 4 | Elect Matthew W. Emmens | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Dinesh C. Paliwal | Management | For | For |
| 8 | Elect Theodore R. Samuels | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Elect Gerald Storch | Management | For | For |
| 11 | Elect Karen H. Vousden | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| BROADCOM INC.
Meeting Date: APR 01, 2019 Record Date: FEB 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AVGO
Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect Dr. Henry S. Samueli | Management | For | For |
| 3 | Elect Eddy W. Hartenstein | Management | For | For |
| 4 | Elect Diane M. Bryant | Management | For | For |
| 5 | Elect Gayla J. Delly | Management | For | For |
| 6 | Elect Check Kian Low | Management | For | For |
| 7 | Elect Peter J. Marks | Management | For | For |
| 8 | Elect Harry L. You | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Amendment to the Employee Share Purchase Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| CAPITAL ONE
FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: COF
Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard D. Fairbank | Management | For | For |
| 2 | Elect Aparna Chennapragada | Management | For | For |
| 3 | Elect Ann Fritz Hackett | Management | For | For |
| 4 | Elect Peter Tom Killalea | Management | For | For |
| 5 | Elect Eli Leenaars | Management | For | For |
| 6 | Elect Pierre E. Leroy | Management | For | For |
| 7 | Elect Francois Locoh-Donou | Management | For | For |
| 8 | Elect Peter E. Raskind | Management | For | For |
| 9 | Elect Mayo A. Shattuck III | Management | For | For |
| 10 | Elect Bradford H. Warner | Management | For | For |
| 11 | Elect Catherine G. West | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the 2004 Stock Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| CHEVRON
CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CVX
Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wanda M. Austin | Management | For | For |
| 2 | Elect John B. Frank | Management | For | For |
| 3 | Elect Alice P. Gast | Management | For | For |
| 4 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 5 | Elect Charles W. Moorman, IV | Management | For | For |
| 6 | Elect Dambisa F. Moyo | Management | For | For |
| 7 | Elect Debra L. Reed-Klages | Management | For | For |
| 8 | Elect Ronald D. Sugar | Management | For | For |
| 9 | Elect Inge G. Thulin | Management | For | For |
| 10 | Elect D. James Umpleby | Management | For | For |
| 11 | Elect Michael K. Wirth | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Human Right to Water | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| CHUBB LIMITED
Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CB
Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Disposable Profit | Management | For | For |
| 3 | Distribution of a Dividend out of Legal Reserves | Management | For | For |
| 4 | Ratification of Board Acts | Management | For | For |
| 5 | Election of Statutory Auditors | Management | For | For |
| 6 | Appointment of Auditor | Management | For | For |
| 7 | Appointment of Special Auditor | Management | For | For |
| 8 | Elect Evan G. Greenberg | Management | For | For |
| 9 | Elect Robert M. Hernandez | Management | For | For |
| 10 | Elect Michael G. Atieh | Management | For | For |
| 11 | Elect Sheila P. Burke | Management | For | For |
| 12 | Elect James I. Cash, Jr. | Management | For | For |
| 13 | Elect Mary A. Cirillo | Management | For | For |
| 14 | Elect Michael P. Connors | Management | For | Against |
| 15 | Elect John A. Edwardson | Management | For | For |
| 16 | Elect Kimberly Ross | Management | For | For |
| 17 | Elect Robert W. Scully | Management | For | For |
| 18 | Elect Eugene B. Shanks, Jr. | Management | For | For |
| 19 | Elect Theodore Shasta | Management | For | For |
| 20 | Elect David H. Sidwell | Management | For | For |
| 21 | Elect Olivier Steimer | Management | For | For |
| 22 | Elect Evan G. Greenberg | Management | For | For |
| 23 | Elect Michael P. Connors | Management | For | Against |
| 24 | Elect Mary A. Cirillo | Management | For | For |
| 25 | Elect John A. Edwardson | Management | For | For |
| 26 | Elect Robert M. Hernandez | Management | For | For |
| 27 | Appointment of Independent Proxy (Switzerland) | Management | For | For |
| 28 | Board Compensation | Management | For | For |
| 29 | Executive Compensation | Management | For | For |
| 30 | Advisory Vote on Executive Compensation | Management | For | For |
| 31 | Additional or Amended Proposals | Management | For | Against |
| CIGNA
CORPORATION Meeting Date: AUG 24, 2018 Record Date: JUL 10, 2018 Meeting Type: SPECIAL | ||||
| Ticker: CI
Security ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Express Scripts Merger | Management | For | Against |
| 2 | Right to Adjourn Meeting | Management | For | For |
| CIGNA
CORPORATION Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CI
Security ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David M. Cordani | Management | For | For |
| 2 | Elect William J. DeLaney | Management | For | For |
| 3 | Elect Eric J. Foss | Management | For | For |
| 4 | Elect Elder Granger | Management | For | For |
| 5 | Elect Isaiah Harris, Jr. | Management | For | For |
| 6 | Elect Roman Martinez IV | Management | For | For |
| 7 | Elect Kathleen M. Mazzarella | Management | For | For |
| 8 | Elect Mark B. McClellan | Management | For | For |
| 9 | Elect John M. Partridge | Management | For | For |
| 10 | Elect William L. Roper | Management | For | For |
| 11 | Elect Eric C. Wiseman | Management | For | For |
| 12 | Elect Donna F. Zarcone | Management | For | For |
| 13 | Elect William D. Zollars | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Cyber Risk Report | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| CISCO SYSTEMS,
INC. Meeting Date: DEC 12, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CSCO
Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect M. Michele Burns | Management | For | For |
| 2 | Elect Michael D. Capellas | Management | For | For |
| 3 | Elect Mark Garrett | Management | For | For |
| 4 | Elect Kristina M. Johnson | Management | For | For |
| 5 | Elect Roderick C. McGeary | Management | For | For |
| 6 | Elect Charles H. Robbins | Management | For | For |
| 7 | Elect Arun Sarin | Management | For | For |
| 8 | Elect Brenton L. Saunders | Management | For | For |
| 9 | Elect Steven M. West | Management | For | For |
| 10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| CITIGROUP INC.
Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Ellen M. Costello | Management | For | For |
| 3 | Elect Barbara J. Desoer | Management | For | For |
| 4 | Elect John C. Dugan | Management | For | For |
| 5 | Elect Duncan P. Hennes | Management | For | For |
| 6 | Elect Peter B. Henry | Management | For | For |
| 7 | Elect S. Leslie Ireland | Management | For | For |
| 8 | Elect Lew W. Jacobs, IV | Management | For | For |
| 9 | Elect Renee J. James | Management | For | For |
| 10 | Elect Eugene M. McQuade | Management | For | For |
| 11 | Elect Gary M. Reiner | Management | For | For |
| 12 | Elect Diana L. Taylor | Management | For | For |
| 13 | Elect James S. Turley | Management | For | For |
| 14 | Elect Deborah C. Wright | Management | For | For |
| 15 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Approval of the 2019 Stock Incentive Plan | Management | For | For |
| 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| COMCAST
CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA
Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Madeline S. Bell | Management | For | For |
| 1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Edward D. Breen | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Maritza Gomez Montiel | Management | For | For |
| 1.8 | Elect Asuka Nakahara | Management | For | For |
| 1.9 | Elect David C. Novak | Management | For | For |
| 1.10 | Elect Brian L. Roberts | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of the 2019 Omnibus Sharesave Plan | Management | For | For |
| 4 | Advisory vote on executive compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| CONAGRA
BRANDS, INC. Meeting Date: SEP 21, 2018 Record Date: JUL 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CAG
Security ID: 205887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anil Arora | Management | For | For |
| 1.2 | Elect Thomas K. Brown | Management | For | For |
| 1.3 | Elect Stephen G. Butler | Management | For | For |
| 1.4 | Elect Sean M. Connolly | Management | For | For |
| 1.5 | Elect Joie Gregor | Management | For | For |
| 1.6 | Elect Rajive Johri | Management | For | For |
| 1.7 | Elect Richard H. Lenny | Management | For | For |
| 1.8 | Elect Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Craig P. Omtvedt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| DOWDUPONT INC.
Meeting Date: MAY 23, 2019 Record Date: MAY 01, 2019 Meeting Type: SPECIAL | ||||
| Ticker: DWDP
Security ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reverse Stock Split | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| DUPONT DE
NEMOURS, INC. Meeting Date: JUN 25, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DD
Security ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Edward D. Breen | Management | For | For |
| 2 | Elect Ruby R. Chandy | Management | For | For |
| 3 | Elect Franklin K. Clyburn, Jr. | Management | For | For |
| 4 | Elect Terrence R. Curtin | Management | For | For |
| 5 | Elect Alexander M. Cutler | Management | For | For |
| 6 | Elect C. Marc Doyle | Management | For | For |
| 7 | Elect Eleuthere I. du Pont | Management | For | For |
| 8 | Elect Rajiv L. Gupta | Management | For | For |
| 9 | Elect Luther C. Kissam IV | Management | For | For |
| 10 | Elect Frederick M. Lowery | Management | For | For |
| 11 | Elect Raymond J. Milchovich | Management | For | For |
| 12 | Elect Steven M. Sterin | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Plastic Pollution | Shareholder | Against | Against |
| DXC TECHNOLOGY
COMPANY Meeting Date: AUG 15, 2018 Record Date: JUN 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DXC
Security ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mukesh Aghi | Management | For | For |
| 2 | Elect Amy E. Alving | Management | For | For |
| 3 | Elect David L. Herzog | Management | For | For |
| 4 | Elect Sachin S. Lawande | Management | For | For |
| 5 | Elect J. Michael Lawrie | Management | For | For |
| 6 | Elect Mary Louise Krakauer | Management | For | For |
| 7 | Elect Julio A. Portalatin | Management | For | For |
| 8 | Elect Peter Rutland | Management | For | For |
| 9 | Elect Manoj P. Singh | Management | For | For |
| 10 | Elect Robert F. Woods | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| ELANCO ANIMAL
HEALTH INCORPORATED Meeting Date: MAY 08, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ELAN
Security ID: 28414H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kapila K. Anand | Management | For | For |
| 2 | Elect John P. Bilbrey | Management | For | For |
| 3 | Elect R. David Hoover | Management | For | For |
| 4 | Elect Lawrence E. Kurzius | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ELI LILLY AND
COMPANY Meeting Date: MAY 06, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LLY
Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ralph Alvarez | Management | For | For |
| 2 | Elect Carolyn R. Bertozzi | Management | For | For |
| 3 | Elect Juan R. Luciano | Management | For | For |
| 4 | Elect Kathi P. Seifert | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Elimination of Supermajority Requirement | Management | For | For |
| 9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| EMERSON
ELECTRIC CO. Meeting Date: FEB 05, 2019 Record Date: NOV 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EMR
Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clemens A.H. Borsig | Management | For | For |
| 1.2 | Elect Joshua B. Bolten | Management | For | For |
| 1.3 | Elect Lori M. Lee | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EXELON
CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EXC
Security ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anthony K. Anderson | Management | For | For |
| 2 | Elect Ann C. Berzin | Management | For | For |
| 3 | Elect M. Laurie Brlas | Management | For | For |
| 4 | Elect Christopher M. Crane | Management | For | For |
| 5 | Elect Yves C. de Balmann | Management | For | For |
| 6 | Elect Nicholas DeBenedictis | Management | For | For |
| 7 | Elect Linda P. Jojo | Management | For | For |
| 8 | Elect Paul L. Joskow | Management | For | For |
| 9 | Elect Robert J. Lawless | Management | For | For |
| 10 | Elect Richard W. Mies | Management | For | For |
| 11 | Elect Mayo A. Shattuck III | Management | For | For |
| 12 | Elect Stephen D. Steinour | Management | For | Against |
| 13 | Elect John F. Young | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Report on Environmental Activities | Shareholder | Against | Against |
| FEDEX
CORPORATION Meeting Date: SEP 24, 2018 Record Date: JUL 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FDX
Security ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John A. Edwardson | Management | For | For |
| 2 | Elect Marvin R. Ellison | Management | For | For |
| 3 | Elect Susan Patricia Griffith | Management | For | For |
| 4 | Elect John Chris Inglis | Management | For | For |
| 5 | Elect Kimberly A. Jabal | Management | For | For |
| 6 | Elect Shirley Ann Jackson | Management | For | For |
| 7 | Elect R. Brad Martin | Management | For | For |
| 8 | Elect Joshua Cooper Ramo | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Frederick W. Smith | Management | For | For |
| 11 | Elect David P. Steiner | Management | For | For |
| 12 | Elect Paul S. Walsh | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| FLEX LTD.
Meeting Date: AUG 16, 2018 Record Date: JUN 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FLEX
Security ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lay Koon Tan | Management | For | For |
| 2 | Elect Jennifer Li | Management | For | For |
| 3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 4 | Authority to Issue Ordinary Shares | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Renewal of Share Purchase Mandate | Management | For | For |
| FMC
CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 06, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FMC
Security ID: 302491303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Pierre R. Brondeau | Management | For | For |
| 2 | Elect Eduardo E. Cordeiro | Management | For | For |
| 3 | Elect G. Peter D'Aloia | Management | For | For |
| 4 | Elect C. Scott Greer | Management | For | For |
| 5 | Elect K'Lynne Johnson | Management | For | For |
| 6 | Elect Dirk A. Kempthorne | Management | For | For |
| 7 | Elect Paul J. Norris | Management | For | For |
| 8 | Elect Margareth Ovrum | Management | For | For |
| 9 | Elect Robert C. Pallash | Management | For | For |
| 10 | Elect William H. Powell | Management | For | For |
| 11 | Elect Vincent R. Volpe Jr. | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Elimination of Supermajority Requirement | Management | For | For |
| JOHNSON
CONTROLS INTERNATIONAL PLC Meeting Date: MAR 06, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL | ||||
| Ticker: JCI
Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jean S. Blackwell | Management | For | For |
| 2 | Elect Pierre E. Cohade | Management | For | For |
| 3 | Elect Michael E. Daniels | Management | For | For |
| 4 | Elect Juan Pablo del Valle Perochena | Management | For | For |
| 5 | Elect W. Roy Dunbar | Management | For | For |
| 6 | Elect Gretchen R. Haggerty | Management | For | For |
| 7 | Elect Simone Menne | Management | For | For |
| 8 | Elect George R. Oliver | Management | For | For |
| 9 | Elect Carl Jurgen Tinggren | Management | For | For |
| 10 | Elect Mark P. Vergnano | Management | For | For |
| 11 | Elect R. David Yost | Management | For | For |
| 12 | Elect John D. Young | Management | For | For |
| 13 | Ratification of PricewaterhouseCoopers | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Repurchase Shares | Management | For | For |
| 16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| JPMORGAN CHASE
& CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: JPM
Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Stephen B. Burke | Management | For | For |
| 4 | Elect Todd A. Combs | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Mellody Hobson | Management | For | For |
| 9 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Michael A. Neal | Management | For | For |
| 11 | Elect Lee R. Raymond | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| LABORATORY
CORPORATION OF AMERICA HOLDINGS Meeting Date: MAY 09, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LH
Security ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kerrii B. Anderson | Management | For | For |
| 2 | Elect Jean-Luc Belingard | Management | For | For |
| 3 | Elect D. Gary Gilliland | Management | For | For |
| 4 | Elect David P. King | Management | For | For |
| 5 | Elect Garheng Kong | Management | For | For |
| 6 | Elect Peter M. Neupert | Management | For | For |
| 7 | Elect Richelle P. Parham | Management | For | For |
| 8 | Elect Adam H. Schechter | Management | For | For |
| 9 | Elect R. Sanders Williams | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| LOWE'S
COMPANIES, INC. Meeting Date: MAY 31, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LOW
Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralph Alvarez | Management | For | For |
| 1.2 | Elect David H. Batchelder | Management | For | For |
| 1.3 | Elect Angela F. Braly | Management | For | For |
| 1.4 | Elect Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Marvin R. Ellison | Management | For | For |
| 1.8 | Elect James H. Morgan | Management | For | For |
| 1.9 | Elect Brian C. Rogers | Management | For | For |
| 1.10 | Elect Bertram L. Scott | Management | For | For |
| 1.11 | Elect Lisa W. Wardell | Management | For | For |
| 1.12 | Elect Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MCDONALD'S
CORPORATION Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MCD
Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd H. Dean | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Robert A. Eckert | Management | For | For |
| 4 | Elect Margaret H. Georgiadis | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Richard H. Lenny | Management | For | For |
| 7 | Elect John Mulligan | Management | For | For |
| 8 | Elect Sheila A. Penrose | Management | For | For |
| 9 | Elect John W. Rogers, Jr. | Management | For | For |
| 10 | Elect Paul S. Walsh | Management | For | For |
| 11 | Elect Miles D. White | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment Regarding Board Size | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| MERCK &
CO., INC. Meeting Date: MAY 28, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MRK
Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Mary Ellen Coe | Management | For | For |
| 4 | Elect Pamela J. Craig | Management | For | For |
| 5 | Elect Kenneth C. Frazier | Management | For | For |
| 6 | Elect Thomas H. Glocer | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Paul B. Rothman | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Inge G. Thulin | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | Against |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2019 Stock Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| METLIFE, INC.
Meeting Date: JUN 18, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MET
Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect Gerald L. Hassell | Management | For | For |
| 4 | Elect David L. Herzog | Management | For | For |
| 5 | Elect R. Glenn Hubbard | Management | For | For |
| 6 | Elect Edward J. Kelly, III | Management | For | For |
| 7 | Elect William E. Kennard | Management | For | For |
| 8 | Elect Michel A. Khalaf | Management | For | For |
| 9 | Elect James M. Kilts | Management | For | For |
| 10 | Elect Catherine R. Kinney | Management | For | For |
| 11 | Elect Diana McKenzie | Management | For | For |
| 12 | Elect Denise M. Morrison | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| MICROSOFT
CORPORATION Meeting Date: NOV 28, 2018 Record Date: SEP 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MSFT
Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Reid G. Hoffman | Management | For | For |
| 3 | Elect Hugh F. Johnston | Management | For | For |
| 4 | Elect Teri L. List-Stoll | Management | For | For |
| 5 | Elect Satya Nadella | Management | For | For |
| 6 | Elect Charles H. Noski | Management | For | For |
| 7 | Elect Helmut G. W. Panke | Management | For | For |
| 8 | Elect Sandra E. Peterson | Management | For | For |
| 9 | Elect Penny S. Pritzker | Management | For | For |
| 10 | Elect Charles W. Scharf | Management | For | For |
| 11 | Elect Arne M. Sorenson | Management | For | For |
| 12 | Elect John W. Stanton | Management | For | For |
| 13 | Elect John W. Thompson | Management | For | For |
| 14 | Elect Padmasree Warrior | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| MONDELEZ
INTERNATIONAL, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ
Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lewis W.K. Booth | Management | For | For |
| 2 | Elect Charles E. Bunch | Management | For | For |
| 3 | Elect Debra A. Crew | Management | For | For |
| 4 | Elect Lois D. Juliber | Management | For | For |
| 5 | Elect Mark D. Ketchum | Management | For | For |
| 6 | Elect Peter W. May | Management | For | For |
| 7 | Elect Jorge S. Mesquita | Management | For | For |
| 8 | Elect Joseph Neubauer | Management | For | For |
| 9 | Elect Fredric G. Reynolds | Management | For | For |
| 10 | Elect Christiana Smith Shi | Management | For | For |
| 11 | Elect Patrick T. Siewert | Management | For | For |
| 12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 13 | Elect Dirk Van de Put | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Deforestation in Cocoa Supply Chain | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| NOBLE ENERGY,
INC. Meeting Date: APR 23, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NBL
Security ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect James E. Craddock | Management | For | For |
| 4 | Elect Barbara J. Duganier | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Holli C. Ladhani | Management | For | For |
| 7 | Elect David L. Stover | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2017 Long-Term Incentive Plan | Management | For | For |
| NOKIA CORP
Meeting Date: MAY 21, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA
Security ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Ratification of Board and CEO Acts | Management | For | For |
| 4 | Directors' Fees | Management | For | For |
| 5 | Board Size | Management | For | For |
| 6.1 | Elect Sari Baldauf | Management | For | For |
| 6.2 | Elect Bruce Brown | Management | For | For |
| 6.3 | Elect Jeannette Horan | Management | For | For |
| 6.4 | Elect Edward Kozel | Management | For | For |
| 6.5 | Elect Elizabeth Nelson | Management | For | For |
| 6.6 | Elect Olivier Piou | Management | For | For |
| 6.7 | Elect Risto Siilasmaa | Management | For | For |
| 6.8 | Elect Soren Skou | Management | For | For |
| 6.9 | Elect Carla Smits-Nusteling | Management | For | For |
| 6.10 | Elect Kari Stadigh | Management | For | For |
| 7 | Appointment of Auditor for the Financial Year 2019 | Management | For | For |
| 8 | Appointment of Auditor for the Financial Year 2020 | Management | For | For |
| 9 | Authority to Set Auditor's Fees | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| PFIZER INC.
Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PFE
Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ronald E. Blaylock | Management | For | For |
| 2 | Elect Albert Bourla | Management | For | For |
| 3 | Elect W. Don Cornwell | Management | For | For |
| 4 | Elect Joseph J. Echevarria | Management | For | For |
| 5 | Elect Helen H. Hobbs | Management | For | For |
| 6 | Elect James M. Kilts | Management | For | For |
| 7 | Elect Dan R. Littman | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect Ian C. Read | Management | For | For |
| 11 | Elect James C. Smith | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve the 2019 Stock Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Right To Act By Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| PTC INC.
Meeting Date: MAR 06, 2019 Record Date: JAN 07, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PTC
Security ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Phillip M. Fernandez | Management | For | For |
| 1.3 | Elect Donald K. Grierson | Management | For | For |
| 1.4 | Elect James E. Heppelmann | Management | For | For |
| 1.5 | Elect Klaus Hoehn | Management | For | For |
| 1.6 | Elect Paul A. Lacy | Management | For | For |
| 1.7 | Elect Corinna Lathan | Management | For | For |
| 1.8 | Elect Blake D. Moret | Management | For | For |
| 1.9 | Elect Robert P. Schechter | Management | For | For |
| 2 | Amendment to the 2000 Equity Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| ROSS STORES,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ROST
Security ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Balmuth | Management | For | For |
| 2 | Elect K. Gunnar Bjorklund | Management | For | For |
| 3 | Elect Michael J. Bush | Management | For | For |
| 4 | Elect Norman A. Ferber | Management | For | For |
| 5 | Elect Sharon D. Garrett | Management | For | For |
| 6 | Elect Stephen D. Milligan | Management | For | Against |
| 7 | Elect George P. Orban | Management | For | For |
| 8 | Elect Michael O'Sullivan | Management | For | For |
| 9 | Elect Gregory L. Quesnel | Management | For | For |
| 10 | Elect Barbara Rentler | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Climate Change Report | Shareholder | Against | Against |
| ROYAL DUTCH
SHELL PLC Meeting Date: MAY 21, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RDSB
Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Neil A.P. Carson | Management | For | For |
| 4 | Elect Ben Van Beurden | Management | For | For |
| 5 | Elect Ann F. Godbehere | Management | For | For |
| 6 | Elect Euleen GOH Yiu Kiang | Management | For | For |
| 7 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 8 | Elect Catherine J. Hughes | Management | For | For |
| 9 | Elect Gerard Kleisterlee | Management | For | For |
| 10 | Elect Roberto Egydio Setubal | Management | For | For |
| 11 | Elect Sir Nigel Sheinwald | Management | For | For |
| 12 | Elect Linda G. Stuntz | Management | For | For |
| 13 | Elect Jessica Uhl | Management | For | For |
| 14 | Elect Gerrit Zalm | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Authority to Set Auditor's Fees | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Amendments to Articles | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Authorisation of Political Donations | Management | For | For |
| 22 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| SAP SE
Meeting Date: MAY 15, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SAP
Security ID: 803054204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Allocation of Profits/Dividends | Management | For | For |
| 2 | Ratification of Management Board Acts | Management | For | For |
| 3 | Ratification of Supervisory Board Acts | Management | For | For |
| 4 | Appointment of Auditor | Management | For | For |
| 5 | Elect Hasso Plattner | Management | For | For |
| 6 | Elect Pekka Ala-Pietala | Management | For | For |
| 7 | Elect Aicha Evans | Management | For | For |
| 8 | Elect Diane Greene | Management | For | For |
| 9 | Elect Gesche Joost | Management | For | For |
| 10 | Elect Bernard Liautaud | Management | For | For |
| 11 | Elect Gerhard Oswald | Management | For | For |
| 12 | Elect Friederike Rotsch | Management | For | For |
| 13 | Elect Gunnar Wiedenfels | Management | For | For |
| SCHLUMBERGER
LTD. Meeting Date: APR 03, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SLB
Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter L.S. Currie | Management | For | For |
| 2 | Elect Miguel M. Galuccio | Management | For | For |
| 3 | Elect Paal Kibsgaard | Management | For | For |
| 4 | Elect Nikolay Kudryavtsev | Management | For | For |
| 5 | Elect Tatyana A. Mitrova | Management | For | For |
| 6 | Elect Indra K. Nooyi | Management | For | For |
| 7 | Elect Lubna S. Olayan | Management | For | For |
| 8 | Elect Mark G. Papa | Management | For | For |
| 9 | Elect Leo Rafael Reif | Management | For | For |
| 10 | Elect Henri Seydoux | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Approval of Financial Statements/Dividends | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Management | For | For |
| SLM
CORPORATION Meeting Date: JUN 20, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SLM
Security ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Paul G. Child | Management | For | For |
| 2 | Elect Carter Warren Franke | Management | For | For |
| 3 | Elect Earl A. Goode | Management | For | For |
| 4 | Elect Marianne M. Keler | Management | For | For |
| 5 | Elect Mark L. Lavelle | Management | For | For |
| 6 | Elect Jim Matheson | Management | For | For |
| 7 | Elect Frank C. Puleo | Management | For | For |
| 8 | Elect Raymond J. Quinlan | Management | For | For |
| 9 | Elect Vivian C. Schneck-Last | Management | For | For |
| 10 | Elect William N. Shiebler | Management | For | For |
| 11 | Elect Robert S. Strong | Management | For | For |
| 12 | Elect Kirsten O. Wolberg | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| SUNCOR ENERGY
INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SU
Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Mel E. Benson | Management | For | For |
| 1.3 | Elect John D. Gass | Management | For | For |
| 1.4 | Elect Dennis M. Houston | Management | For | For |
| 1.5 | Elect Mark S. Little | Management | For | For |
| 1.6 | Elect Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Maureen McCaw | Management | For | For |
| 1.8 | Elect Eira Thomas | Management | For | For |
| 1.9 | Elect Michael M. Wilson | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SUNTRUST
BANKS, INC. Meeting Date: APR 23, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STI
Security ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Agnes Bundy Scanlan | Management | For | For |
| 2 | Elect Dallas S. Clement | Management | For | For |
| 3 | Elect Paul D. Donahue | Management | For | For |
| 4 | Elect Paul R. Garcia | Management | For | For |
| 5 | Elect Donna S. Morea | Management | For | For |
| 6 | Elect David M. Ratcliffe | Management | For | Against |
| 7 | Elect William H. Rogers, Jr. | Management | For | For |
| 8 | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 9 | Elect Bruce L. Tanner | Management | For | For |
| 10 | Elect Steven C. Voorhees | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| TAPESTRY, INC.
Meeting Date: NOV 08, 2018 Record Date: SEP 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TPR
Security ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Darrell Cavens | Management | For | For |
| 2 | Elect David Denton | Management | For | For |
| 3 | Elect Anne Gates | Management | For | For |
| 4 | Elect Andrea Guerra | Management | For | For |
| 5 | Elect Susan J. Kropf | Management | For | For |
| 6 | Elect Annabelle Yu Long | Management | For | For |
| 7 | Elect Victor Luis | Management | For | For |
| 8 | Elect Ivan Menezes | Management | For | For |
| 9 | Elect William R. Nuti | Management | For | For |
| 10 | Elect Jide J. Zeitlin | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | 2018 Stock Incentive Plan | Management | For | For |
| TEXAS
INSTRUMENTS INCORPORATED Meeting Date: APR 25, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TXN
Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark A. Blinn | Management | For | For |
| 2 | Elect Todd M. Bluedorn | Management | For | Against |
| 3 | Elect Janet F. Clark | Management | For | For |
| 4 | Elect Carrie S. Cox | Management | For | For |
| 5 | Elect Martin S. Craighead | Management | For | For |
| 6 | Elect Jean M. Hobby | Management | For | For |
| 7 | Elect Ronald Kirk | Management | For | For |
| 8 | Elect Pamela H. Patsley | Management | For | For |
| 9 | Elect Robert E. Sanchez | Management | For | For |
| 10 | Elect Richard K. Templeton | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| THE BOEING
COMPANY Meeting Date: APR 29, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BA
Security ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert A. Bradway | Management | For | For |
| 2 | Elect David L. Calhoun | Management | For | For |
| 3 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Lynn J. Good | Management | For | For |
| 6 | Elect Nikki R Haley | Management | For | For |
| 7 | Elect Lawrence W. Kellner | Management | For | For |
| 8 | Elect Caroline B. Kennedy | Management | For | For |
| 9 | Elect Edward M. Liddy | Management | For | For |
| 10 | Elect Dennis A. Muilenburg | Management | For | For |
| 11 | Elect Susan C. Schwab | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Elect Mike S. Zafirovski | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| THE GOLDMAN
SACHS GROUP, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: GS
Security ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect M. Michele Burns | Management | For | For |
| 2 | Elect Drew G. Faust | Management | For | For |
| 3 | Elect Mark Flaherty | Management | For | For |
| 4 | Elect Ellen J. Kullman | Management | For | For |
| 5 | Elect Lakshmi N. Mittal | Management | For | Against |
| 6 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 7 | Elect Peter Oppenheimer | Management | For | For |
| 8 | Elect David M. Solomon | Management | For | For |
| 9 | Elect Jan E. Tighe | Management | For | For |
| 10 | Elect David A. Viniar | Management | For | For |
| 11 | Elect Mark O. Winkelman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| THE PNC
FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2019 Record Date: FEB 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PNC
Security ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joseph Alvarado | Management | For | For |
| 2 | Elect Charles E. Bunch | Management | For | For |
| 3 | Elect Debra A. Cafaro | Management | For | For |
| 4 | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 5 | Elect William S. Demchak | Management | For | For |
| 6 | Elect Andrew T. Feldstein | Management | For | For |
| 7 | Elect Richard J. Harshman | Management | For | For |
| 8 | Elect Daniel R. Hesse | Management | For | For |
| 9 | Elect Richard B. Kelson | Management | For | For |
| 10 | Elect Linda R. Medler | Management | For | For |
| 11 | Elect Martin Pfinsgraff | Management | For | For |
| 12 | Elect Toni Townes-Whitley | Management | For | For |
| 13 | Elect Michael J. Ward | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| THE PROCTER
& GAMBLE COMPANY Meeting Date: OCT 09, 2018 Record Date: AUG 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PG
Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Francis S. Blake | Management | For | For |
| 2 | Elect Angela F. Braly | Management | For | For |
| 3 | Elect Amy L. Chang | Management | For | For |
| 4 | Elect Kenneth I. Chenault | Management | For | For |
| 5 | Elect Scott D. Cook | Management | For | For |
| 6 | Elect Joseph Jimenez | Management | For | For |
| 7 | Elect Terry J. Lundgren | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Nelson Peltz | Management | For | For |
| 10 | Elect David. S. Taylor | Management | For | For |
| 11 | Elect Margaret C. Whitman | Management | For | For |
| 12 | Elect Patricia A. Woertz | Management | For | For |
| 13 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| TWENTY-FIRST
CENTURY FOX, INC. Meeting Date: JUL 27, 2018 Record Date: MAY 29, 2018 Meeting Type: SPECIAL | ||||
| Ticker: FOXA
Security ID: 90130A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Disney Merger | Management | For | For |
| 2 | RemainCo Distribution | Management | For | For |
| UNION PACIFIC
CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UNP
Security ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect William J. DeLaney | Management | For | For |
| 4 | Elect David B. Dillon | Management | For | For |
| 5 | Elect Lance M. Fritz | Management | For | For |
| 6 | Elect Deborah C. Hopkins | Management | For | For |
| 7 | Elect Jane H. Lute | Management | For | For |
| 8 | Elect Michael R. McCarthy | Management | For | For |
| 9 | Elect Thomas F. McLarty III | Management | For | For |
| 10 | Elect Bhavesh V. Patel | Management | For | For |
| 11 | Elect Jose H. Villarreal | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| UNITED
TECHNOLOGIES CORPORATION Meeting Date: APR 29, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UTX
Security ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd J Austin III | Management | For | For |
| 2 | Elect Diane M. Bryant | Management | For | For |
| 3 | Elect John V. Faraci | Management | For | For |
| 4 | Elect Jean-Pierre Garnier | Management | For | For |
| 5 | Elect Gregory J. Hayes | Management | For | For |
| 6 | Elect Christopher J. Kearney | Management | For | For |
| 7 | Elect Ellen J. Kullman | Management | For | For |
| 8 | Elect Marshall O. Larsen | Management | For | For |
| 9 | Elect Harold W. McGraw III | Management | For | For |
| 10 | Elect Margaret L. O'Sullivan | Management | For | For |
| 11 | Elect Denise L. Ramos | Management | For | For |
| 12 | Elect Fredric G. Reynolds | Management | For | For |
| 13 | Elect Brian C. Rogers | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Elimination of Supermajority Requirement | Management | For | For |
| 17 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | For |
| VERIZON
COMMUNICATIONS INC. Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VZ
Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Shellye L. Archambeau | Management | For | For |
| 2 | Elect Mark T. Bertolini | Management | For | For |
| 3 | Elect Vittorio Colao | Management | For | For |
| 4 | Elect Melanie L. Healey | Management | For | For |
| 5 | Elect Clarence Otis, Jr. | Management | For | For |
| 6 | Elect Daniel H. Schulman | Management | For | Against |
| 7 | Elect Rodney E. Slater | Management | For | For |
| 8 | Elect Kathryn A. Tesija | Management | For | For |
| 9 | Elect Hans Vestberg | Management | For | For |
| 10 | Elect Gregory G. Weaver | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Executive Deferral Plan | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
| VODAFONE GROUP
PLC Meeting Date: JUL 27, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VOD
Security ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Elect Michel Demare | Management | For | For |
| 3 | Elect Margherita Della Valle | Management | For | For |
| 4 | Elect Gerard Kleisterlee | Management | For | For |
| 5 | Elect Vittorio Colao | Management | For | For |
| 6 | Elect Nicholas J. Read | Management | For | For |
| 7 | Elect Crispin H. Davis | Management | For | For |
| 8 | Elect Clara Furse | Management | For | For |
| 9 | Elect Valerie F. Gooding | Management | For | For |
| 10 | Elect Renee J. James | Management | For | For |
| 11 | Elect Samuel E. Jonah | Management | For | For |
| 12 | Elect Maria Amparo Moraleda Martinez | Management | For | For |
| 13 | Elect David T. Nish | Management | For | For |
| 14 | Allocation of Profits/Dividends | Management | For | For |
| 15 | Remuneration Report (Advisory) | Management | For | For |
| 16 | Appointment of Auditor | Management | For | For |
| 17 | Authority to Set Auditor's Fees | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 22 | Authorisation of Political Donations | Management | For | For |
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 24 | Sharesave Plan | Management | For | For |
| 25 | Amendments to Articles | Management | For | For |
| WALMART INC.
Meeting Date: JUN 05, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WMT
Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cesar Conde | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Timothy P. Flynn | Management | For | For |
| 4 | Elect Sarah J. Friar | Management | For | For |
| 5 | Elect Carla A. Harris | Management | For | For |
| 6 | Elect Thomas W. Horton | Management | For | For |
| 7 | Elect Marissa A. Mayer | Management | For | For |
| 8 | Elect C. Douglas McMillon | Management | For | For |
| 9 | Elect Gregory B. Penner | Management | For | For |
| 10 | Elect Steven S Reinemund | Management | For | For |
| 11 | Elect S. Robson Walton | Management | For | For |
| 12 | Elect Steuart Walton | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| WELLS FARGO
& COMPANY Meeting Date: APR 23, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WFC
Security ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Celeste A. Clark | Management | For | For |
| 3 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 4 | Elect Elizabeth A. Duke | Management | For | For |
| 5 | Elect Wayne M. Hewett | Management | For | For |
| 6 | Elect Donald M. James | Management | For | For |
| 7 | Elect Maria R. Morris | Management | For | For |
| 8 | Elect Juan A. Pujadas | Management | For | For |
| 9 | Elect James H. Quigley | Management | For | For |
| 10 | Elect Ronald L. Sargent | Management | For | For |
| 11 | Elect C. Allen Parker | Management | For | For |
| 12 | Elect Suzanne M. Vautrinot | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the Long-Term Incentive Compensation Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Incentive Compensation Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| ZIMMER BIOMET
HOLDINGS, INC. Meeting Date: MAY 10, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ZBH
Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Christopher B. Begley | Management | For | For |
| 2 | Elect Betsy J. Bernard | Management | For | For |
| 3 | Elect Gail K. Boudreaux | Management | For | For |
| 4 | Elect Michael J. Farrell | Management | For | For |
| 5 | Elect Larry C. Glasscock | Management | For | For |
| 6 | Elect Robert A. Hagemann | Management | For | For |
| 7 | Elect Bryan C Hanson | Management | For | For |
| 8 | Elect Arthur J. Higgins | Management | For | Against |
| 9 | Elect Maria Teresa Hilado | Management | For | For |
| 10 | Elect Syed Jafry | Management | For | For |
| 11 | Elect Michael W. Michelson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 12, 2019
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
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Ellen S. Alberding |
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/s/ Laurie Simon Hodrick Laurie Simon Hodrick |
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/s/ Kevin J. Bannon Kevin J. Bannon |
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/s/ Michael S. Hyland Michael S. Hyland |
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/s/ Scott E. Benjamin Scott E. Benjamin |
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/s/ Christian J. Kelly Christian J. Kelly |
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/s/ Linda W. Bynoe Linda W. Bynoe |
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/s/ Stuart S. Parker Stuart S. Parker |
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/s/ Barry H. Evans Barry H. Evans |
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/s/ Brian K. Reid Brian K. Reid |
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/s/ Keith F. Hartstein Keith F. Hartstein |
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/s/ Grace C. Torres Grace C. Torres |
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Dated: March 7, 2019 |
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APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust