United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment
Portfolios 7
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain,
Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: August 31
Date of reporting period: 7/1/2017 through 6/30/2018
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2017 - 06/30/2018
PGIM Jennison Value Fund - Sub-Adviser: Jennison
| ALLERGAN PLC
Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL |
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|
Ticker: AGN
Security ID: G0177J108 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nesli Basgoz | Management | For | For |
| 2 | Elect Paul M. Bisaro | Management | For | For |
| 3 | Elect Joseph H. Boccuzi | Management | For | For |
| 4 | Elect Christopher W. Bodine | Management | For | For |
| 5 | Elect Adriane M. Brown | Management | For | For |
| 6 | Elect Christopher J. Coughlin | Management | For | For |
| 7 | Elect Carol Anthony Davidson | Management | For | For |
| 8 | Elect Catherine M. Klema | Management | For | For |
| 9 | Elect Peter J. McDonnell | Management | For | For |
| 10 | Elect Patrick J. O'Sullivan | Management | For | For |
| 11 | Elect Brenton L. Saunders | Management | For | For |
| 12 | Elect Fred G. Weiss | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| ALPHABET INC
Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL |
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|
Ticker: GOOGL
Security ID: 02079K305 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Diane Greene | Management | For | For |
| 1.7 | Elect John L. Hennessy | Management | For | For |
| 1.8 | Elect Ann Mather | Management | For | For |
| 1.9 | Elect Alan R. Mulally | Management | For | For |
| 1.10 | Elect Sundar Pichai | Management | For | For |
| 1.11 | Elect K. Ram Shriram | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
| AMERICAN ELECTRIC POWER COMPANY INC.
Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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|
Ticker: AEP
Security ID: 025537101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nicholas K. Akins | Management | For | For |
| 2 | Elect David J. Anderson | Management | For | For |
| 3 | Elect J. Barnie Beasley, Jr. | Management | For | For |
| 4 | Elect Ralph D. Crosby, Jr. | Management | For | For |
| 5 | Elect Linda A. Goodspeed | Management | For | For |
| 6 | Elect Thomas E. Hoaglin | Management | For | For |
| 7 | Elect Sandra Beach Lin | Management | For | For |
| 8 | Elect Richard C. Notebaert | Management | For | For |
| 9 | Elect Lionel L. Nowell, III | Management | For | For |
| 10 | Elect Stephen S. Rasmussen | Management | For | For |
| 11 | Elect Oliver G. Richard, III | Management | For | For |
| 12 | Elect Sara Martinez Tucker | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN TOWER CORP.
Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL |
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|
Ticker: AMT
Security ID: 03027X100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gustavo Lara Cantu | Management | For | For |
| 2 | Elect Raymond P. Dolan | Management | For | For |
| 3 | Elect Robert D. Hormats | Management | For | For |
| 4 | Elect Grace D. Lieblein | Management | For | For |
| 5 | Elect Craig Macnab | Management | For | For |
| 6 | Elect JoAnn A. Reed | Management | For | For |
| 7 | Elect Pamela D.A. Reeve | Management | For | For |
| 8 | Elect David E. Sharbutt | Management | For | For |
| 9 | Elect James D. Taiclet, Jr. | Management | For | For |
| 10 | Elect Samme L. Thompson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| ANADARKO PETROLEUM CORP.
Meeting Date: MAY 15, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL |
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|
Ticker: APC
Security ID: 032511107 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anthony R. Chase | Management | For | For |
| 2 | Elect David E. Constable | Management | For | For |
| 3 | Elect H. Paulett Eberhart | Management | For | For |
| 4 | Elect Claire S. Farley | Management | For | For |
| 5 | Elect Peter J. Fluor | Management | For | For |
| 6 | Elect Joseph W. Gorder | Management | For | For |
| 7 | Elect John R. Gordon | Management | For | For |
| 8 | Elect Sean Gourley | Management | For | For |
| 9 | Elect Mark C. McKinley | Management | For | For |
| 10 | Elect Eric D. Mullins | Management | For | For |
| 11 | Elect R. A. Walker | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | Shareholder | Against | Against |
| APPLE INC
Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL |
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|
Ticker: AAPL
Security ID: 037833100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Andrea Jung | Management | For | For |
| 6 | Elect Arthur D. Levinson | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Susan L. Wagner | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For |
| 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
| BANK OF AMERICA CORP.
Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
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|
Ticker: BAC
Security ID: 060505104 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Linda P. Hudson | Management | For | For |
| 8 | Elect Monica C. Lozano | Management | For | For |
| 9 | Elect Thomas J. May | Management | For | For |
| 10 | Elect Brian T. Moynihan | Management | For | For |
| 11 | Elect Lionel L. Nowell, III | Management | For | For |
| 12 | Elect Michael D. White | Management | For | For |
| 13 | Elect Thomas D. Woods | Management | For | For |
| 14 | Elect R. David Yost | Management | For | For |
| 15 | Elect Maria T. Zuber | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
| BB&T CORP.
Meeting Date: APR 24, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL |
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|
Ticker: BBT
Security ID: 054937107 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jennifer S. Banner | Management | For | For |
| 2 | Elect K. David Boyer, Jr. | Management | For | For |
| 3 | Elect Anna R. Cablik | Management | For | For |
| 4 | Elect I. Patricia Henry | Management | For | For |
| 5 | Elect Eric C. Kendrick | Management | For | For |
| 6 | Elect Kelly S. King | Management | For | For |
| 7 | Elect Louis B. Lynn | Management | For | For |
| 8 | Elect Charles A. Patton | Management | For | For |
| 9 | Elect Nido R. Qubein | Management | For | For |
| 10 | Elect William J. Reuter | Management | For | For |
| 11 | Elect Tollie W. Rich, Jr. | Management | For | For |
| 12 | Elect Christine Sears | Management | For | For |
| 13 | Elect Thomas E. Skains | Management | For | For |
| 14 | Elect Thomas N. Thompson | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Elimination of Supermajority Requirement | Management | For | For |
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| BOEING CO.
Meeting Date: APR 30, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL |
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|
Ticker: BA
Security ID: 097023105 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert A. Bradway | Management | For | For |
| 2 | Elect David L. Calhoun | Management | For | For |
| 3 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 6 | Elect Lynn J. Good | Management | For | For |
| 7 | Elect Lawrence W. Kellner | Management | For | For |
| 8 | Elect Caroline B. Kennedy | Management | For | For |
| 9 | Elect Edward M. Liddy | Management | For | For |
| 10 | Elect Dennis A. Muilenburg | Management | For | For |
| 11 | Elect Susan C. Schwab | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Elect Mike S. Zafirovski | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Board Size | Shareholder | Against | Against |
| BRIGHTHOUSE FINANCIAL INC
Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
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|
Ticker: BHF
Security ID: 10922N103 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John D. McCallion | Management | For | For |
| 2 | Elect Diane E. Offereins | Management | For | For |
| 3 | Elect Patrick J. Shouvlin | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 7 | Approval of the 2017 Stock and Incentive Compensation Plan | Management | For | For |
| 8 | Approval of the 2017 Non-Management Director Stock Compensation Plan | Management | For | For |
| 9 | Approval of Performance Goals Under Temporary Incentive Deferred Compensation Plan | Management | For | For |
| BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 01, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL |
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|
Ticker: BMY
Security ID: 110122108 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter J. Arduini | Management | For | For |
| 2 | Elect Jose Baselga | Management | For | For |
| 3 | Elect Robert J. Bertolini | Management | For | For |
| 4 | Elect Giovanni Caforio | Management | For | For |
| 5 | Elect Matthew W. Emmens | Management | For | For |
| 6 | Elect Michael Grobstein | Management | For | For |
| 7 | Elect Alan J. Lacy | Management | For | For |
| 8 | Elect Dinesh C. Paliwal | Management | For | For |
| 9 | Elect Theodore R. Samuels | Management | For | For |
| 10 | Elect Gerald Storch | Management | For | For |
| 11 | Elect Vicki L. Sato | Management | For | For |
| 12 | Elect Karen H. Vousden | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| BROADCOM LIMITED
Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: SPECIAL |
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|
Ticker: AVGO
Security ID: Y09827109 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reincorporation/Change of Continuance | Management | For | For |
| CAPITAL ONE FINANCIAL CORP.
Meeting Date: MAY 03, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL |
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|
Ticker: COF
Security ID: 14040H105 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard D. Fairbank | Management | For | For |
| 2 | Elect Aparna Chennapragada | Management | For | For |
| 3 | Elect Ann Fritz Hackett | Management | For | For |
| 4 | Elect Lewis Hay, III | Management | For | For |
| 5 | Elect Benjamin P. Jenkins, III | Management | For | For |
| 6 | Elect Peter Thomas Killalea | Management | For | For |
| 7 | Elect Pierre E. Leroy | Management | For | For |
| 8 | Elect Peter E. Raskind | Management | For | For |
| 9 | Elect Mayo A. Shattuck III | Management | For | For |
| 10 | Elect Bradford H. Warner | Management | For | For |
| 11 | Elect Catherine G. West | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | Against |
| CARNIVAL CORP.
Meeting Date: APR 11, 2018 Record Date: FEB 13, 2018 Meeting Type: ANNUAL |
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|
Ticker: CCL
Security ID: 143658300 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Micky Arison | Management | For | For |
| 2 | Elect Jonathon Band | Management | For | For |
| 3 | Elect Jason G. Cahilly | Management | For | For |
| 4 | Elect Helen Deeble | Management | For | For |
| 5 | Elect Arnold W. Donald | Management | For | For |
| 6 | Elect Richard J. Glasier | Management | For | For |
| 7 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 8 | Elect John Parker | Management | For | For |
| 9 | Elect Stuart Subotnick | Management | For | For |
| 10 | Elect Laura A. Weil | Management | For | For |
| 11 | Elect Randall J. Weisenburger | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of Directors' Remuneration Report | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Accounts and Reports | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 19 | Authority to Repurchase Shares | Management | For | For |
| CHEVRON CORP.
Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL |
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|
Ticker: CVX
Security ID: 166764100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wanda M. Austin | Management | For | For |
| 2 | Elect John B. Frank | Management | For | For |
| 3 | Elect Alice P. Gast | Management | For | For |
| 4 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 5 | Elect Charles W. Moorman, IV | Management | For | For |
| 6 | Elect Dambisa F. Moyo | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Inge G. Thulin | Management | For | For |
| 9 | Elect D. James Umpleby | Management | For | For |
| 10 | Elect Michael K. Wirth | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Methane Emissions Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| CHUBB LIMITED
Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
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|
Ticker: CB
Security ID: H1467J104 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits | Management | For | For |
| 3 | Dividends from Reserves | Management | For | For |
| 4 | Ratification of Board Acts | Management | For | For |
| 5 | Election of Statutory Auditors | Management | For | For |
| 6 | Appointment of Auditor | Management | For | For |
| 7 | Appointment of Special Auditor | Management | For | For |
| 8 | Elect Evan G. Greenberg | Management | For | For |
| 9 | Elect Robert M. Hernandez | Management | For | For |
| 10 | Elect Michael G. Atieh | Management | For | For |
| 11 | Elect Sheila P. Burke | Management | For | For |
| 12 | Elect James I. Cash, Jr. | Management | For | For |
| 13 | Elect Mary A. Cirillo | Management | For | For |
| 14 | Elect Michael P. Connors | Management | For | For |
| 15 | Elect John A. Edwardson | Management | For | For |
| 16 | Elect Kimberly Ross | Management | For | For |
| 17 | Elect Robert W. Scully | Management | For | For |
| 18 | Elect Eugene B. Shanks, Jr. | Management | For | For |
| 19 | Elect Theodore Shasta | Management | For | For |
| 20 | Elect David H. Sidwell | Management | For | For |
| 21 | Elect Olivier Steimer | Management | For | For |
| 22 | Elect James M. Zimmerman | Management | For | For |
| 23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Management | For | For |
| 24 | Elect Michael P. Connors | Management | For | For |
| 25 | Elect Mary A. Cirillo | Management | For | For |
| 26 | Elect Robert M. Hernandez | Management | For | For |
| 27 | Elect James M. Zimmerman | Management | For | For |
| 28 | Election of Homburger AG as independent proxy | Management | For | For |
| 29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Management | For | For |
| 30 | Board Compensation | Management | For | For |
| 31 | Executive Compensation | Management | For | For |
| 32 | Advisory Vote on Executive Compensation | Management | For | For |
| 33 | Additional or Miscellaneous Proposals | Management | For | Against |
| CIGNA CORP.
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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|
Ticker: CI
Security ID: 125509109 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David M. Cordani | Management | For | For |
| 2 | Elect Eric J. Foss | Management | For | For |
| 3 | Elect Isaiah Harris, Jr. | Management | For | For |
| 4 | Elect Roman Martinez IV | Management | For | For |
| 5 | Elect John M. Partridge | Management | For | For |
| 6 | Elect James E. Rogers | Management | For | For |
| 7 | Elect Eric C. Wiseman | Management | For | For |
| 8 | Elect Donna F. Zarcone | Management | For | For |
| 9 | Elect William D. Zollars | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Elimination of Supermajority Requirement | Management | For | For |
| CISCO SYSTEMS, INC.
Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL |
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|
Ticker: CSCO
Security ID: 17275R102 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carol A. Bartz | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Michael D. Capellas | Management | For | For |
| 4 | Elect Amy L. Chang | Management | For | For |
| 5 | Elect John L. Hennessy | Management | For | For |
| 6 | Elect Kristina M. Johnson | Management | For | For |
| 7 | Elect Roderick C. McGeary | Management | For | For |
| 8 | Elect Charles H. Robbins | Management | For | For |
| 9 | Elect Arun Sarin | Management | For | For |
| 10 | Elect Brenton L. Saunders | Management | For | For |
| 11 | Elect Steven M. West | Management | For | For |
| 12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Management | For | For |
| 13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| CITIGROUP INC
Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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|
Ticker: C
Security ID: 172967424 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Ellen M. Costello | Management | For | For |
| 3 | Elect John C. Dugan | Management | For | For |
| 4 | Elect Duncan P. Hennes | Management | For | For |
| 5 | Elect Peter B. Henry | Management | For | For |
| 6 | Elect Franz B. Humer | Management | For | For |
| 7 | Elect S. Leslie Ireland | Management | For | For |
| 8 | Elect Renee J. James | Management | For | For |
| 9 | Elect Eugene M. McQuade | Management | For | For |
| 10 | Elect Michael E. O'Neill | Management | For | For |
| 11 | Elect Gary M. Reiner | Management | For | For |
| 12 | Elect Anthony M. Santomero | Management | For | For |
| 13 | Elect Diana L. Taylor | Management | For | For |
| 14 | Elect James S. Turley | Management | For | For |
| 15 | Elect Deborah C. Wright | Management | For | For |
| 16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | For |
| 19 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
| 20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| 24 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 25 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| COMCAST CORP
Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL |
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|
Ticker: CMCSA
Security ID: 20030N101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Madeline S. Bell | Management | For | For |
| 1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Edward D. Breen | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Maritza Gomez Montiel | Management | For | For |
| 1.8 | Elect Asuka Nakahara | Management | For | For |
| 1.9 | Elect David C. Novak | Management | For | For |
| 1.10 | Elect Brian L. Roberts | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory vote on executive compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| CONAGRA BRANDS INC
Meeting Date: SEP 22, 2017 Record Date: JUL 31, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: CAG
Security ID: 205887102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Bradley A. Alford | Management | For | For |
| 1.2 | Elect Thomas K. Brown | Management | For | Withhold |
| 1.3 | Elect Stephen G. Butler | Management | For | For |
| 1.4 | Elect Sean M. Connolly | Management | For | For |
| 1.5 | Elect Thomas W. Dickson | Management | For | For |
| 1.6 | Elect Steven F. Goldstone | Management | For | For |
| 1.7 | Elect Joie Gregor | Management | For | For |
| 1.8 | Elect Rajive Johri | Management | For | For |
| 1.9 | Elect Richard H. Lenny | Management | For | For |
| 1.10 | Elect Ruth Ann Marshall | Management | For | For |
| 1.11 | Elect Craig P. Omtvedt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| DOWDUPONT INC
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: DWDP
Security ID: 26078J100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Edward D. Breen | Management | For | For |
| 4 | Elect Robert A. Brown | Management | For | For |
| 5 | Elect Alexander M. Cutler | Management | For | For |
| 6 | Elect Jeff M. Fettig | Management | For | For |
| 7 | Elect Marillyn A. Hewson | Management | For | For |
| 8 | Elect Lois D. Juliber | Management | For | For |
| 9 | Elect Andrew N. Liveris | Management | For | For |
| 10 | Elect Raymond J. Milchovich | Management | For | For |
| 11 | Elect Paul Polman | Management | For | For |
| 12 | Elect Dennis H. Reilley | Management | For | For |
| 13 | Elect James M. Ringler | Management | For | For |
| 14 | Elect Ruth G. Shaw | Management | For | For |
| 15 | Elect Lee M. Thomas | Management | For | For |
| 16 | Elect Patrick J. Ward | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 19 | Ratification of Auditor | Management | For | For |
| 20 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | Shareholder | Against | Against |
| 24 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| DXC TECHNOLOGY CO
Meeting Date: AUG 10, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: DXC
Security ID: 23355L106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mukesh Aghi | Management | For | For |
| 2 | Elect Amy E. Alving | Management | For | For |
| 3 | Elect David L. Herzog | Management | For | For |
| 4 | Elect Sachin S. Lawande | Management | For | For |
| 5 | Elect J. Michael Lawrie | Management | For | For |
| 6 | Elect Julio A Portalatin | Management | For | For |
| 7 | Elect Peter Rutland | Management | For | For |
| 8 | Elect Manoj P. Singh | Management | For | For |
| 9 | Elect Margaret C. Whitman | Management | For | For |
| 10 | Elect Robert F. Woods | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 14 | 2017 Incentive Plan | Management | For | For |
| EATON CORPORATION PLC
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: ETN
Security ID: G29183103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 1 | Elect Craig Arnold | Management | For | For |
| 2 | Elect Todd M. Bluedorn | Management | For | For |
| 3 | Elect Christopher M. Connor | Management | For | For |
| 4 | Elect Michael J. Critelli | Management | For | For |
| 5 | Elect Richard H. Fearon | Management | For | For |
| 6 | Elect Charles E. Golden | Management | For | For |
| 7 | Elect Arthur E. Johnson | Management | For | For |
| 8 | Elect Deborah L. McCoy | Management | For | For |
| 9 | Elect Gregory R. Page | Management | For | For |
| 10 | Elect Sandra Pianalto | Management | For | For |
| 11 | Elect Gerald B. Smith | Management | For | For |
| 12 | Elect Dorothy C. Thompson | Management | For | For |
| 13 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 17 | Authority to Repurchase Overseas Market Shares | Management | For | For |
| EBAY INC.
Meeting Date: MAY 30, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: EBAY
Security ID: 278642103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Fred D. Anderson Jr. | Management | For | For |
| 2 | Elect Anthony J. Bates | Management | For | For |
| 3 | Elect Adriane M. Brown | Management | For | For |
| 4 | Elect Diana Farrell | Management | For | For |
| 5 | Elect Logan D. Green | Management | For | For |
| 6 | Elect Bonnie S. Hammer | Management | For | For |
| 7 | Elect Kathleen C. Mitic | Management | For | For |
| 8 | Elect Pierre M. Omidyar | Management | For | For |
| 9 | Elect Paul S. Pressler | Management | For | For |
| 10 | Elect Robert H. Swan | Management | For | For |
| 11 | Elect Thomas J. Tierney | Management | For | For |
| 12 | Elect Perry M. Traquina | Management | For | For |
| 13 | Elect Devin N. Wenig | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Ratification of Special Meeting Provisions | Management | For | Against |
| EXELON CORP.
Meeting Date: MAY 01, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: EXC
Security ID: 30161N101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anthony K. Anderson | Management | For | For |
| 2 | Elect Ann C. Berzin | Management | For | For |
| 3 | Elect Christopher M. Crane | Management | For | For |
| 4 | Elect Yves C. de Balmann | Management | For | For |
| 5 | Elect Nicholas DeBenedictis | Management | For | For |
| 6 | Elect Linda P. Jojo | Management | For | For |
| 7 | Elect Paul L. Joskow | Management | For | For |
| 8 | Elect Robert J. Lawless | Management | For | For |
| 9 | Elect Richard W. Mies | Management | For | For |
| 10 | Elect John W. Rogers, Jr. | Management | For | For |
| 11 | Elect Mayo A. Shattuck III | Management | For | For |
| 12 | Elect Stephen D. Steinour | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| FLEX LTD
Meeting Date: AUG 15, 2017 Record Date: JUN 16, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: FLEX
Security ID: Y2573F102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael D. Capellas | Management | For | For |
| 2 | Elect Marc A. Onetto | Management | For | For |
| 3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 4 | Authority to Issue Ordinary Shares | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 7 | Approve 2017 Equity Incentive Plan | Management | For | For |
| 8 | Share Purchase Mandate | Management | For | For |
| 9 | Amendment of Changes to Director Compensation | Management | For | For |
| FMC CORP.
Meeting Date: APR 24, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: FMCPRC
Security ID: 302491303 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Pierre R. Brondeau | Management | For | For |
| 2 | Elect Eduardo E. Cordeiro | Management | For | For |
| 3 | Elect G. Peter D'Aloia | Management | For | For |
| 4 | Elect C. Scott Greer | Management | For | For |
| 5 | Elect K'Lynne Johnson | Management | For | For |
| 6 | Elect Dirk A. Kempthorne | Management | For | For |
| 7 | Elect Paul J. Norris | Management | For | For |
| 8 | Elect Margareth Ovrum | Management | For | For |
| 9 | Elect Robert C. Pallash | Management | For | For |
| 10 | Elect William H. Powell | Management | For | For |
| 11 | Elect Vincent R. Volpe Jr. | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: GS
Security ID: 38141G104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Mark Flaherty | Management | For | For |
| 4 | Elect William W. George | Management | For | For |
| 5 | Elect James A. Johnson | Management | For | For |
| 6 | Elect Ellen J. Kullman | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Peter Oppenheimer | Management | For | For |
| 10 | Elect David A. Viniar | Management | For | For |
| 11 | Elect Mark O. Winkelman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the Stock Incentive Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| HALLIBURTON CO.
Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: HAL
Security ID: 406216101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Abdulaziz F. Al Khayyal | Management | For | For |
| 2 | Elect William E. Albrecht | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect James R. Boyd | Management | For | For |
| 5 | Elect Milton Carroll | Management | For | For |
| 6 | Elect Nance K. Dicciani | Management | For | For |
| 7 | Elect Murry S. Gerber | Management | For | For |
| 8 | Elect Jose Carlos Grubisich | Management | For | For |
| 9 | Elect David J. Lesar | Management | For | For |
| 10 | Elect Robert A. Malone | Management | For | For |
| 11 | Elect Jeffrey A. Miller | Management | For | For |
| 12 | Elect Debra L. Reed | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| HYATT HOTELS CORPORATION
Meeting Date: MAY 16, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: H
Security ID: 448579102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Susan D. Kronick | Management | For | For |
| 1.2 | Elect Mackey J. McDonald | Management | For | For |
| 1.3 | Elect Jason Pritzker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date: MAR 07, 2018 Record Date: JAN 03, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: JCI
Security ID: G51502105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael E. Daniels | Management | For | For |
| 2 | Elect W. Roy Dunbar | Management | For | For |
| 3 | Elect Brian Duperreault | Management | For | For |
| 4 | Elect Gretchen R. Haggerty | Management | For | For |
| 5 | Elect Simone Menne | Management | For | For |
| 6 | Elect George R. Oliver | Management | For | For |
| 7 | Elect Juan Pablo del Valle Perochena | Management | For | Against |
| 8 | Elect Carl Jurgen Tinggren | Management | For | For |
| 9 | Elect Mark P. Vergnano | Management | For | For |
| 10 | Elect R. David Yost | Management | For | For |
| 11 | Elect John D. Young | Management | For | For |
| 12 | Ratification of PricewaterhouseCoopers | Management | For | For |
| 13 | Authority to Set Auditor's Fees | Management | For | For |
| 14 | Authority to Repurchase Shares | Management | For | For |
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 19 | Reduction of Authorized Capital | Management | For | For |
| 20 | Amendment Regarding Capital Reduction | Management | For | For |
| JPMORGAN CHASE & CO.
Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: JPM
Security ID: 46625H100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Stephen B. Burke | Management | For | For |
| 4 | Elect Todd A. Combs | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Mellody Hobson | Management | For | For |
| 9 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Michael A. Neal | Management | For | For |
| 11 | Elect Lee R. Raymond | Management | For | For |
| 12 | Elect William C. Weldon | Management | For | For |
| 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| LABORATORY CORP. OF AMERICA HOLDINGS
Meeting Date: MAY 10, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: LH
Security ID: 50540R409 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kerrii B. Anderson | Management | For | For |
| 2 | Elect Jean-Luc Belingard | Management | For | For |
| 3 | Elect D. Gary Gilliland | Management | For | For |
| 4 | Elect David P. King | Management | For | For |
| 5 | Elect Garheng Kong | Management | For | For |
| 6 | Elect Robert E. Mittelstaedt, Jr. | Management | For | For |
| 7 | Elect Peter M. Neupert | Management | For | For |
| 8 | Elect Richelle P. Parham | Management | For | For |
| 9 | Elect Adam H. Schechter | Management | For | For |
| 10 | Elect R. Sanders Williams | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| LAZARD LTD.
Meeting Date: APR 24, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: LAZ
Security ID: G54050102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Andrew M. Alper | Management | For | For |
| 1.2 | Elect Ashish Bhutani | Management | For | For |
| 1.3 | Elect Steven J. Heyer | Management | For | For |
| 1.4 | Elect Sylvia Jay | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Approval of the 2018 Incentive Compensation Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| LILLY(ELI) & CO
Meeting Date: MAY 07, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: LLY
Security ID: 532457108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Katherine Baicker | Management | For | For |
| 2 | Elect J. Erik Fyrwald | Management | For | For |
| 3 | Elect Jamere Jackson | Management | For | For |
| 4 | Elect Ellen R. Marram | Management | For | For |
| 5 | Elect Jackson P. Tai | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Repeal of Classified Board | Management | For | For |
| 9 | Elimination of Supermajority Requirement | Management | For | For |
| 10 | Amendment to the 2002 Stock Plan | Management | For | For |
| 11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| MCDONALD`S CORP
Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: MCD
Security ID: 580135101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd H. Dean | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Robert A. Eckert | Management | For | For |
| 4 | Elect Margaret H. Georgiadis | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Jeanne P. Jackson | Management | For | For |
| 7 | Elect Richard H. Lenny | Management | For | For |
| 8 | Elect John Mulligan | Management | For | For |
| 9 | Elect Sheila A. Penrose | Management | For | For |
| 10 | Elect John W. Rogers, Jr. | Management | For | For |
| 11 | Elect Miles D. White | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Report on Plastic Straws | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
| MERCK & CO INC
Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: MRK
Security ID: 58933Y105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Pamela J. Craig | Management | For | For |
| 4 | Elect Kenneth C. Frazier | Management | For | For |
| 5 | Elect Thomas H. Glocer | Management | For | For |
| 6 | Elect Rochelle B. Lazarus | Management | For | For |
| 7 | Elect John H. Noseworthy | Management | For | For |
| 8 | Elect Paul B. Rothman | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Craig B. Thompson | Management | For | For |
| 11 | Elect Inge G. Thulin | Management | For | For |
| 12 | Elect Wendell P. Weeks | Management | For | For |
| 13 | Elect Peter C. Wendell | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| METLIFE INC
Meeting Date: OCT 19, 2017 Record Date: SEP 05, 2017 Meeting Type: SPECIAL |
||||
|
Ticker: MET
Security ID: 59156R108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| METLIFE INC
Meeting Date: JUN 12, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: MET
Security ID: 59156R108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect Gerald L. Hassell | Management | For | For |
| 4 | Elect David L. Herzog | Management | For | For |
| 5 | Elect R. Glenn Hubbard | Management | For | For |
| 6 | Elect Steven A. Kandarian | Management | For | For |
| 7 | Elect Edward J. Kelly, III | Management | For | For |
| 8 | Elect William E. Kennard | Management | For | For |
| 9 | Elect James M. Kilts | Management | For | For |
| 10 | Elect Catherine R. Kinney | Management | For | For |
| 11 | Elect Denise M. Morrison | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| MICROSOFT CORPORATION
Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: MSFT
Security ID: 594918104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Reid G. Hoffman | Management | For | For |
| 3 | Elect Hugh F. Johnston | Management | For | For |
| 4 | Elect Teri L. List-Stoll | Management | For | For |
| 5 | Elect Satya Nadella | Management | For | For |
| 6 | Elect Charles H. Noski | Management | For | For |
| 7 | Elect Helmut G. W. Panke | Management | For | For |
| 8 | Elect Sandra E. Peterson | Management | For | For |
| 9 | Elect Penny S. Pritzker | Management | For | For |
| 10 | Elect Charles W. Scharf | Management | For | For |
| 11 | Elect Arne M. Sorenson | Management | For | For |
| 12 | Elect John W. Stanton | Management | For | For |
| 13 | Elect John W. Thompson | Management | For | For |
| 14 | Elect Padmasree Warrior | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Management | For | For |
| 19 | Approval of the 2017 Stock Plan | Management | For | For |
| MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 16, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: MDLZ
Security ID: 609207105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lewis W.K. Booth | Management | For | For |
| 2 | Elect Charles E. Bunch | Management | For | For |
| 3 | Elect Debra A. Crew | Management | For | For |
| 4 | Elect Lois D. Juliber | Management | For | For |
| 5 | Elect Mark D. Ketchum | Management | For | For |
| 6 | Elect Peter W. May | Management | For | For |
| 7 | Elect Jorge S. Mesquita | Management | For | For |
| 8 | Elect Joseph Neubauer | Management | For | For |
| 9 | Elect Fredric G. Reynolds | Management | For | For |
| 10 | Elect Christiana Shi | Management | For | For |
| 11 | Elect Patrick T. Siewert | Management | For | For |
| 12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 13 | Elect Dirk Van de Put | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Plant Closings | Shareholder | Against | Against |
| NOBLE ENERGY INC
Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: NBL
Security ID: 655044105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect James E. Craddock | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Holli C. Ladhani | Management | For | For |
| 7 | Elect David L. Stover | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Climate Change Policy Risk Report | Shareholder | Against | Against |
| PFIZER INC.
Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: PFE
Security ID: 717081103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Dennis A. Ausiello | Management | For | For |
| 2 | Elect Ronald E. Blaylock | Management | For | For |
| 3 | Elect Albert Bourla | Management | For | For |
| 4 | Elect W. Don Cornwell | Management | For | For |
| 5 | Elect Joseph J. Echevarria | Management | For | For |
| 6 | Elect Helen H. Hobbs | Management | For | For |
| 7 | Elect James M. Kilts | Management | For | For |
| 8 | Elect Dan R. Littman | Management | For | For |
| 9 | Elect Shantanu Narayen | Management | For | For |
| 10 | Elect Suzanne Nora Johnson | Management | For | For |
| 11 | Elect Ian C. Read | Management | For | For |
| 12 | Elect James C. Smith | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 24, 2018 Record Date: FEB 02, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: PNC
Security ID: 693475105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Charles E. Bunch | Management | For | For |
| 2 | Elect Debra A. Cafaro | Management | For | For |
| 3 | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 4 | Elect William S. Demchak | Management | For | For |
| 5 | Elect Andrew T. Feldstein | Management | For | For |
| 6 | Elect Daniel R. Hesse | Management | For | For |
| 7 | Elect Richard B. Kelson | Management | For | For |
| 8 | Elect Linda R. Medler | Management | For | For |
| 9 | Elect Martin Pfinsgraff | Management | For | For |
| 10 | Elect Donald J. Shepard | Management | For | For |
| 11 | Elect Michael J. Ward | Management | For | For |
| 12 | Elect Gregory D. Wasson | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| PROCTER & GAMBLE CO.
Meeting Date: OCT 10, 2017 Record Date: AUG 11, 2017 Meeting Type: PROXY CONTEST |
||||
|
Ticker: PG
Security ID: 742718109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Francis S. Blake | Management | For | TNA |
| 1.2 | Elect Angela F. Braly | Management | For | TNA |
| 1.3 | Elect Amy Chang | Management | For | TNA |
| 1.4 | Elect Kenneth I. Chenault | Management | For | TNA |
| 1.5 | Elect Scott D. Cook | Management | For | TNA |
| 1.6 | Elect Terry J. Lundgren | Management | For | TNA |
| 1.7 | Elect W. James McNerney, Jr. | Management | For | TNA |
| 1.8 | Elect David. S. Taylor | Management | For | TNA |
| 1.9 | Elect Margaret C. Whitman | Management | For | TNA |
| 1.10 | Elect Patricia A. Woertz | Management | For | TNA |
| 1.11 | Elect Ernesto Zedillo | Management | For | TNA |
| 2 | Ratification of Auditor | Management | For | TNA |
| 3 | Advisory Vote on Executive Compensation | Management | For | TNA |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | TNA |
| 5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | TNA |
| 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | TNA |
| 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Against | TNA |
| 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Against | TNA |
| 1.1 | Elect Nelson Peltz | Management | Do Not Vote | For |
| 1.2 | Elect Mgmt. Nominee Francis S. Blake | Management | Do Not Vote | For |
| 1.3 | Elect Mgmt. Nominee Angela F. Braly | Management | Do Not Vote | For |
| 1.4 | Elect Mgmt. Nominee Amy L. Chang | Management | Do Not Vote | For |
| 1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Management | Do Not Vote | For |
| 1.6 | Elect Mgmt. Nominee Scott D. Cook | Management | Do Not Vote | For |
| 1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Management | Do Not Vote | For |
| 1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Management | Do Not Vote | For |
| 1.9 | Elect Mgmt. Nominee David. S. Taylor | Management | Do Not Vote | For |
| 1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Management | Do Not Vote | For |
| 1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Management | Do Not Vote | For |
| 2 | Ratification of Auditor | Management | Do Not Vote | For |
| 3 | Advisory Vote on Executive Compensation | Management | Do Not Vote | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | Do Not Vote | 1 Year |
| 5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Do Not Vote | Against |
| 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Do Not Vote | Against |
| 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Do Not Vote | Against |
| 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Do Not Vote | For |
| PTC INC
Meeting Date: MAR 08, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: PTC
Security ID: 69370C100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Phillip M. Fernandez | Management | For | For |
| 1.3 | Elect Donald K. Grierson | Management | For | For |
| 1.4 | Elect James E. Heppelmann | Management | For | For |
| 1.5 | Elect Klaus Hoehn | Management | For | For |
| 1.6 | Elect Paul A. Lacy | Management | For | For |
| 1.7 | Elect Corinna Lathan | Management | For | For |
| 1.8 | Elect Robert P. Schechter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ROYAL DUTCH SHELL PLC
Meeting Date: MAY 22, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: RDSB
Security ID: 780259206 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Ann F. Godbehere | Management | For | For |
| 4 | Elect Ben Van Beurden | Management | For | For |
| 5 | Elect Euleen GOH Yiu Kiang | Management | For | For |
| 6 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Catherine J. Hughes | Management | For | For |
| 8 | Elect Gerard Kleisterlee | Management | For | For |
| 9 | Elect Roberto Egydio Setubal | Management | For | For |
| 10 | Elect Sir Nigel Sheinwald | Management | For | For |
| 11 | Elect Linda G. Stuntz | Management | For | For |
| 12 | Elect Jessica Uhl | Management | For | For |
| 13 | Elect Gerrit Zalm | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 18 | Authority to Repurchase Shares | Management | For | For |
| 19 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| SEALED AIR CORP.
Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: SEE
Security ID: 81211K100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Chu | Management | For | For |
| 2 | Elect Edward L. Doheny II | Management | For | For |
| 3 | Elect Patrick Duff | Management | For | For |
| 4 | Elect Henry R. Keizer | Management | For | For |
| 5 | Elect Jacqueline B. Kosecoff | Management | For | For |
| 6 | Elect Neil Lustig | Management | For | For |
| 7 | Elect Richard L. Wambold | Management | For | For |
| 8 | Elect Jerry R. Whitaker | Management | For | For |
| 9 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| SLM CORP.
Meeting Date: JUN 21, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: SLM
Security ID: 78442P106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Paul G. Child | Management | For | For |
| 2 | Elect Carter Warren Franke | Management | For | For |
| 3 | Elect Earl A. Goode | Management | For | For |
| 4 | Elect Marianne M. Keler | Management | For | For |
| 5 | Elect Jim Matheson | Management | For | For |
| 6 | Elect Jed H. Pitcher | Management | For | For |
| 7 | Elect Frank C. Puleo | Management | For | For |
| 8 | Elect Raymond J. Quinlan | Management | For | For |
| 9 | Elect Vivian C. Schneck-Last | Management | For | For |
| 10 | Elect William N. Shiebler | Management | For | For |
| 11 | Elect Robert S. Strong | Management | For | For |
| 12 | Elect Kirsten O. Wolberg | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| SUNCOR ENERGY, INC.
Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: SU
Security ID: 867224107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Mel E. Benson | Management | For | For |
| 1.3 | Elect Jacynthe Cote | Management | For | For |
| 1.4 | Elect Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect John D. Gass | Management | For | For |
| 1.6 | Elect Dennis M. Houston | Management | For | For |
| 1.7 | Elect Maureen McCaw | Management | For | For |
| 1.8 | Elect Eira Thomas | Management | For | For |
| 1.9 | Elect Steven W. Williams | Management | For | For |
| 1.10 | Elect Michael M. Wilson | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SUNTRUST BANKS, INC.
Meeting Date: APR 24, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: STI
Security ID: 867914103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Agnes Bundy Scanlan | Management | For | For |
| 2 | Elect Dallas S. Clement | Management | For | For |
| 3 | Elect Paul R. Garcia | Management | For | For |
| 4 | Elect M. Douglas Ivester | Management | For | For |
| 5 | Elect Donna S. Morea | Management | For | For |
| 6 | Elect David M. Ratcliffe | Management | For | For |
| 7 | Elect William H. Rogers, Jr. | Management | For | For |
| 8 | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 9 | Elect Bruce L. Tanner | Management | For | For |
| 10 | Elect Steven C. Voorhees | Management | For | For |
| 11 | Elect Thomas R. Watjen | Management | For | For |
| 12 | Elect Phail Wynn, Jr. | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| TAPESTRY INC
Meeting Date: NOV 09, 2017 Record Date: SEP 11, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: COH
Security ID: 189754104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David Denton | Management | For | For |
| 2 | Elect Andrea Guerra | Management | For | For |
| 3 | Elect Susan J. Kropf | Management | For | For |
| 4 | Elect Annabelle Yu Long | Management | For | For |
| 5 | Elect Victor Luis | Management | For | For |
| 6 | Elect Ivan Menezes | Management | For | For |
| 7 | Elect William R. Nuti | Management | For | For |
| 8 | Elect Jide J. Zeitlin | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 12 | Amendment to the 2010 Stock Incentive Plan | Management | For | Against |
| 13 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products | Shareholder | Against | Against |
| TEXAS INSTRUMENTS INC.
Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: TXN
Security ID: 882508104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Mark A. Blinn | Management | For | For |
| 3 | Elect Todd M. Bluedorn | Management | For | For |
| 4 | Elect Daniel A. Carp | Management | For | For |
| 5 | Elect Janet F. Clark | Management | For | For |
| 6 | Elect Carrie S. Cox | Management | For | For |
| 7 | Elect Brian T. Crutcher | Management | For | For |
| 8 | Elect J.M. Hobby | Management | For | For |
| 9 | Elect Ronald Kirk | Management | For | For |
| 10 | Elect Pamela H. Patsley | Management | For | For |
| 11 | Elect Robert E. Sanchez | Management | For | For |
| 12 | Elect Richard K. Templeton | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2018 Director Compensation Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| UNION PACIFIC CORP.
Meeting Date: MAY 10, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: UNP
Security ID: 907818108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Lance M. Fritz | Management | For | For |
| 5 | Elect Deborah C. Hopkins | Management | For | For |
| 6 | Elect Jane H. Lute | Management | For | For |
| 7 | Elect Michael R. McCarthy | Management | For | For |
| 8 | Elect Thomas F. McLarty III | Management | For | For |
| 9 | Elect Bhavesh V. Patel | Management | For | For |
| 10 | Elect Jose H. Villarreal | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORP.
Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: UTX
Security ID: 913017109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd J Austin | Management | For | For |
| 2 | Elect Diane M. Bryant | Management | For | For |
| 3 | Elect John V. Faraci | Management | For | For |
| 4 | Elect Jean-Pierre Garnier | Management | For | For |
| 5 | Elect Gregory J. Hayes | Management | For | For |
| 6 | Elect Ellen J. Kullman | Management | For | For |
| 7 | Elect Marshall O. Larsen | Management | For | For |
| 8 | Elect Harold W. McGraw III | Management | For | For |
| 9 | Elect Margaret L. O'Sullivan | Management | For | For |
| 10 | Elect Fredric G. Reynolds | Management | For | For |
| 11 | Elect Brian C. Rogers | Management | For | For |
| 12 | Elect Christine Todd Whitman | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2018 Long-Term Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Elimination of Supermajority Requirement | Management | For | For |
| 17 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| VODAFONE GROUP PLC
Meeting Date: JUL 28, 2017 Record Date: JUN 02, 2017 Meeting Type: ANNUAL |
||||
|
Ticker: VOD
Security ID: 92857W308 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Elect Gerard Kleisterlee | Management | For | For |
| 3 | Elect Vittorio Colao | Management | For | For |
| 4 | Elect Nicholas J. Read | Management | For | For |
| 5 | Elect Crispin H. Davis | Management | For | For |
| 6 | Elect Mathias Dopfner | Management | For | For |
| 7 | Elect Clara Furse | Management | For | For |
| 8 | Elect Valerie F. Gooding | Management | For | For |
| 9 | Elect Renee J. James | Management | For | For |
| 10 | Elect Samuel E. Jonah | Management | For | For |
| 11 | Elect Maria Amparo Moraleda Martinez | Management | For | For |
| 12 | Elect David T. Nish | Management | For | For |
| 13 | Allocation of Profits/Dividends | Management | For | For |
| 14 | Remuneration Policy (Binding) | Management | For | For |
| 15 | Remuneration Report (Advisory) | Management | For | For |
| 16 | Appointment of Auditor | Management | For | For |
| 17 | Authority to Set Auditor's Fees | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 22 | Authorisation of Political Donations | Management | For | For |
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| WALMART INC
Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: WMT
Security ID: 931142103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stephen J. Easterbrook | Management | For | For |
| 2 | Elect Timothy P. Flynn | Management | For | For |
| 3 | Elect Sarah J. Friar | Management | For | For |
| 4 | Elect Carla A. Harris | Management | For | For |
| 5 | Elect Thomas W. Horton | Management | For | For |
| 6 | Elect Marissa A. Mayer | Management | For | For |
| 7 | Elect C. Douglas McMillon | Management | For | For |
| 8 | Elect Gregory B. Penner | Management | For | For |
| 9 | Elect Steven S Reinemund | Management | For | For |
| 10 | Elect S. Robson Walton | Management | For | For |
| 11 | Elect Steuart L. Walton | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | Shareholder | Against | For |
| WELLS FARGO & CO.
Meeting Date: APR 24, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: WFC
Security ID: 949746101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Celeste A. Clark | Management | For | For |
| 3 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 4 | Elect Elizabeth A. Duke | Management | For | For |
| 5 | Elect Donald M. James | Management | For | For |
| 6 | Elect Maria R. Morris | Management | For | For |
| 7 | Elect Karen B. Peetz | Management | For | For |
| 8 | Elect Juan A. Pujadas | Management | For | For |
| 9 | Elect James H. Quigley | Management | For | For |
| 10 | Elect Ronald L. Sargent | Management | For | For |
| 11 | Elect Timothy J. Sloan | Management | For | For |
| 12 | Elect Suzanne M. Vautrinot | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Incentive Compensation Report | Shareholder | Against | Against |
| ZIMMER BIOMET HOLDINGS INC
Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
|
Ticker: ZBH
Security ID: 98956P102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Christopher B. Begley | Management | For | For |
| 2 | Elect Betsy J. Bernard | Management | For | For |
| 3 | Elect Gail K. Boudreaux | Management | For | For |
| 4 | Elect Michael J. Farrell | Management | For | For |
| 5 | Elect Larry C. Glasscock | Management | For | For |
| 6 | Elect Robert A. Hagemann | Management | For | For |
| 7 | Elect Bryan C Hanson | Management | For | For |
| 8 | Elect Arthur J. Higgins | Management | For | For |
| 9 | Elect Michael W. Michelson | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 16, 2018
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
|
/s/ Ellen S. Alberding Ellen S. Alberding |
/s/ Laurie Simon Laurie Simon | |
|
/s/ Kevin J. Bannon Kevin J. Bannon |
/s/ Michael S. Hyland Michael S. Hyland | |
|
/s/ Scott E. Benjamin Scott E. Benjamin |
/s/ Stuart S. Parker Stuart S. Parker | |
|
/s/ Linda W. Bynoe Linda W. Bynoe |
/s/ Richard A. Redeker Richard A. Redeker | |
|
/s/ Barry H. Evans Barry H. Evans |
/s/ Brian K. Reid Brian K. Reid | |
|
/s/ Keith F. Hartstein Keith F. Hartstein |
/s/ Grace C. Torres Grace C. Torres | |
| Dated: March 8, 2018 |
APPENDIX A
Prudential Government Money Market
Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund,
Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust