0001144204-17-046072.txt : 20170831
0001144204-17-046072.hdr.sgml : 20170831
20170831100845
ACCESSION NUMBER: 0001144204-17-046072
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170831
DATE AS OF CHANGE: 20170831
EFFECTIVENESS DATE: 20170831
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OBERWEIS FUNDS
CENTRAL INDEX KEY: 0000803020
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04854
FILM NUMBER: 171062318
BUSINESS ADDRESS:
STREET 1: 3333 WARRENVILLE ROAD
STREET 2: SUITE 500
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 6305772300
MAIL ADDRESS:
STREET 1: 3333 WARRENVILLE ROAD
STREET 2: SUITE 500
CITY: LISLE
STATE: IL
ZIP: 60532
FORMER COMPANY:
FORMER CONFORMED NAME: OBERWEIS FUND
DATE OF NAME CHANGE: 19960821
FORMER COMPANY:
FORMER CONFORMED NAME: OBERWEIS EMERGING GROWTH FUND /IL/
DATE OF NAME CHANGE: 19920703
0000803020
S000010230
Oberweis Emerging Growth Fund
C000028299
Oberweis Emerging Growth Fund
OBEGX
C000186089
Institutional Class
OBGIX
0000803020
S000010231
Oberweis Micro-Cap Fund
C000028300
Oberweis Micro-Cap Fund
OBMCX
C000182411
Institutional Class
OMCIX
0000803020
S000010232
Oberweis Small-Cap Opportunities Fund
C000028301
Oberweis Small-Cap Opportunities Fund
OBSOX
C000186090
Institutional Class
OBSIX
0000803020
S000010233
Oberweis China Opportunities Fund
C000028302
Oberweis China Opportunities Fund
OBCHX
C000186091
Institutional Class
OCHIX
0000803020
S000015622
Oberweis International Opportunities Fund
C000042583
Oberweis International Opportunities Fund
OBIOX
0000803020
S000044469
Oberweis International Opportunities Institutional Fund
C000138364
Oberweis International Opportunities Institutional Fund
OBIIX
N-PX
1
v474301_npx.txt
FORM N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4854
The Oberweis Funds
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
3333 Warrenville Road, Suite 500, Lisle, IL 60532
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
James W. Oberweis, President
The Oberweis Funds
3333 Warrenville Road, Suite 500
Lisle, IL 60532
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 323-6166
--------------
Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2016 - June 30, 2017
----------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04854
Reporting Period: 07/01/2016 - 06/30/2017
The Oberweis Fund
====================== Oberweis China Opportunities Fund =======================
3SBIO, INC.
Ticker: 1530 HK Security ID: G8875G102
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Huang Bin as Director For For Management
2b Elect Steven Dasong Wang as Director For For Management
2c Elect Ma Jun as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AAC TECHNOLOGIES HOLDINGS, INC.
Ticker: 2018 HK Security ID: G2953R114
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Benjamin Zhengmin Pan as Director For For Management
3b Elect Poon Chung Yin Joseph as Director For For Management
3c Elect Chang Carmen I-Hua as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 13, 2016 Meeting Type: Annual
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Daniel Yong Zhang as Director For Against Management
1.2 Elect Chee Hwa Tung as Director For For Management
1.3 Elect Jerry Yang as Director For For Management
1.4 Elect Wan Ling Martello as Director For For Management
1.5 Elect Eric Xiandong Jing as Director For Against Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 347 HK Security ID: Y0132D105
Meeting Date: FEB 15, 2017 Meeting Type: Special
Record Date: JAN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issuance of Domestic For For Management
Medium Term Notes
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 522 HK Security ID: G0535Q133
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Amend Memorandum and Articles of For For Management
Association
8 Adopt Memorandum and Articles of For For Management
Association
9 Elect Lee Wai Kwong as Director For For Management
10 Elect Robin Gerard Ng Cher Tat as For For Management
Director
11 Elect Tsui Ching Man, Stanley as For For Management
Director
12 Authorize Board to Fix Remuneration of For For Management
Directors
13 Approve Terms of Appointment for All For For Management
Existing Directors
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD
Ticker: 1958 HK Security ID: Y0506H104
Meeting Date: DEC 28, 2016 Meeting Type: Special
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Deposit Transactions Under the For Against Management
Financial Services Framework Agreement
1.2 Approve Products Purchasing For For Management
Transactions Under the Products and
Services Purchasing Framework Agreement
1.3 Approve Services Purchasing For For Management
Transactions Under the Products and
Services Purchasing Framework Agreement
1.4 Approve Provision of Products For For Management
Transactions Under the Provision of
Products and Services Framework
Agreement
2.1 Elect Zhang Jianyong as Director For For Management
2.2 Elect Shang Yuanxian as Director For For Management
3 Elect Wang Min as Supervisor For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 694 HK Security ID: Y07717104
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Committee
3 Approve 2016 Audited Financial For For Management
Statements and Independent Auditor's
Report
4 Approve 2016 Profit Distribution For For Management
Proposal
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
6.1 Elect Liu Xuesong as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
6.2 Elect Han Zhiliang as Director, For For Shareholder
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
6.3 Elect Gao Lijia as Director, Approve For For Shareholder
Her Service Contract, and Authorize
Board to Fix Her Remuneration
6.4 Elect Gao Shiqing as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
6.5 Elect Yao Yabo as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
6.6 Elect Ma Zheng as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
6.7 Elect Cheng Chi Ming, Brian as For For Shareholder
Director, Approve His Service
Contract, and Authorize Board to Fix
His Remuneration
6.8 Elect Japhet Sebastian Law as For Against Shareholder
Director, Approve His Service
Contract, and Authorize Board to Fix
His Remuneration
6.9 Elect Jiang Ruiming as Director, For For Shareholder
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
6.10 Elect Liu Guibin as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
6.11 Elect Zhang Jiali as Director, Approve For For Shareholder
His Service Contract, and Authorize
Board to Fix His Remuneration
7.1 Elect Song Shengli as Supervisor, For For Shareholder
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
7.2 Elect Dong Ansheng as Supervisor, For For Shareholder
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
7.3 Elect Wang Xiaolong as Supervisor, For For Shareholder
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 371 HK Security ID: G0957L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhang Tiefu as Director For Against Management
3.2 Elect Qi Xiaohong as Director For Against Management
3.3 Elect Ke Jian as Director For Against Management
3.4 Elect Zhang Gaobo as Director For For Management
3.5 Elect Wang Kaijun as Director For For Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Bye-Laws For For Management
--------------------------------------------------------------------------------
BEST PACIFIC INTERNATIONAL HOLDINGS LTD.
Ticker: 2111 HK Security ID: G10689100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Haitao as Director For For Management
3b Elect Ding Baoshan as Director For For Management
3c Elect Sai Chun Yu as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 HK Security ID: Y1045N107
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4 Elect Wang Nian-qiang as Director For For Management
5 Elect Wang Bo as Director For For Management
6 Elect Wu Jing-sheng as Director For For Management
7 Elect Qian Jing-jie as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CANVEST ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED
Ticker: 1381 HK Security ID: G18322100
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lai Kin Man as Director For For Management
4 Elect Yuan Guozhen as Director For For Management
5 Elect Sha Zhenquan as Director For For Management
6 Elect Feng Jun as Director For For Management
7 Elect Chung Kwok Nam as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10A Authorize Repurchase of Issued Share For For Management
Capital
10B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA BIOLOGIC PRODUCTS, INC.
Ticker: CBPO Security ID: 16938C106
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sean Shao For Withhold Management
1.2 Elect Director Wenfang Liu For Withhold Management
1.3 Elect Director David Hui Li For Withhold Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Change State of Incorporation from For Against Management
Delaware to Cayman Islands
--------------------------------------------------------------------------------
CHINA EVERBRIGHT INTERNATIONAL LTD.
Ticker: 257 HK Security ID: Y14226107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cai Yunge as Director For For Management
3b Elect Wang Tianyi as Director For Against Management
3c Elect Cai Shuguang as Director For Against Management
3d Elect Tang Shuangning as Director For Against Management
3e Elect Zhai Haitao as Director For For Management
3f Authorize Board to Fix the For For Management
Remuneration of the Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LODGING GROUP, LIMITED
Ticker: HTHT Security ID: 16949N109
Meeting Date: DEC 14, 2016 Meeting Type: Annual
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien Bazin For Against Management
2 Elect Director Shangzhi Zhang For Against Management
3 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 HK Security ID: Y1501T101
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luan Baoxing as Director, For For Management
Authorize Remuneration and Assessment
Committee of the Board to Fix His
Remuneration and Authorize Chairman of
the Board to Enter Into Service
Contract with Him
2 Elect Yang Xiangbin as Director, For For Management
Authorize Remuneration and Assessment
Committee of the Board to Fix His
Remuneration and Authorize Chairman of
the Board to Enter Into Service
Contract with Him
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 3993 HK Security ID: Y1503Z105
Meeting Date: APR 14, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Cooperation with For For Management
BHR Newwood Investment Management
Limited and Its Shareholders or
Shareholders of Its Shareholders at
the Tenke Fungurume Mining Area
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Investment
Cooperation
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
4 Approve Introduction of New For For Shareholder
Shareholders to BHR Newwood Investment
Management Limited for the Investment
Cooperation in the Tenke Fungurume
Mining Area
5 Approve Profit Distribution Plan For For Shareholder
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 2883 HK Security ID: Y15002101
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Master Services Framework For For Management
Agreement with CNOOC and the Terms,
Proposed Annual Caps and Related
Transactions
2 Approve Amendments to Connected For For Management
Transactions Decision-making Mechanism
3 Elect Lv Bo as Director For For Management
4 Elect Li Feilong as Director For For Management
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 HK Security ID: Y15004107
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 1313 HK Security ID: G2113L106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhou Longshan as Director For For Management
3.2 Elect Ji Youhong as Director For For Management
3.3 Elect Lau Chung Kwok Robert as Director For For Management
3.4 Elect Wang Yan as Director For Against Management
3.5 Elect Zeng Xuemin as Director For Against Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD.
Ticker: 1109 HK Security ID: G2108Y105
Meeting Date: OCT 11, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA RESOURCES PHOENIX HEALTHCARE HOLDINGS COMPANY LIMITED
Ticker: 1515 HK Security ID: G2133W108
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wu Potao as Director For For Management
4 Elect Xu Zechang as Director For For Management
5 Elect Wang Yin as Director For For Management
6 Elect Wang Yan as Director For For Management
7 Elect He Xuan as Director For For Management
8 Elect Liang Hongze as Director For For Management
9 Elect Kwong Kwok Kong as Director For For Management
10 Elect Sun Jianhua as Director For For Management
11 Authorize Board to Fix Remuneration of For For Management
Directors
12 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
13 Authorize Repurchase of Issued Share For For Management
Capital
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 HK Security ID: G21677136
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Tian Shuchen as Director For Against Management
3B Elect Pan Shujie as Director For Against Management
3C Elect Raymond Ho Chung Tai as Director For For Management
3D Elect Adrian David Li Man Kiu as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD.
Ticker: 966 HK Security ID: Y1456Z151
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Tingke as Director For For Management
3a2 Elect Yu Xiaoping as Director For For Management
3a3 Elect Wu Changming as Director For For Management
3a4 Elect Zhu Dajian as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Independent Auditor and Authorize
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LTD
Ticker: 3669 HK Security ID: G2162W102
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Xu Yue as Director For For Management
4 Elect Chen Yi as Director For For Management
5 Elect Lyu Wei as Director For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8B Authorize Repurchase of Issued Share For For Management
Capital
8C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LTD.
Ticker: 2007 HK Security ID: G24524103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Xie Shutai as Director For For Management
3a2 Elect Song Jun as Director For For Management
3a3 Elect Liang Guokun as Director For For Management
3a4 Elect Su Baiyuan as Director For For Management
3a5 Elect Chen Chong as Director For For Management
3a6 Elect Lai Ming, Joseph as Director For Against Management
3a7 Elect Yeung Kwok On as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 1093 HK Security ID: Y1837N109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cai Dongchen as Director For For Management
3a2 Elect Chak Kin Man as Director For For Management
3a3 Elect Pan Weidong as Director For For Management
3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management
3a5 Elect Chen Chuan as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Grant of Options Under the For Against Management
Share Option Scheme
9 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD
Ticker: 3699 HK Security ID: Y1966E102
Meeting Date: AUG 15, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of the For For Management
Listing of the H Shares from the Stock
Exchange
2 Approve Special Report in Relation to For For Management
the Use of Proceeds Raised by Previous
H Share Offering
3 Approve Extension of the Validity For For Shareholder
Period of the Shareholders' Approval
in Relation to the Proposal on the
Plan for the A Share Offering
4 Authorize Board to Handle All Matters For For Management
in Relation to the A Share Offering
--------------------------------------------------------------------------------
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD
Ticker: 3699 HK Security ID: Y1966E102
Meeting Date: AUG 15, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of the For For Management
Listing of the H Shares from the Stock
Exchange
2 Approve Extension of the Validity For For Shareholder
Period of the Shareholders' Approval
in Relation to the Proposal on the
Plan for the A Share Offering
3 Authorize Board to Handle All Matters For For Management
in Relation to the A Share Offering
--------------------------------------------------------------------------------
DYNAGREEN ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 1330 HK Security ID: Y21869105
Meeting Date: FEB 27, 2017 Meeting Type: Special
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee by a For For Management
Controlling Shareholder in Respect of
the Application for Drawdown on a Loan
from Asian Development Bank
2 Approve Provision of Guarantee in For For Management
Respect of the Application for a Fixed
Asset Loan by Anshun Dynagreen
Renewable Energy Co., Ltd.
3 Approve Provision of Guarantees in For For Management
Respect of the Application for Fixed
Asset Loans by Rushan Dynagreen
Renewable Energy Co., Ltd.
4 Approve Issuance of Private Placement For For Management
Notes
5 Approve Extension of Validity Period For For Management
of the Resolutions on the Application
for Initial Public Offering and
Listing of A Shares
6 Approve Extension of Validity Period For For Management
of the Resolutions of the
Authorization for the Board to Deal
with All Matters Relating to the
Proposed A Share Issue and Listing
--------------------------------------------------------------------------------
DYNAGREEN ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 1330 HK Security ID: Y21869105
Meeting Date: FEB 27, 2017 Meeting Type: Special
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Resolutions on the Application
for Initial Public Offering and
Listing of A Shares
2 Approve Extension of Validity Period For For Management
of the Resolutions of the
Authorization for the Board to Deal
with All Matters Relating to the
Proposed A Share Issue and Listing
--------------------------------------------------------------------------------
DYNAGREEN ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 1330 HK Security ID: Y21869105
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Profit Distribution Plan For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Business Operation Plan and For For Management
Financial Budget for 2017
6 Approve Financial Report For For Management
7 Approve Provision of Guarantees to For For Management
Banks in Respect of the Banking
Facilities Granted to Certain
Subsidiaries
8 Approve Connected Transaction in For For Management
Ordinary Course of Its Business for
2017
9 Approve Appraisal for 2016 and For For Management
Remuneration Packages of Directors and
Supervisors for 2017
10 Elect Feng Changzeng as Director For For Management
11 Elect Cai Binquan as Supervisor For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 2688 HK Security ID: G3066L101
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Zizheng as Director For For Management
3a2 Elect Ma Zhixiang as Director For For Management
3a3 Elect Yuen Po Kwong as Director For For Management
3a4 Elect Sean S J Wang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Adopt the Amended and Restated For For Management
Articles of Association
--------------------------------------------------------------------------------
FUFENG GROUP LTD.
Ticker: 546 HK Security ID: G36844119
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Li Deheng as Director For For Management
3.2 Elect Qi Qing Zhong as Director For For Management
3.3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
5D Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD.
Ticker: 27 HK Security ID: Y2679D118
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Paddy Tang Lui Wai Yu as Director For For Management
2.2 Elect William Yip Shue Lam as Director For For Management
2.3 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 HK Security ID: G3777B103
Meeting Date: AUG 08, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Baoji Acquisition Agreement For For Management
and Related Transactions
2 Approve Shanxi Acquisition Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 HK Security ID: G3777B103
Meeting Date: OCT 11, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Disposal Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 HK Security ID: G3777B103
Meeting Date: NOV 28, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental EV Agreement, For For Management
Revised Annual Cap Amounts and Related
Transactions
2 Approve Revised Annual Cap Amounts For For Management
Under the Services Agreement and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 HK Security ID: G3777B103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Li Shu Fu as Director For For Management
4 Elect Yang Jian as Director For For Management
5 Elect Li Dong Hui, Daniel as Director For For Management
6 Elect Lee Cheuk Yin, Dannis as Director For For Management
7 Elect Wang Yang as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Grant Thornton Hong Kong For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GLOBAL BRANDS GROUP HOLDINGS LTD.
Ticker: 787 HK Security ID: G39338101
Meeting Date: DEC 12, 2016 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended and Restated Buying For For Management
Agency Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 651 HK Security ID: Y2882R102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Change of Business Scope and For For Management
Amend Articles of Association
7 Approve Appointment of Auditor For For Management
8 Approve 2017 Daily Related-party For For Management
Transactions
9 Approve 2017 Special Report on For For Management
Engagement in Foreign Fund Trading
Exchange Business
10 Approve Use of Own Idle Funds to For Against Management
Invest in Financial Products
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 651 HK Security ID: Y2882R102
Meeting Date: MAR 08, 2017 Meeting Type: Special
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing Corporate Agreement as For For Management
well as Related Party Transaction
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 525 HK Security ID: Y2930P108
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Audited Financial For For Management
Statements
4 Approve 2016 Profits Distribution For For Management
Proposal
5 Approve 2017 Financial Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board and Audit
Committee to Fix Their Remuneration
7.1 Elect Wu Yong as Director None For Shareholder
7.2 Elect Hu Lingling as Director None For Shareholder
7.3 Elect Luo Qing as Director None Against Shareholder
7.4 Elect Sun Jing as Director None For Shareholder
7.5 Elect Yu Zhiming as Director None For Shareholder
7.6 Elect Chen Jianping as Director None For Shareholder
8.1 Elect Chen Song as Director None For Shareholder
8.2 Elect Jia Jianmin as Director None For Shareholder
8.3 Elect Wang Yunting as Director None For Shareholder
9.1 Elect Liu Mengshu as Supervisor None For Shareholder
9.2 Elect Chen Shaohong as Supervisor None For Shareholder
9.3 Elect Shen Jiancong as Supervisor None For Shareholder
9.4 Elect Li Zhiming as Supervisor None For Shareholder
10 Approve Remuneration of the Board of None For Shareholder
Directors and Supervisory Committee
11 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 HK Security ID: Y2R318121
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Annual Report For For Management
2 Approve 2016 Work Report of the Board For For Management
of Directors
3 Approve 2016 Work Report of the For For Management
Supervisory Committee
4 Approve 2016 Financial Report For For Management
5 Approve 2016 Profit Distribution Plan For For Management
6 Approve Auditors For For Management
7 Approve Internal Control Auditors For For Management
--------------------------------------------------------------------------------
HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.
Ticker: 2415 HK Security ID: Y3038Z105
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hong Tianfeng as Independent For For Management
Director
2 Approve Issuance of Short-term For For Management
Financing Bills
3 Approve Authorization of the Board to For For Management
Handle All Related Matters in
Connection to Issuance of Short-term
Financing Bills
4 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
5 Approve Increase in Comprehensive For For Management
Credit Line
6 Approve Provision of Guarantees For For Management
7 Approve Signing of Financial Services For Against Management
Agreement with China Electronic
Technology Finance Co., Ltd.
8.1 Approve Criteria to Select Plan For For Management
Participants
8.2 Approve Source, Size and Number of For For Management
Underlying Stocks
8.3 Approve Allocation of Restricted Stocks For For Management
8.4 Approve Granting of Restricted Stocks For For Management
8.5 Approve Unlocking of Restricted Stocks For For Management
8.6 Approve Conditions for Granting and For For Management
Unlocking
8.7 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
8.8 Approve Income of Incentive Targets For For Management
8.9 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
8.10 Approve Treatment Under Special For For Management
Situations
8.11 Approve Accounting Treatment and For For Management
Effect of Incentive Plan on Company's
Operating Performance
8.12 Approve Formulation, Approval, For For Management
Revision and Termination of This Plan
8.13 Approve Information Disclosure For For Management
9 Approve Methods to Assess the For For Management
Performance of Plan Participants
10 Approve Authorization of the Board to For For Management
Handle All Related Matters in
Connection to Restricted Stock Plan
--------------------------------------------------------------------------------
HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.
Ticker: 2415 HK Security ID: Y3038Z105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve 2017 Appointment of Auditor For For Management
8 Approve 2017 Daily Related-party For For Management
Transactions
9 Approve Application of Comprehensive For For Management
Credit Line
10 Approve Guarantee Provision Plan For Against Management
11 Approve Change of Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO LTD
Ticker: 2508 HK Security ID: Y3041Z100
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve 2017 Financial Budget Report For Against Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Own Idle Funds to For For Management
Invest in Financial Management
8 Approve Expansion of Business Scope For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO LTD
Ticker: 2508 HK Security ID: Y3041Z100
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of 2017 Auditor For For Management
--------------------------------------------------------------------------------
HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 C1 Security ID: Y3122A107
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Arrangements on the Use of For For Management
Proceeds from 2015 Private Placement
--------------------------------------------------------------------------------
HISENSE KELON ELECTRICAL HOLDINGS COMPANY LTD.
Ticker: 921 HK Security ID: Y3226R105
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Committee
3 Approve 2016 Annual Report and Its For For Management
Summary
4 Approve 2016 Audited Financial For For Management
Statements
5 Approve 2016 Profit Distribution For For Management
Proposal
6 Approve Purchase of Liability For For Management
Insurance for Directors and Senior
Management and Authorize Board to
Handle All Relevant Matters
7 Approve Ruihua Certified Public For For Management
Accountants as Auditor and Authorize
Board to Fix Their Remuneration
8 Approve Supplemental Agreement to the For Against Management
Financial Services Agreement, Revised
Annual Caps and Related Transactions
9 Approve Factoring Services Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
HUANENG RENEWABLES CORPORATION LTD.
Ticker: 958 HK Security ID: Y3739S103
Meeting Date: DEC 08, 2016 Meeting Type: Special
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Conduct of the Deposit For Against Management
Transactions Including the Relevant
Proposed Annual Caps Under the Deposit
and Loan Services Framework Agreement
--------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: 148 HK Security ID: G52562140
Meeting Date: MAY 29, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3A Elect Cheung Kwong Kwan as Director For Against Management
3B Elect Ho Yin Sang as Director For Against Management
3C Elect Cheung Wai Lin, Stephanie as For Against Management
Director
3D Elect Chong Kin Ki as Director For For Management
3E Elect Leung Tai Chiu as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt Kingboard Laminates Holdings For Against Management
Limited's Share Option Scheme
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LTD.
Ticker: 1888 HK Security ID: G5257K107
Meeting Date: MAY 29, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3A Elect Cheung Kwok Wa as Director For For Management
3B Elect Cheung Ka Ho as Director For For Management
3C Elect Liu Min as Director For For Management
3D Elect Leung Tai Chi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 HK Security ID: G5264Y108
Meeting Date: DEC 26, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement, Proposed For For Management
Annual Caps and Related Transactions
2 Approve Amendments to the Terms of For Against Management
Seasun Share Option Scheme
3 Approve Amendments to the Terms of For Against Management
Kingsoft Cloud Share Option Scheme
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 HK Security ID: G5264Y108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Jun Lei as Director For For Management
3.2 Elect Pak Kwan Kau as Director For Against Management
3.3 Elect Shun Tak Wong as Director For Against Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Share Option Scheme of Seasun For Against Management
Holdings Limited
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 C1 Security ID: Y5070V116
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2017 Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of 2017 Financial For For Management
Auditor and Internal Control Auditor
8 Approve Report of the Independent For For Management
Directors
9 Approve Proposal on Increasing Product For For Management
Sales of Subsidiaries to Related
Parties
10 Approve Proposal on Sales of Products For For Management
by Subsidiaries to Related Parties
11 Approve Proposal on Renewal of License For For Management
Agreement with Trademarks with Related
Parties
--------------------------------------------------------------------------------
LI NING COMPANY LTD.
Ticker: 2331 HK Security ID: G5496K124
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Koo Fook Sun, Louis as Director For For Management
2.1b Elect Wang Ya Fei as Director For For Management
2.1c Elect Su Jing Shyh, Samuel as Director For For Management
2.2 Authorize Board to Fix the For For Management
Remuneration of Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOGAN PROPERTY HOLDINGS CO., LTD.
Ticker: 3380 HK Security ID: G55555109
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kei Hoi Pang as Director For For Management
3b Elect Xiao Xu as Director For For Management
3c Elect Kei Perenna Hoi Ting as Director For For Management
3d Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: APR 13, 2017 Meeting Type: Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Zhao Feng as Director For For Management
4 Elect Yu Zheng as Director For Against Management
5 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wang Ching
6 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wu Fred Fong
7 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Zhao Feng
8 Approve and Confirm the Terms of For Against Management
Appointment, Including Remuneration,
for Yu Zheng
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 02, 2016 Meeting Type: Annual
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Cheng as Director For For Management
1c Elect Denny Lee as Director For For Management
1d Elect Joseph Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Leung as Director For For Management
1g Elect Michael Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
NEXTEER AUTOMOTIVE GROUP LTD.
Ticker: 1316 HK Security ID: G6501M105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhao Guibin as Director For For Management
3a2 Elect Fan Yi as Director For For Management
3a3 Elect Yang Shengqun as Director For For Management
3a4 Elect Liu Jianjun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD.
Ticker: 2689 HK Security ID: G65318100
Meeting Date: DEC 07, 2016 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a1 Elect Cheung Yan as Director For For Management
3a2 Elect Liu Ming Chung as Director For For Management
3a3 Elect Zhang Yuanfu as Director For Against Management
3a4 Elect Tam Wai Chu, Maria as Director For Against Management
3a5 Elect Ng Leung Sing as Director For Against Management
3a6 Elect Lam Yiu Kin as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PHOENIX HEALTHCARE GROUP CO., LTD.
Ticker: 1515 HK Security ID: G7092M108
Meeting Date: OCT 31, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement, For For Management
Specific Mandate to Issue
Considerations Shares and Related
Transactions
2 Approve Whitewash Waiver For For Management
3 Approve Increase in Authorized Share For For Management
Capital
4 Approve CR PMM Framework Agreement, For For Management
Proposed Caps and Related Transactions
5 Change English Name and Adopt Chinese For For Management
Name
--------------------------------------------------------------------------------
PHOENIX HEALTHCARE GROUP CO., LTD.
Ticker: 1515 HK Security ID: G7092M108
Meeting Date: OCT 31, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Yan Hua IOT Agreement, For For Management
Proposed Annual Caps and Related
Transactions
2 Approve Original PMM Sales Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
RENREN, INC.
Ticker: RENN Security ID: 759892102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 HK Security ID: G8020E101
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation and For For Management
Related Transactions
2 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
3 Approve Grant of Restricted Share For Against Management
Units to Tzu-Yin Chiu Under the Equity
Incentive Plan
4 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the Equity
Incentive Plan
5 Approve Grant of Restricted Share For Against Management
Units to Lip-Bu Tan Under the Equity
Incentive Plan
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 HK Security ID: Y7687D109
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Annual Report For For Management
2 Approve 2016 Work Report of the Board For For Management
of Directors
3 Approve 2016 Work Report of the For For Management
Supervisory Committee
4 Approve 2016 Final Accounts Report For For Management
5 Approve 2016 Annual Profit For For Management
Distribution Proposal
6 Approve Ernst & Young Hua Ming For For Management
(Special General Partnership) as PRC
Financial Report and Internal Control
Report Auditors and Ernst & Young as
International Financial Report
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve 2017 Estimated Ongoing Related For Against Management
Party Transactions
8 Approve 2016 Appraisal Results and For For Management
Remuneration of Directors
9 Approve 2017 Appraisal Program of For For Management
Directors
10 Approve Renewal of and New Entrusted For For Management
Loan Quota of the Group
11 Approve Total Bank Credit Applications For For Management
of the Group
12 Approve Authorization to the For For Management
Management to Dispose of Listed
Securities
13 Approve Mandate to Issue Interbank For For Management
Market Debt Financing Instruments
14 Approve Compliance with Conditions for For For Management
the Proposed Public Issuance of
Corporate Bonds
15.1 Approve Size and Method of the For For Management
Issuance in Relation to the Proposed
Issuance of Corporate Bonds
15.2 Approve Coupon Rate and Its For For Management
Determination Mechanism in Relation to
the Proposed Issuance of Corporate
Bonds
15.3 Approve Maturity Period, Method of For For Management
Principal Repayment and Interest
Payment, and Other Specific
Arrangements in Relation to the
Proposed Issuance of Corporate Bonds
15.4 Approve Use of Proceeds in Relation to For For Management
the Proposed Issuance of Corporate
Bonds
15.5 Approve Issuance Target and Placing For For Management
Arrangement for Shareholders of the
Company in Relation to the Proposed
Issuance of Corporate Bonds
15.6 Approve Guarantee Arrangement in For For Management
Relation to the Proposed Issuance of
Corporate Bonds
15.7 Approve Provisions on Redemption and For For Management
Repurchase in Relation to the Proposed
Issuance of Corporate Bonds
15.8 Approve Credit Standing of the Company For For Management
and Safeguards for Debt Repayment in
Relation to the Proposed Issuance of
Corporate Bonds
15.9 Approve Underwriting Method in For For Management
Relation to the Proposed Issuance of
Corporate Bonds
15.10 Approve Listing Arrangement in For For Management
Relation to the Proposed Issuance of
Corporate Bonds
15.11 Approve Validity of the Resolutions in For For Management
Relation to the Proposed Issuance of
Corporate Bonds
16 Authorize Board to Handle All Matters For For Management
in Relation to the Public Issuance of
Corporate Bonds
17 Adopt Shanghai Henlius Share Option For Against Management
Incentive Scheme and Relevant Matters
18 Amend Management System of Connected For For Management
Transactions
19 Approve Renewal of and New Guarantee For For Management
Quota of the Group
20 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 C1 Security ID: Y7682X100
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Appointment of Internal For For Management
Control Auditor
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD.
Ticker: 2313 HK Security ID: G8087W101
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Wang Cunbo as Director For For Management
4 Elect Jiang Xianpin as Director For Against Management
5 Elect Qiu Weiguo as Director For Against Management
6 Elect Xu Changcheng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ter Fung Tsao as Director For For Management
2 Approve Appointment of For For Management
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
as Independent Auditor
--------------------------------------------------------------------------------
SINGAMAS CONTAINER HOLDINGS LTD
Ticker: 716 HK Security ID: Y79929108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Teo Siong Seng as Director For For Management
2b Elect Teo Tiou Seng as Director For For Management
2c Elect Yang, Victor as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOPEC KANTONS HOLDINGS LIMITED
Ticker: 934 HK Security ID: G8165U100
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Chen Bo as Director For For Management
3B Elect Ye Zhijun as Director For For Management
3C Elect Tam Wai Chu, Maria as Director For Against Management
3D Elect Wong Yau Kar, David as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SOUFUN HOLDINGS LIMITED
Ticker: SFUN Security ID: 836034108
Meeting Date: SEP 08, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhizhi Gong as Director For For Management
2 Change Company Name to Fang Holdings For For Management
Limited
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD.
Ticker: 2382 HK Security ID: G8586D109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Wang Wenjian as Director For For Management
3c Elect Zhang Yuqing as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 HK Security ID: G87572163
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lau Chi Ping Martin as Director For For Management
3b Elect Charles St Leger Searle as For For Management
Director
3c Elect Yang Siu Shun as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt 2017 Share Option Scheme For Against Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 HK Security ID: G87572163
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of Tencent For Against Management
Music Entertainment Group
--------------------------------------------------------------------------------
TEXHONG TEXTILE GROUP LTD.
Ticker: 2678 HK Security ID: G87655117
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Hong Tianzhu as Director For For Management
3b Elect Zhu Yongxiang as Director For For Management
3c Elect Tang Daoping as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE UNITED LABORATORIES INTERNATIONAL HOLDINGS LIMITED
Ticker: 3933 HK Security ID: G8813K108
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Tsoi Hoi Shan as Director For For Management
2b Elect Choy Siu Chit as Director For Against Management
2c Elect Zou Xian Hong as Director For For Management
2d Elect Chong Peng Oon as Director For For Management
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TONGDA GROUP HOLDINGS LTD.
Ticker: 698 HK Security ID: G8917X121
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Ya Nan as Director For For Management
2b Elect Wang Ming Che as Director For For Management
2c Elect Ting Leung Huel Stephen as For Against Management
Director
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Final Dividend For For Management
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED
Ticker: 2666 HK Security ID: Y9289J104
Meeting Date: NOV 08, 2016 Meeting Type: Special
Record Date: NOV 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement between For For Management
the Company and First Affiliated
Hospital of Xi'an Jiaotong University
and Related Transactions
2 Authorize Board to Handle All Matters For For Management
in Relation to the Cooperation
Agreement
--------------------------------------------------------------------------------
UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED
Ticker: 2666 HK Security ID: Y9289J104
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Su Guang as Director For For Management
3b Elect Li Yinquan as Director For For Management
3c Elect Chow Siu Lui as Director For For Management
3d Elect Kong Wei as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WEIBO CORPORATION
Ticker: WB Security ID: 948596101
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hong Du as Director For Against Management
2 Elect Pehong Chen as Director For For Management
3 Elect Frank Kui Tang as Director For For Management
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2202 HK Security ID: Y97237112
Meeting Date: OCT 21, 2016 Meeting Type: Special
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in zPark Capital II For For Management
2 Elect Tin Yau Kelvin Wong as Director For Against Management
and Authorize Board to Fix His
Remuneration
--------------------------------------------------------------------------------
XINYI GLASS HOLDINGS LTD.
Ticker: 868 HK Security ID: G9828G108
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Lee Yin Yee as Director For For Management
3A2 Elect Tung Ching Bor as Director For For Management
3A3 Elect Tung Ching Sai as Director For For Management
3A4 Elect Lam Kwong Siu as Director For For Management
3A5 Elect Wong Chat Chor, Samuel as For For Management
Director
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 HK Security ID: Y9737F100
Meeting Date: JAN 24, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions under the Purchase
Framework Agreement with Prysmian S.p.
A. and Related Annual Caps
2 Approve Continuing Connected For For Management
Transactions under the Sales Framework
Agreement with Prysmian S.p.A. and
Related Annual Caps
3 Approve Continuing Connected For For Management
Transactions under the Purchase
Framework Agreement with Yangtze
Optical Fibre and Cable (Shanghai) Co.
, Ltd. and Related Annual Caps
4 Approve Continuing Connected For For Management
Transactions under the Sales Framework
Agreement with Yangtze Optical Fibre
and Cable (Shanghai) Co., Ltd. and
Related Annual Caps
5 Elect Frank Franciscus Dorjee as For For Management
Director and Fix His Remuneration
6 Elect Zhuang Dan as Director and Fix For For Management
His Remuneration
7 Elect Ma Jie as Director and Fix His For For Management
Remuneration
8 Elect Yao Jingming as Director and Fix For For Management
His Remuneration
9 Elect Philippe Claude Vanhille as For For Management
Director and Fix His Remuneration
10 Elect Pier Francesco Facchini as For For Management
Director and Fix His Remuneration
11 Elect Xiong Xiangfeng as Director and For For Management
Fix His Remuneration
12 Elect Zheng Huili as Director and Fix For For Management
Her Remuneration
13 Elect Ngai Wai Fung as Director and For Against Management
Fix His Remuneration
14 Elect Ip Sik On Simon as Director and For For Management
Fix His Remuneration
15 Elect Li Ping as Director and Fix His For For Management
Remuneration
16 Elect Li Zhou as Director and Fix His For For Management
Remuneration
17 Elect Liu Deming as Supervisor and Fix For For Management
His Remuneration
18 Elect Li Chang'ai as Supervisor and For For Management
Fix His Remuneration
19a1 Approve Issuing Entity, Size and For For Management
Method of Issuance in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a2 Approve Types of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a3 Approve Term of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a4 Approve Interest Rate of Debt For For Management
Financing Instruments in Relation to
the Registration and Issuance of the
Short to Medium-term Debt Financing
Instruments
19a5 Approve Use of Proceeds in Relation to For For Management
the Registration and Issuance of the
Short to Medium-term Debt Financing
Instruments
19a6 Approve Issue Price in Relation to the For For Management
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a7 Approve Target Subscribers in Relation For For Management
to the Registration and Issuance of
the Short to Medium-term Debt
Financing Instruments
19a8 Approve Listing of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a9 Approve Safeguard Measurements for For For Management
Repayment of the Debt Financing
Instruments
19a10 Approve Validity Period of Resolutions For For Management
in Relation to the Registration and
Issuance of the Short to Medium-term
Debt Financing Instruments
19b Authorize Board to Deal with All For For Management
Matters in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 HK Security ID: Y97417102
Meeting Date: MAR 10, 2017 Meeting Type: Special
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loans to Yancoal For For Management
International (Holding) Co., Limited
2 Approve Extension of Repayment Date of For For Management
Loans Owed by Controlled Subsidiaries
3 Approve ShineWing (HK) CPA Limited as For For Management
Overseas Auditor and to Fix Their
Remuneration
4.01 Elect Kong Xiangguo as Director For For Management
5 Approve Non-proceeding of Non-public For For Management
Issuance of A Shares
6 Approve Provision of Financial For Against Management
Guarantee to Wholly-owned Subsidiaries
and Controlled Subsidiaries
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 HK Security ID: Y97417102
Meeting Date: MAR 10, 2017 Meeting Type: Special
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-proceeding of Non-public For For Management
Issuance of A Shares
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Bassi For For Management
1b Elect Director Ed Yiu-Cheong Chan For For Management
1c Elect Director Edouard Ettedgui For For Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 HK Security ID: Y988A6104
Meeting Date: AUG 15, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Renewable Bonds For For Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 HK Security ID: Y988A6104
Meeting Date: SEP 19, 2016 Meeting Type: Special
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 HK Security ID: Y988A6104
Meeting Date: SEP 19, 2016 Meeting Type: Special
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
======================== Oberweis Emerging Growth Fund =========================
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMS AG
Ticker: AMS Security ID: A0400Q115
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.30
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG as Auditors For For Management
7 Approve Cancellation of Capital For For Management
Authorization
8 Approve Creation of EUR 12.7 Million None None Management
Pool of Capital without Preemptive
Rights (Non-Voting)
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 8.4
Million
10 Approve Creation of EUR 8.4 Million For For Management
Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Receive Report on Share Repurchase None None Management
Program and Reissuance of Repurchased
Shares (Non-Voting)
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Moore For For Management
1.2 Elect Director Che-Wei Lin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AQ GROUP AB
Ticker: AQ Security ID: W0680F108
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman and Secretary of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Board's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive President's
Review
9 Receive Auditor's Reports None None Management
10a Accept Financial Statements and For For Management
Statutory Reports
10b Approve Allocation of Income and For For Management
Dividends of SEK 2.75 Per Share
10c Approve Discharge of Board and For For Management
President
11 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 400,000 to Chairman
and SEK 160,000 to Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
13 Reelect Gunilla Spongh, Hidayet For Against Management
Tercan, Ulf Gundemark, Per-Olof
Andersson (Chair) and Patrik Nolaker
as Directors; Elect Lars Wrebo as New
Director; Ratify KPMG as Auditors
14 Authorize Representatives of Three of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Approve Issuance of up to 2 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
BEST PACIFIC INTERNATIONAL HOLDINGS LTD.
Ticker: 2111 HK Security ID: G10689100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Haitao as Director For For Management
3b Elect Ding Baoshan as Director For For Management
3c Elect Sai Chun Yu as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BIOGAIA AB
Ticker: BIOGB SS Security ID: W16746153
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 7.50 Per Share
9c Approve Discharge of Board and For For Management
President
10 Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 400,000 for Chairman
and SEK 200,000 for Other Directors;
Approve Remuneration of Auditors
12a Reelect David Dangoor as Director For For Management
12b Reelect Jan Annwall as Director For For Management
12c Reelect Ewa Bjorling as Director For For Management
12d Reelect Stefan Elving as Director For For Management
12e Reelect Inger Holmstrom as Director For For Management
12f Reelect Anthon Jahreskog as Director For For Management
12g Reelect Brit Stakston as Director For For Management
12h Elect Margaretha Gadnell as New For For Management
Director
13 Reappoint David Dangoor as Board For For Management
Chairman
14 Ratify Deloitte as Auditors For For Management
15 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Approve Grant to a Research and For For Management
Education Foundation Newly Established
by BioGaia
18 Close Meeting None None Management
--------------------------------------------------------------------------------
BROADSOFT, INC.
Ticker: BSFT Security ID: 11133B409
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Markley, Jr. For For Management
1.2 Elect Director David Bernardi For For Management
1.3 Elect Director Jane A. Dietze For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALLIDUS SOFTWARE, INC.
Ticker: CALD Security ID: 13123E500
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin M. Klausmeyer For For Management
1b Elect Director James D. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Nocchiero For For Management
1.2 Elect Director Matthew Regis Bob For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Claes Glassell For For Management
1.3 Elect Director Louis J. Grabowsky For For Management
1.4 Elect Director Bernhard Hampl For For Management
1.5 Elect Director Kathryn R. Harrigan For For Management
1.6 Elect Director Ilan Kaufthal For For Management
1.7 Elect Director Steven M. Klosk For For Management
1.8 Elect Director Peter G. Tombros For For Management
1.9 Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARBONITE, INC.
Ticker: CARB Security ID: 141337105
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Friend For For Management
1.2 Elect Director Todd Krasnow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Elect Director Marina Levinson For For Management
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward H. Frank For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CEVA, INC.
Ticker: CEVA Security ID: 157210105
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eliyahu Ayalon For For Management
1.2 Elect Director Zvi Limon For For Management
1.3 Elect Director Bruce A. Mann For For Management
1.4 Elect Director Maria Marced For For Management
1.5 Elect Director Peter McManamon For For Management
1.6 Elect Director Sven-Christer Nilsson For For Management
1.7 Elect Director Louis Silver For For Management
1.8 Elect Director Gideon Wertheizer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LTD
Ticker: 3669 HK Security ID: G2162W102
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Xu Yue as Director For For Management
4 Elect Chen Yi as Director For For Management
5 Elect Lyu Wei as Director For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8B Authorize Repurchase of Issued Share For For Management
Capital
8C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COCHLEAR LTD.
Ticker: COH Security ID: Q25953102
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: OCT 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve the Remuneration Report For For Management
3.1 Elect Yasmin Allen as Director For For Management
3.2 Elect Donal O'Dwyer as Director For Against Management
4.1 Approve the Grant of Securities to For For Management
Chris Smith, Chief Executive Officer &
President of the Company
--------------------------------------------------------------------------------
COLUMBUS A/S
Ticker: COLUM DC Security ID: K1589X102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 0.125 Per Share
4 Approve Issuance of Warrants to For Against Management
Employees and Members of the Board
5 Authorize Share Repurchase Program For For Management
6a Reelect Ib Kunoe as Director For For Management
6b Reelect Jorgen Cadovius as Director For For Management
6c Reelect Peter Skov Hansen as Director For For Management
6d Reelect Sven Madsen as Director For For Management
7 Ratify Deloitte as Auditors For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS, INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Edwards For For Management
1.2 Elect Director Sean O. Mahoney For For Management
1.3 Elect Director David J. Mastrocola For For Management
1.4 Elect Director Justin E. Mirro For For Management
1.5 Elect Director Robert J. Remenar For For Management
1.6 Elect Director Sonya F. Sepahban For For Management
1.7 Elect Director Thomas W. Sidlik For For Management
1.8 Elect Director Stephen A. Van Oss For For Management
1.9 Elect Director Molly P. Zhang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CREDIT CORP GROUP LTD.
Ticker: CCP Security ID: Q2980K107
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Robert Shaw as Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD.
Ticker: CYBR Security ID: M2682V108
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ron Gutler as director for a For For Management
three-year term
1.2 Reelect Kim Perdikou as director for a For For Management
three-year term
1.3 Reelect Gadi Tirosh as director for a For For Management
two-year term
2 Ratify grant of options to purchase For Against Management
shares, RSU, and performance share
units, to Ehud (Udi) Mokady, Chairman
and CEO, for 2017
3 Ratify amendment to the equity For For Management
compensation arrangements provided to
the Company's newly appointed
non-executive directors, enabling
reduction of equity awards
4 Ratify revisions to the Company's For For Management
liability insurance coverage in favor
of the Company's directors, CEO and
other officers
5 Ratify articles amendment Re: increase For For Management
maximum number of directors on the
Company's board of directors, or
Board, from eleven to nine
6 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence F. Levy For For Management
1.2 Elect Director Eileen Aptman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Collins For For Management
1b Elect Director Mark Foletta For For Management
1c Elect Director Eric J. Topol For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Michael P. Cross For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA S.A.
Ticker: GAM SM Security ID: E54667113
Meeting Date: OCT 24, 2016 Meeting Type: Special
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Merger by Absorption
of Siemens Wind Power Parent and
Related Proposals
2.1 Amend Articles Re: Audit Committee For For Management
2.2 Approve Restated Articles of For For Management
Association
3 Approve Special Cash Dividend of EUR 3. For For Management
6 per Share
4.1 Fix Number of Directors at 13 For For Management
4.2 Elect Rosa Maria Garcia Garcia as For For Management
Director
4.3 Elect Mariel von Schumann as Director For For Management
4.4 Elect Lisa Davis as Director For For Management
4.5 Elect Klaus Helmrich as Director For For Management
4.6 Elect Ralf Thomas as Director For For Management
4.7 Elect Klaus Rosenfeld as Director For For Management
4.8 Elect Swantje Conrad as Director For For Management
5 Ratify Appointment of and Elect For For Management
Gerardo Codes Calatrava as Director
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GARO AB
Ticker: GARO SS Security ID: W3R229104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8c Receive Board's Proposal for None None Management
Allocation of Income
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 2.85 Per Share;
Approve May 8, 2017 as Record Date for
the Dividend
9c Approve Discharge of Board and For For Management
President
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 350,000 for
Chairman, and SEK 125,000 for Other
Directors; Approve Remuneration of
Auditors
12 Reelect Anders Palsson (Chairman), For For Management
Sofia Axelsson, Rickard Blomqvist, Per
Holmstedt, Stefan Jonsson and Lars
Svensson as Directors
13 Ratify Ernst & Young as Auditors For For Management
14 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GEN DC Security ID: K3967W102
Meeting Date: MAR 28, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income For For Management
4a Reelect Mats Pettersson as Director For For Management
4b Reelect Anders Gersel Pedersen as For For Management
Director
4c Reelect Pernille Erenbjerg as Director For For Management
4d Reelect Paolo Paoletti as Director For For Management
4e Elect Rolf Hoffmann as New Director For For Management
4f Elect Deirdre P. Connelly as New For For Management
Director
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 800,000 for Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
6c Authorize Board to Issue Up to 500,000 For Against Management
Warrants to Employees; Approve
Creation of DKK 500,000 Pool of
Conditional Capital to Guarantee
Conversion Rights
6d Amend Articles Re: Company For For Management
Announcements in English Only
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Link For Withhold Management
1.2 Elect Director Jonathan T. Silverstein For Withhold Management
1.3 Elect Director Aimee S. Weisner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEALTHEQUITY, INC.
Ticker: HQY Security ID: 42226A107
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Selander For For Management
1.2 Elect Director Jon Kessler For For Management
1.3 Elect Director Stephen D. Neeleman For For Management
1.4 Elect Director Frank A. Corvino For For Management
1.5 Elect Director Adrian T. Dillon For For Management
1.6 Elect Director Evelyn Dilsaver For For Management
1.7 Elect Director Frank T. Medici For Withhold Management
1.8 Elect Director Ian Sacks For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HESKA CORPORATION
Ticker: HSKA Security ID: 42805E306
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David E. Sveen For For Management
1.2 Elect Director Kevin S. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify EKS&H LLLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
ICHIKOH INDUSTRIES LTD.
Ticker: 7244 JP Security ID: J23231111
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2.5
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Clarify Director Authority on Board
Meetings - Change Fiscal Year End
3.1 Elect Director Ordoobadi Ali For For Management
3.2 Elect Director Heiko Sauer For For Management
3.3 Elect Director Miyashita, Kazuyuki For For Management
3.4 Elect Director Nakano, Hideo For For Management
3.5 Elect Director Shirato, Hideki For For Management
3.6 Elect Director Christophe Vilatte For For Management
3.7 Elect Director Bruno Thivoyon For For Management
3.8 Elect Director Maurizio Martinelli For For Management
3.9 Elect Director Aomatsu, Hideo For For Management
3.10 Elect Director Bernard Delmas For For Management
4 Appoint Statutory Auditor Hashimoto, For For Management
Hisaki
5 Appoint Alternate Statutory Auditor For Against Management
Saito, Shigenori
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas E. Brathwaite For For Management
1.2 Elect Director David Liddle For For Management
1.3 Elect Director Bruce McWilliams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Jaehnert For For Management
1.2 Elect Director Jerome J. Lande For For Management
1.3 Elect Director Timothy M. Leyden For For Management
1.4 Elect Director Gary E. Pruitt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579R104
Meeting Date: JUN 28, 2017 Meeting Type: Annual/Special
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Ian D. Cockerill For For Management
2.3 Elect Director Markus Faber For For Management
2.4 Elect Director William B. Hayden For For Management
2.5 Elect Director Oyvind Hushovd For For Management
2.6 Elect Director Livia Mahler For For Management
2.7 Elect Director Peter G. Meredith For For Management
2.8 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Equity Incentive Plan For Against Management
5 Approve Deferred Share Unit Plan For Against Management
--------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: 148 HK Security ID: G52562140
Meeting Date: MAY 29, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3A Elect Cheung Kwong Kwan as Director For Against Management
3B Elect Ho Yin Sang as Director For Against Management
3C Elect Cheung Wai Lin, Stephanie as For Against Management
Director
3D Elect Chong Kin Ki as Director For For Management
3E Elect Leung Tai Chiu as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt Kingboard Laminates Holdings For Against Management
Limited's Share Option Scheme
--------------------------------------------------------------------------------
KONECRANES PLC
Ticker: KCR Security ID: X4550J108
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Meeting Fees
11 Fix Number of Directors at Eight For For Management
12 Reelect Ole Johansson, Janina Kugel, For For Management
Bertel Langenskiold, Ulf Liljedahl,
Malin Persson, and Christop Vitzthum
as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 6 Million For For Management
Class A Shares without Preemptive
Rights
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Transfer of up to 500,000 For For Management
Class A Shares in Connection to Share
Saving Plans for Entitled Participants
19 Approve Charitable Donations For For Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Christopher S. For For Management
Shackelton
1.3 Elect Director Brent Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS, INC.
Ticker: LGND Security ID: 53220K504
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director John W. Kozarich For For Management
1.5 Elect Director John L. LaMattina For For Management
1.6 Elect Director Sunil Patel For For Management
1.7 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Henshall For For Management
1.2 Elect Director Peter J. Sacripanti For For Management
1.3 Elect Director William R. Wagner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Craddock For For Management
1.2 Elect Director Donald E. Schrock For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore L. Tewksbury For For Management
1.2 Elect Director Albert J. Moyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MISUMI GROUP, INC.
Ticker: 9962 Security ID: J43293109
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9.1
2.1 Elect Director Saegusa, Tadashi For For Management
2.2 Elect Director Ono, Ryusei For For Management
2.3 Elect Director Ikeguchi, Tokuya For For Management
2.4 Elect Director Otokozawa, Ichiro For For Management
2.5 Elect Director Numagami, Tsuyoshi For For Management
2.6 Elect Director Ogi, Takehiko For For Management
2.7 Elect Director Nishimoto, Kosuke For For Management
3.1 Appoint Statutory Auditor Nozue, Juichi For For Management
3.2 Appoint Statutory Auditor Aono, Nanako For For Management
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor K. Lee For For Management
1.2 Elect Director James C. Moyer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MORINAGA & CO., LTD.
Ticker: 2201 JP Security ID: J46367108
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Morinaga, Gota For For Management
3.2 Elect Director Arai, Toru For For Management
3.3 Elect Director Ota, Eijiro For For Management
3.4 Elect Director Hirakue, Takashi For For Management
3.5 Elect Director Uchiyama, Shinichi For For Management
3.6 Elect Director Yamashita, Mitsuhiro For For Management
3.7 Elect Director Nishimiya, Tadashi For For Management
3.8 Elect Director Taima, Yoshifumi For For Management
3.9 Elect Director Fukunaga, Toshiaki For For Management
3.10 Elect Director Miyai, Machiko For For Management
3.11 Elect Director Hirota, Masato For For Management
4 Appoint Statutory Auditor Ito, Naoki For Against Management
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
7 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NETENT AB
Ticker: NETB SS Security ID: ADPV35625
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 700,000 for Chairman
and SEK 300,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
14 Reelect Vigo Carlund (Chairman), For For Management
Fredrik Erbing, Peter Hamberg, Pontus
Lindwall, Michael Knutsson, Maria
Redin and Jenny Rosberg as Directors;
Elect Maria Hedengren as New Director
15 Ratify Deloitte as Auditors For For Management
16 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Approve 1:2 Share Split; Approve For For Management
Reduction in Share Capital; Approve
Bonus Issue
19 Approve Warrants Plan for Key Employees For For Management
20a Authorize Share Repurchase Program For For Management
20b Authorize Reissuance of Repurchased For For Management
Shares
21 Close Meeting None None Management
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Allman For For Management
1.2 Elect Director Peter B. Hamilton For For Management
1.3 Elect Director Wilson R. Jones For For Management
1.4 Elect Director Leslie F. Kenne For For Management
1.5 Elect Director Kimberley Metcalf-Kupres For For Management
1.6 Elect Director Steven C. Mizell For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Craig P. Omtvedt For For Management
1.9 Elect Director Duncan J. Palmer For For Management
1.10 Elect Director John S. Shiely For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For Withhold Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For Withhold Management
1.4 Elect Director Paul E. Hassler For For Management
1.5 Elect Director Michael A. Kitson For Withhold Management
1.6 Elect Director Andy L. Nemeth For For Management
1.7 Elect Director M. Scott Welch For Withhold Management
1.8 Elect Director Walter E. Wells For Withhold Management
2 Ratify Crowe Horwath LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
RAYSEARCH LABORATORIES AB
Ticker: RAYB SS Security ID: W72195105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Omission of Dividends
9c Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Determine Number of Members (4) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of SEK 980,000;
Approve Remuneration of Auditors
13 Reelect Carl Filip Bergendal For Against Management
(Chairman), Johan Lof and Hans Wigzell
as Directors; Elect Johanna Oberg as
New Director
14 Ratify Ernst & Young as Auditors For For Management
15 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director Ye Jane Li For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director Carmelo J. Santoro For For Management
1.9 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD.
Ticker: 2313 HK Security ID: G8087W101
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Wang Cunbo as Director For For Management
4 Elect Jiang Xianpin as Director For Against Management
5 Elect Qiu Weiguo as Director For Against Management
6 Elect Xu Changcheng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINGAMAS CONTAINER HOLDINGS LTD
Ticker: 716 HK Security ID: Y79929108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Teo Siong Seng as Director For For Management
2b Elect Teo Tiou Seng as Director For For Management
2c Elect Yang, Victor as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
STABILUS SA
Ticker: STM Security ID: L8750H104
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board Report None None Management
2 Receive Report of Supervisory Board None None Management
3 Receive Auditor's Reports None None Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Consolidated Financial For For Management
Statements and Statutory Reports
7 Approve Discharge of the Management For For Management
Board
8 Approve Discharge of the Supervisory For For Management
Board
9 Approve Remuneration of Directors For For Management
10 Renew Appointment of KPMG as Auditor For For Management
11 Amend Articles of Association Re: For For Management
Various Amendments
14 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
STOCKMANN PLC
Ticker: STCBV FH Security ID: X86482142
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 76,000 for Chairman,
EUR 49,000 for Vice Chairman, and EUR
38,000 for Other Directors; Approve
Meeting Fees; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eight For For Management
12 Reelect Kaj-Gustaf Bergh, Jukka For For Management
Hienonen, Susanne Najafi, Leena
Niemisto, Michael Rosenlew, Per
Sjodell and Dag Wallgren as Directors;
Elect Esa Lager as New Director
13 Approve Remuneration of Auditors For For Management
14 Appoint Henrik Holmbom and Marcus For For Management
Totterman as Auditors; Appoint KPMG as
Deputy Auditor
15 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SUBSEA 7 S.A.
Ticker: SUBC NO Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: Annual/Special
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Convening Notice in Deviation For Did Not Vote Management
of Article 24 of the Bylaws
2 Receive Board's and Auditor's Reports None None Management
3 Approve Financial Statements For Did Not Vote Management
4 Approve Consolidated Financial For Did Not Vote Management
Statements
5 Approve Allocation of Income For Did Not Vote Management
6 Approve Discharge of Directors For Did Not Vote Management
7 Appoint Ernst & Young as Auditor For Did Not Vote Management
8 Reelect Kristian Siem as Director For Did Not Vote Management
9 Reelect Robert Long as Director For Did Not Vote Management
10 Reelect Dod Fraser as Director For Did Not Vote Management
11 Reelect Allen Stevens as Director For Did Not Vote Management
1 Amend Article 2 Re: Transfer of For Did Not Vote Management
Company's Registered Office
2 Amend Article 5.3 Re: Non-Exercise For Did Not Vote Management
Preemptive Rights
3 Amend Article 5.7-8 Re: Allocation of For Did Not Vote Management
Shares to Company Employees and
Officers
4 Amend Article 12.3 to Reflect For Did Not Vote Management
Luxembourg Legislation Regarding
Signature Requirements for Bond
Certificates
5 Amend Article 15.5 Re: Minimum Quorum For Did Not Vote Management
Requirements in Case of a Conflict of
Interest
6 Amend Article 24.1 Re: Removal of For Did Not Vote Management
Fixed Date and Time for AGM
7 Amend Article 26.7 Re: AGM Convening For Did Not Vote Management
Requirements
8 Update Wording Regarding Company's For Did Not Vote Management
Financial Year
--------------------------------------------------------------------------------
SWEDISH ORPHAN BIOVITRUM AB
Ticker: SOBI SS Security ID: W95637117
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Receive Board and Committee Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Omission of Dividends
12 Approve Discharge of Board and For For Management
President
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.3 Million for the
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
15a Reelect Hakan Bjorklund as Director For For Management
15b Reelect Annette Clancy as Director For For Management
15c Reelect Matthew Gantz as Director For For Management
15d Reelect Theresa Heggie as Director For For Management
15e Reelect Lennart Johansson as Director For For Management
15f Reelect Helena Saxon as Director For For Management
15g Reelect Hans Schikan as Director For For Management
15h Reelect Hakan Bjorklund as Board For For Management
Chairman
15i Ratify Ernst & Young as Auditors For For Management
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17a Approve Long Term Incentive Program For Against Management
17b Approve Equity Plan Financing For Against Management
17c Approve Alternative Equity Plan For Against Management
Financing
18 Issuance of Maximum 30 Million Shares For For Management
without Preemptive Rights
19 Approve Transfer of Shares in For For Management
Connection with Previous Share Programs
20 Close Meeting None None Management
--------------------------------------------------------------------------------
TENNECO, INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas C. Freyman For For Management
1b Elect Director Brian J. Kesseler For For Management
1c Elect Director Dennis J. Letham For For Management
1d Elect Director James S. Metcalf For For Management
1e Elect Director Roger B. Porter For For Management
1f Elect Director David B. Price, Jr. For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Paul T. Stecko For For Management
1i Elect Director Jane L. Warner For For Management
1j Elect Director Roger J. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Marla Malcolm Beck For For Management
1.4 Elect Director Jane Elfers For For Management
1.5 Elect Director Joseph Gromek For For Management
1.6 Elect Director Norman Matthews For For Management
1.7 Elect Director Robert L. Mettler For For Management
1.8 Elect Director Stanley W. Reynolds For For Management
1.9 Elect Director Susan Sobbott For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TOKUYAMA CORPORATION
Ticker: 4043 JP Security ID: J86506102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38,082.2 for
Class A Shares, and No Final Dividend
for Ordinary Shares
2 Amend Articles to Remove Provisions on For For Management
Non-Common Shares
3 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Indemnify Directors
4.1 Elect Director Kusunoki, Masao For For Management
4.2 Elect Director Yokota, Hiroshi For For Management
4.3 Elect Director Nakahara, Takeshi For For Management
4.4 Elect Director Adachi, Hideki For For Management
4.5 Elect Director Hamada, Akihiro For For Management
4.6 Elect Director Sugimura, Hideo For For Management
4.7 Elect Director Shimizu, Hisashi For For Management
5.1 Elect Director and Audit Committee For For Management
Member Akutagawa, Masaki
5.2 Elect Director and Audit Committee For For Management
Member Miyamoto, Yoji
5.3 Elect Director and Audit Committee For For Management
Member Kato, Shin
5.4 Elect Director and Audit Committee For Against Management
Member Mizuno, Toshihide
5.5 Elect Director and Audit Committee For For Management
Member Tsuda, Yoshikazu
6 Elect Alternate Director and Audit For For Management
Committee Member Iwasaki, Michiya
7 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
8 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
9 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
10 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
--------------------------------------------------------------------------------
VCA, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VITROLIFE AB
Ticker: VITR SS Security ID: W98218113
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 2.60 Per Share
9c Approve Discharge of Board and For For Management
President
10 Receive Nomination Committee's Report None None Management
11 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 1.6
Million; Approve Remuneration of
Auditors
13 Reelect Carsten Browall (Chair), For For Management
Barbro Friden, Tord Lendau, Pia
Marions, Fredrik Mattsson, and Jon
Sigurdsson as Directors; Ratify
Deloitte as Auditor
14 Authorize Representatives of Three of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
15 Approve Issuance 2.17 Million New For For Management
Shares without Preemptive Rights
16 Authorize Share Repurchase Program For For Management
17 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 HK Security ID: Y9737F100
Meeting Date: JAN 24, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions under the Purchase
Framework Agreement with Prysmian S.p.
A. and Related Annual Caps
2 Approve Continuing Connected For For Management
Transactions under the Sales Framework
Agreement with Prysmian S.p.A. and
Related Annual Caps
3 Approve Continuing Connected For For Management
Transactions under the Purchase
Framework Agreement with Yangtze
Optical Fibre and Cable (Shanghai) Co.
, Ltd. and Related Annual Caps
4 Approve Continuing Connected For For Management
Transactions under the Sales Framework
Agreement with Yangtze Optical Fibre
and Cable (Shanghai) Co., Ltd. and
Related Annual Caps
5 Elect Frank Franciscus Dorjee as For For Management
Director and Fix His Remuneration
6 Elect Zhuang Dan as Director and Fix For For Management
His Remuneration
7 Elect Ma Jie as Director and Fix His For For Management
Remuneration
8 Elect Yao Jingming as Director and Fix For For Management
His Remuneration
9 Elect Philippe Claude Vanhille as For For Management
Director and Fix His Remuneration
10 Elect Pier Francesco Facchini as For For Management
Director and Fix His Remuneration
11 Elect Xiong Xiangfeng as Director and For For Management
Fix His Remuneration
12 Elect Zheng Huili as Director and Fix For For Management
Her Remuneration
13 Elect Ngai Wai Fung as Director and For Against Management
Fix His Remuneration
14 Elect Ip Sik On Simon as Director and For For Management
Fix His Remuneration
15 Elect Li Ping as Director and Fix His For For Management
Remuneration
16 Elect Li Zhou as Director and Fix His For For Management
Remuneration
17 Elect Liu Deming as Supervisor and Fix For For Management
His Remuneration
18 Elect Li Chang'ai as Supervisor and For For Management
Fix His Remuneration
19a1 Approve Issuing Entity, Size and For For Management
Method of Issuance in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a2 Approve Types of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a3 Approve Term of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a4 Approve Interest Rate of Debt For For Management
Financing Instruments in Relation to
the Registration and Issuance of the
Short to Medium-term Debt Financing
Instruments
19a5 Approve Use of Proceeds in Relation to For For Management
the Registration and Issuance of the
Short to Medium-term Debt Financing
Instruments
19a6 Approve Issue Price in Relation to the For For Management
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a7 Approve Target Subscribers in Relation For For Management
to the Registration and Issuance of
the Short to Medium-term Debt
Financing Instruments
19a8 Approve Listing of Debt Financing For For Management
Instruments in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
19a9 Approve Safeguard Measurements for For For Management
Repayment of the Debt Financing
Instruments
19a10 Approve Validity Period of Resolutions For For Management
in Relation to the Registration and
Issuance of the Short to Medium-term
Debt Financing Instruments
19b Authorize Board to Deal with All For For Management
Matters in Relation to the
Registration and Issuance of the Short
to Medium-term Debt Financing
Instruments
================== Oberweis International Opportunities Fund ===================
888 HOLDINGS PLC
Ticker: 888 LN Security ID: X19526106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Brian Mattingley as Director For For Management
4 Re-elect Itai Frieberger as Director For For Management
5 Re-elect Aviad Kobrine as Director For For Management
6 Re-elect Ron McMillan as Director For For Management
7 Elect Zvika Zivlin as Director For For Management
8 Re-elect Ron McMillan as Independent For For Management
Director (Independent Shareholders
Vote)
9 Elect Zvika Zivlin as Independent For For Management
Director (Independent Shareholders
Vote)
10 Reappoint Ernst and Young LLP and EY For For Management
Limited, Gibraltar as Auditors
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Approve Final Dividend For For Management
13 Approve Additional One-Off Dividend For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
AMS AG
Ticker: AMS SW Security ID: A0400Q115
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.30
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG as Auditors For For Management
7 Approve Cancellation of Capital For For Management
Authorization
8 Approve Creation of EUR 12.7 Million None None Management
Pool of Capital without Preemptive
Rights (Non-Voting)
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 8.4
Million
10 Approve Creation of EUR 8.4 Million For For Management
Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Receive Report on Share Repurchase None None Management
Program and Reissuance of Repurchased
Shares (Non-Voting)
--------------------------------------------------------------------------------
ARISTOCRAT LEISURE LTD.
Ticker: ALL AU Security ID: Q0521T108
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: FEB 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect A Tansey as Director For For Management
2 Elect S Summers Couder as Director For For Management
3 Elect P Ramsey as Director For For Management
4 Elect DCP Banks as Director For For Management
5 Elect K Conlon as Director For For Management
6 Approve the Grant of Performance Share For For Management
Rights to Trevor Croker
7 Approve the Remuneration Report For For Management
8 Approve the Amendment to the Company's For For Management
Constitution
9 Approve the Reinsertion of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
ASAHI INTECC CO. LTD.
Ticker: 7747 JP Security ID: J0279C107
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Amend Provisions on Number
of Directors - Indemnify Directors
3.1 Elect Director Miyata, Masahiko For For Management
3.2 Elect Director Miyata, Kenji For For Management
3.3 Elect Director Kato, Tadakazu For For Management
3.4 Elect Director Yugawa, Ippei For For Management
3.5 Elect Director Terai, Yoshinori For For Management
3.6 Elect Director Matsumoto, Munechika For For Management
3.7 Elect Director Ito, Mizuho For For Management
3.8 Elect Director Ito, Kiyomichi For For Management
3.9 Elect Director Shibazaki, Akinori For For Management
4.1 Elect Director and Audit Committee For For Management
Member Watanabe, Yukiyoshi
4.2 Elect Director and Audit Committee For For Management
Member Sato, Masami
4.3 Elect Director and Audit Committee For For Management
Member Obayashi, Toshiharu
5 Elect Alternate Director and Audit For For Management
Committee Member Tomida, Ryuji
6 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Not Audit
Committee Members
7 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Audit Committee
Members
8 Approve Takeover Defense Plan (Poison For Against Management
Pill)
9 Approve Director Retirement Bonus For For Management
--------------------------------------------------------------------------------
AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA
Ticker: AR4 GR Security ID: D04986101
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.00 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2016
6 Ratify Warth & Klein Grant Thornton AG For For Management
as Auditors for Fiscal 2017
7.1 Elect Bernd Muehlfriedel to the For For Management
Supervisory Board
7.2 Elect Holger Schulze to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
BE SEMICONDUCTOR INDUSTRIES NV
Ticker: BESI NA Security ID: N13107128
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Implementation of Remuneration None None Management
Policy
4 Adopt Financial Statements and For For Management
Statutory Reports
5.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5.b Approve Dividends of EUR 1.74 Per Share For For Management
6.a Approve Discharge of Management Board For For Management
6.b Approve Discharge of Supervisory Board For For Management
7 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Authorize Board to Exclude Preemptive
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LIMITED
Ticker: BESI SP Security ID: Y08809108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Tan Nee Moi Doreen as Director For For Management
5 Elect Lee Sen Choon as Director For For Management
6 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For Against Management
of Shares Under the BWI Performance
Share Scheme
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LIMITED
Ticker: BESI SP Security ID: Y08809108
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Split For For Management
--------------------------------------------------------------------------------
BLUESCOPE STEEL LTD.
Ticker: BSL AU Security ID: Q1415L177
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ewen Crouch as Director For For Management
3b Elect Lloyd Jones as Director For For Management
--------------------------------------------------------------------------------
BOOHOO.COM PLC
Ticker: BOO LN Security ID: G6153P109
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Peter Williams as Director For For Management
4 Re-elect Carol Kane as Director For For Management
5 Re-elect Neil Catto as Director For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Waive Requirement for Mandatory Offer For Against Management
to All Shareholders
--------------------------------------------------------------------------------
BREMBO SPA
Ticker: BRE IM Security ID: T2204N108
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Fix Number of Directors and Duration For For Management
of Their Term
5.2.1 Slate Submitted by NUOVA FOURB Srl None For Shareholder
5.2.2 Elect Nicoletta Giadrossi as Director None For Shareholder
5.3 Elect Alberto Bombassei as Board Chair None For Management
and Matteo Tiraboschi as Vice-Chairman
5.4 Approve Remuneration of Directors For For Management
6.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Did Not Vote Shareholder
6.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
6.2 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
6.3 Approve Internal Auditors' Remuneration For For Management
7 Approve Remuneration Policy For Against Management
8 Proposal for Voluntary Withdrawal of For For Management
Company's Shares from the STAR segment
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
BURFORD CAPITAL LIMITED
Ticker: BUR LN Security ID: G17977102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAY 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Middleton as For For Management
Director
4 Re-elect Charles Parkinson as Director For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Ordinary For For Management
Shares
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
CARGOTEC OYJ
Ticker: CGCBV FH Security ID: X10788101
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.94 Per Class A
Share and EUR 0.95 Per Class B Share
9 Approve Discharge of Board and For For Management
President
10 Amend Articles Re: Minimum and Maximum For For Management
Number of Directors
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 85,000 for Chairman,
EUR 60,000 for Vice Chairman, and EUR
45,000 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Ten For For Management
13 Reelect Kimmo Alkio, Jorma Eloranta, For For Management
Tapio Hakakari, Ilkka Herlin, Peter
Immonen, Kaisa Olkkonen, Teuvo
Salminen and Heikki Soljama as
Directors; Elect Teresa Kemppi-Vasama
and Johanna Lamminen as New Directors
14 Approve Remuneration of Auditors For For Management
15 Fix Number of Auditors at Two For For Management
16 Ratify PricewaterhouseCoopers and Tomi For For Management
Hyrylainen as Auditors
17 Authorize Share Repurchase Program For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG
Ticker: AFX GR Security ID: D14895102
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015/16
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.42 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015/16
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015/16
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2016/17
6 Approve Creation of EUR 12.2 Million For Against Management
Pool of Capital without Preemptive
Rights
7 Approve Affiliation Agreement with For For Management
Subsidiary Carl Zeiss Meditec Asset
Management Verwaltungsgesellschaft mbH
--------------------------------------------------------------------------------
CLINIGEN GROUP PLC
Ticker: CLIN LN Security ID: G2R22L107
Meeting Date: NOV 11, 2016 Meeting Type: Annual
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect John Bacon as Director For For Management
4 Re-elect Shaun Chilton as Director For For Management
5 Re-elect John Hartup as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Capital investment
--------------------------------------------------------------------------------
COCHLEAR LTD.
Ticker: COH AU Security ID: Q25953102
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: OCT 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve the Remuneration Report For For Management
3.1 Elect Yasmin Allen as Director For For Management
3.2 Elect Donal O'Dwyer as Director For Against Management
4.1 Approve the Grant of Securities to For For Management
Chris Smith, Chief Executive Officer &
President of the Company
--------------------------------------------------------------------------------
CONVATEC GROUP PLC
Ticker: CTEC LN Security ID: G23969101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Sir Christopher Gent as Director For For Management
5 Elect Paul Moraviec as Director For For Management
6 Elect Nigel Clerkin as Director For For Management
7 Elect Steve Holliday as Director For For Management
8 Elect Jesper Ovesen as Director For For Management
9 Elect Rick Anderson as Director For For Management
10 Elect Raj Shah as Director For For Management
11 Elect Kasim Kutay as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Scrip Dividend Alternative For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Save As You Earn Scheme For For Management
20 Approve US Employee Share Purchase Plan For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CORPORATE TRAVEL MANAGEMENT LTD.
Ticker: CTD AU Security ID: Q2909K105
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect Tony Bellas as Director For Against Management
3 Elect Robert J. Natter as Director For For Management
4 Elect Laura Ruffles as Director For Against Management
5 Ratify the Past Issuance of Shares to For For Management
Employees
6 Ratify the Past Issuance of Shares to For For Management
the Vendors of Montrose Travel
7 Ratify the Past Issuance of Shares to For For Management
the Vendors Travizon Travel
8 Ratify the Past Issuance of Shares to For For Management
Employees
9 Approve the Share Appreciation Rights None For Management
Plan
10 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
11 Approve the Grant of Share None For Management
Appreciation Rights to Laura Ruffles,
Executive Director of the Company
12 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
D.A.CONSORTIUM HOLDINGS, INC.
Ticker: 6534 JP Security ID: J1146U106
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimada, Masaya For Against Management
1.2 Elect Director Tokuhisa, Akihiko For For Management
1.3 Elect Director Daito, Tatsuya For For Management
1.4 Elect Director Konno, Shunsuke For For Management
1.5 Elect Director Nagai, Atsushi For For Management
1.6 Elect Director Yajima, Hirotake For For Management
1.7 Elect Director Mikami, Masaki For For Management
1.8 Elect Director Nozawa, Naoki For For Management
1.9 Elect Director James Bruce For For Management
1.10 Elect Director Nishimura, Michinari For For Management
1.11 Elect Director Yokoyama, Atsushi For For Management
2 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
3 Approve Deep Discount Stock Option For Against Management
Plan and Stock Option Plan
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC LN Security ID: G2689P101
Meeting Date: JUL 15, 2016 Meeting Type: Annual
Record Date: JUL 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5a Re-elect Tommy Breen as Director For For Management
5b Re-elect Roisin Brennan as Director For For Management
5c Re-elect David Jukes as Director For For Management
5d Re-elect Pamela Kirby as Director For For Management
5e Re-elect Jane Lodge as Director For For Management
5f Elect Cormac McCarthy as Director For For Management
5g Re-elect John Moloney as Director For For Management
5h Re-elect Donal Murphy as Director For For Management
5i Re-elect Fergal O'Dwyer as Director For For Management
5j Re-elect Leslie Van de Walle as For For Management
Director
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Shares For For Management
10 Authorise Reissuance Price Range of For For Management
Treasury Shares
--------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC
Ticker: DLG LN Security ID: G5821P111
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Eamonn O'Hare as Director For For Management
6 Re-elect Christopher Burke as Director For For Management
7 Re-elect Aidan Hughes as Director For For Management
8 Elect Mary Chan as Director For For Management
9 Elect Nicholas Jeffery as Director For For Management
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Connection with
a Rights Issue
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Barclays Bank plc
15 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Goldman Sachs
International
16 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with HSBC Bank plc
17 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Merrill Lynch
International
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DOLLARAMA, INC.
Ticker: DOL CN Security ID: 25675T107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Gregory David For For Management
1.3 Elect Director Elisa D. Garcia C. For For Management
1.4 Elect Director Stephen Gunn For For Management
1.5 Elect Director Nicholas Nomicos For For Management
1.6 Elect Director Larry Rossy For For Management
1.7 Elect Director Neil Rossy For For Management
1.8 Elect Director Richard Roy For For Management
1.9 Elect Director Huw Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Requirement For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
DOMINO'S PIZZA ENTERPRISES LTD.
Ticker: DMP AU Security ID: Q32503106
Meeting Date: NOV 07, 2016 Meeting Type: Annual
Record Date: NOV 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None Against Management
2 Elect Paul Burgess Cave as Director For For Management
3 Approve the Renewal of Proportional For For Management
Takeover Provision
--------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE
Ticker: ERF FP Security ID: F3322K104
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Board's Reports For For Management
2 Acknowledge Auditor's Reports For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditor
9 Reelect Patrizia Luchetta as Director For For Management
10 Approve Remuneration of Directors For For Management
11 Acknowledge Information on Repurchase For For Management
Program
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Acknowledge Directors' Special Reports For For Management
Re: Share Repurchase
14 Approve Share Repurchase For For Management
15 Approve Cancellation of Repurchased For For Management
Shares
16 Amend Article 10 to Clarify Legal For Against Management
Framework Re: Form of Shares
17 Amend Article 20 Re: Participation at For For Management
General Meetings
18 Amend Article 12 Re: Double Voting For Against Management
Rights for Long-Term Registered
Shareholders
19 Amend Articles Re: Reflect Changes in For For Management
Luxembourg Company Law
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN AU Security ID: Q3647R147
Meeting Date: NOV 24, 2016 Meeting Type: Annual
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect Colin Johnstone as Director For For Management
3 Approve the Issuance of Performance For For Management
Rights to Jacob (Jake) Klein
4 Approve the Issuance of Retention For Against Management
Rights to Jacob (Jake) Klein
5 Approve the Issuance of Performance For For Management
Rights to Lawrence (Lawrie) Conway
6 Approve the Issuance of Additional For For Management
Performance Rights to Jacob (Jake)
Klein
7 Approve the Issuance of Additional For For Management
Performance Rights to Lawrence
(Lawrie) Conway
8 Approve the Issuance of Share Rights For For Management
to Non-Executive Directors
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN AU Security ID: Q3647R147
Meeting Date: JUN 21, 2017 Meeting Type: Special
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisition of Relevant For For Management
Interest in Evolution Shares
2 Approve the Grant of Performance For Against Management
Rights to Jacob (Jake) Klein
--------------------------------------------------------------------------------
EVOTEC AG
Ticker: EVT GR Security ID: D1646D105
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2017
5 Elect Michael Shalmi to the For For Management
Supervisory Board
6 Approve Creation of EUR 29.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Remuneration System for For Against Management
Management Board Members
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 6
Million Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FEVERTREE DRINKS PLC
Ticker: FEVR LN Security ID: G33929103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Adams as Director For For Management
4 Re-elect Andrew Branchflower as For For Management
Director
5 Reappoint BDO LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA S.A.
Ticker: GAM SM Security ID: E54667113
Meeting Date: OCT 24, 2016 Meeting Type: Special
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Merger by Absorption
of Siemens Wind Power Parent and
Related Proposals
2.1 Amend Articles Re: Audit Committee For For Management
2.2 Approve Restated Articles of For For Management
Association
3 Approve Special Cash Dividend of EUR 3. For For Management
6 per Share
4.1 Fix Number of Directors at 13 For For Management
4.2 Elect Rosa Maria Garcia Garcia as For For Management
Director
4.3 Elect Mariel von Schumann as Director For For Management
4.4 Elect Lisa Davis as Director For For Management
4.5 Elect Klaus Helmrich as Director For For Management
4.6 Elect Ralf Thomas as Director For For Management
4.7 Elect Klaus Rosenfeld as Director For For Management
4.8 Elect Swantje Conrad as Director For For Management
5 Ratify Appointment of and Elect For For Management
Gerardo Codes Calatrava as Director
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GEN DC Security ID: K3967W102
Meeting Date: MAR 28, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income For For Management
4a Reelect Mats Pettersson as Director For For Management
4b Reelect Anders Gersel Pedersen as For For Management
Director
4c Reelect Pernille Erenbjerg as Director For For Management
4d Reelect Paolo Paoletti as Director For For Management
4e Elect Rolf Hoffmann as New Director For For Management
4f Elect Deirdre P. Connelly as New For For Management
Director
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 800,000 for Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
6c Authorize Board to Issue Up to 500,000 For Against Management
Warrants to Employees; Approve
Creation of DKK 500,000 Pool of
Conditional Capital to Guarantee
Conversion Rights
6d Amend Articles Re: Company For For Management
Announcements in English Only
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GKN PLC
Ticker: GKN LN Security ID: G39004232
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Mike Turner as Director For For Management
4 Re-elect Nigel Stein as Director For For Management
5 Re-elect Adam Walker as Director For For Management
6 Re-elect Kevin Cummings as Director For For Management
7 Re-elect Phil Swash as Director For For Management
8 Re-elect Angus Cockburn as Director For For Management
9 Re-elect Tufan Erginbilgic as Director For For Management
10 Re-elect Shonaid Jemmett-Page as For For Management
Director
11 Re-elect Richard Parry-Jones as For For Management
Director
12 Elect Anne Stevens as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Sustainable Earnings Plan 2012 For For Management
24 Approve Sharesave Plan For For Management
25 Approve Share Incentive Plan For For Management
26 Establish International Share Plans For For Management
--------------------------------------------------------------------------------
GRAND CITY PROPERTIES SA
Ticker: GYC GR Security ID: L4459Y100
Meeting Date: AUG 09, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Increase Authorized For Against Management
Share Capital to up to EUR 40 million
2 Receive and Approve Directors' Special For Against Management
Report
3 Approve Authorization to Issue Shares For Against Management
and Exclude Preemptive Rights Re: Item
1
4 Amend Articles to Reflect Changes in For Against Management
Capital
--------------------------------------------------------------------------------
GVC HOLDINGS PLC
Ticker: GVC LN Security ID: G427A6103
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: JUN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Ratify Grant Thornton UK LLP as For For Management
Auditors and Authorise Their
Remuneration
5 Elect Paul Miles as Director For For Management
6 Elect Will Whitehorn as Director For For Management
7 Re-elect Kenneth Alexander as Director For For Management
8 Re-elect Karl Diacono as Director For For Management
9 Re-elect Lee Feldman as Director For For Management
10 Re-elect Peter Isola as Director For For Management
11 Re-elect Stephen Morana as Director For For Management
12 Re-elect Norbert Teufelberger as For For Management
Director
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
H-ONE CO. LTD.
Ticker: 5989 JP Security ID: J23046105
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Kaneda, Atsushi For For Management
2.2 Elect Director Kobayashi, Akihisa For For Management
2.3 Elect Director Ota, Kiyofumi For For Management
2.4 Elect Director Endo, Eitaro For For Management
2.5 Elect Director Tajima, Hiroaki For For Management
2.6 Elect Director Maruyama, Keiichiro For For Management
2.7 Elect Director Todokoro, Kunihiro For For Management
3 Appoint Alternate Statutory Auditor For For Management
Murakami, Hiroki
--------------------------------------------------------------------------------
HAYS PLC
Ticker: HAS LN Security ID: G4361D109
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Alan Thomson as Director For For Management
5 Re-elect Alistair Cox as Director For For Management
6 Re-elect Paul Venables as Director For For Management
7 Re-elect Paul Harrison as Director For For Management
8 Re-elect Victoria Jarman as Director For For Management
9 Re-elect Torsten Kreindl as Director For For Management
10 Re-elect Pippa Wicks as Director For For Management
11 Re-elect Peter Williams as Director For For Management
12 Elect Mary Rainey as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve Deferred Annual Bonus Plan For For Management
21 Approve US Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
HAZAMA ANDO CORP.
Ticker: 1719 JP Security ID: J1912N104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Ono, Toshio For For Management
2.2 Elect Director Nomura, Toshiaki For For Management
2.3 Elect Director Kaneko, Haruyuki For For Management
2.4 Elect Director Kojima, Hidekazu For For Management
2.5 Elect Director Fukutomi, Masato For For Management
2.6 Elect Director Ikegami, Toru For For Management
2.7 Elect Director Hosobuchi, Hideo For For Management
2.8 Elect Director Miyamori, Shinya For For Management
2.9 Elect Director Fujita, Yuzuru For For Management
2.10 Elect Director Fujita, Masami For For Management
2.11 Elect Director Kitagawa, Mariko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Hiramatsu, Takemi
--------------------------------------------------------------------------------
HIRATA CORP.
Ticker: 6258 JP Security ID: J21043104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Hirata, Yuichiro For For Management
2.2 Elect Director Tachibana, Katsuyoshi For For Management
2.3 Elect Director Tanaka, Toshiharu For For Management
2.4 Elect Director Yasutaka, Junichiro For For Management
2.5 Elect Director Fujiwara, Itsuo For For Management
2.6 Elect Director Hiraga, Yasuhide For For Management
2.7 Elect Director Hongo, Hitoki For For Management
2.8 Elect Director Kuroda, Kenji For For Management
2.9 Elect Director Ichihara, Yuichi For For Management
2.10 Elect Director Hirata, Shojiro For For Management
2.11 Elect Director Sasabe, Hiroyuki For For Management
2.12 Elect Director Narusawa, Takashi For For Management
3 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQB SS Security ID: W4235G116
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Report
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 1.95 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.8 Million to
Chairman and SEK 525,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees;
Approve Remuneration of Auditors
11a Reelect Tom Johnstone as Director For Against Management
11b Reelect Ulla Litzen as Director For For Management
11c Reelect Katarina Martinson as Director For Against Management
11d Reelect Bertrand Neuschwander as For For Management
Director
11e Reelect Daniel Nodhall as Director For Against Management
11f Reelect Lars Pettersson as Director For Against Management
11g Reelect Kai Warn as Director For For Management
11h Elect Christine Robins as New Director For For Management
11i Appoint Tom Johnstone as Board Chairman For Against Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Approve 2016 Share Matching and For Against Management
Performance Share Plan for Key
Employees
14a Authorize Reissuance of Issued Share For Against Management
Capital to Hedge Company's Obligations
under Incentive Programs
14b Approve Equity Swap Arrangement to For Against Management
Cover Obligations Under LTI 2015
15 Approve Issuance of 57.6 Million For For Management
Shares without Preemptive Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC
Ticker: IGG LN Security ID: G4753Q106
Meeting Date: SEP 21, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andy Green as Director For For Management
5 Re-elect Peter Hetherington as Director For For Management
6 Re-elect June Felix as Director For For Management
7 Re-elect Stephen Hill as Director For For Management
8 Re-elect Malcom Le May as Director For For Management
9 Re-elect Jim Newman as Director For For Management
10 Re-elect Sam Tymms as Director For For Management
11 Elect Paul Mainwaring as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
IPSEN
Ticker: IPN FP Security ID: F5362H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual/Special
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.85 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Agreement and For Against Management
Additional Pension Scheme Agreement
with Marc de Garidel, Chairman
6 Approve Severance Agreement and For Against Management
Additional Pension Scheme Agreement
with David Meek, CEO
7 Renew Appointment of KPMG SA as Auditor For For Management
8 Elect Margaret Liu as Director For For Management
9 Elect Carol Stuckley as Director For For Management
10 Elect David Meek as Director For For Management
11 Reelect Antoine Flochel as Director For Against Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.2 Million
13 Non-Binding Vote on Compensation of For Against Management
Christel Bories, Vice-CEO until March
13, 2016
14 Non-Binding Vote on Compensation of For Against Management
Marc de Garidel, Chairman and CEO
until July 18, 2016 and Chairman since
this date
15 Approve Remuneration Policy of Chairman For For Management
16 Non-Binding Vote on Compensation of For Against Management
David Meek, CEO since July 18, 2016
17 Approve Remuneration Policy of CEO For Against Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
of up to 20 Percent of Issued Share
Capital for Bonus Issue or Increase in
Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Share Capital
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
23 Approve Issuance of up to 10 Percent For For Management
of Issued Capital Per Year for a
Private Placement
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above, under Items 21-23
25 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Amend Article 4, 19 and 20 of Bylaws For For Management
to Comply with New Regulation Re:
Headquarters, Corporate Officers
Compensation and Auditors
29 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
IPSOS
Ticker: IPS FP Security ID: F5310M109
Meeting Date: DEC 29, 2016 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between LT For For Management
Participations and the Company
2 Pursuant to Approval of Item 1, Issue For For Management
8.88 Million Shares in Connection with
Acquisition of LT Participations
3 Authorize Decrease in Share Capital For For Management
via Cancellation of Shares Previously
Held by LT Participations
4 Approve Allocation of Merger Premium For For Management
5 Acknowledge the Completion of the For For Management
Merger and the Dissolution without
Liquidation of LT Participations
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 JP Security ID: J25022104
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42.5
2 Approve Accounting Transfers For For Management
3.1 Elect Director Kikuchi, Satoshi For For Management
3.2 Elect Director Matsushima, Toru For For Management
3.3 Elect Director Matsuzawa, Masaaki For For Management
3.4 Elect Director Okubo, Tadataka For For Management
3.5 Elect Director Susaki, Takahiro For For Management
3.6 Elect Director Nakamori, Makiko For For Management
3.7 Elect Director Obi, Toshio For For Management
3.8 Elect Director Shingu, Tatsushi For For Management
3.9 Elect Director Yamaguchi, Tadayoshi For For Management
4 Appoint Statutory Auditor Ishimaru, For Against Management
Shintaro
5 Appoint Alternate Statutory Auditor For For Management
Tanimoto, Seiji
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN CN Security ID: 46579R104
Meeting Date: JUN 28, 2017 Meeting Type: Annual/Special
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Ian D. Cockerill For For Management
2.3 Elect Director Markus Faber For For Management
2.4 Elect Director William B. Hayden For For Management
2.5 Elect Director Oyvind Hushovd For For Management
2.6 Elect Director Livia Mahler For For Management
2.7 Elect Director Peter G. Meredith For For Management
2.8 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Equity Incentive Plan For Against Management
5 Approve Deferred Share Unit Plan For Against Management
--------------------------------------------------------------------------------
JD SPORTS FASHION PLC
Ticker: JD/ LN Security ID: G5074C114
Meeting Date: NOV 24, 2016 Meeting Type: Special
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Sub-Division For For Management
--------------------------------------------------------------------------------
JD SPORTS FASHION PLC
Ticker: JD/ LN Security ID: G5144Y112
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: JUN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Peter Cowgill as Director For Against Management
6 Re-elect Brian Small as Director For For Management
7 Re-elect Andrew Leslie as Director For For Management
8 Re-elect Martin Davies as Director For For Management
9 Re-elect Heather Jackson as Director For For Management
10 Re-elect Andrew Rubin as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JUST EAT PLC
Ticker: JE/ LN Security ID: G5215U106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect John Hughes as Director For For Management
4 Re-elect David Buttress as Director For For Management
5 Re-elect Gwyn Burr as Director For For Management
6 Re-elect Frederic Coorevits as Director For For Management
7 Re-elect Andrew Griffith as Director For For Management
8 Re-elect Diego Oliva as Director For For Management
9 Elect Paul Harrison as Director For For Management
10 Elect Roisin Donnelly as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LTD.
Ticker: 1888 HK Security ID: G5257K107
Meeting Date: MAY 29, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3A Elect Cheung Kwok Wa as Director For For Management
3B Elect Cheung Ka Ho as Director For For Management
3C Elect Liu Min as Director For For Management
3D Elect Leung Tai Chi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KSP ID Security ID: G52654103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Re-elect Eugene Murtagh as Director For For Management
4b Re-elect Gene Murtagh as Director For For Management
4c Re-elect Geoff Doherty as Director For For Management
4d Re-elect Russell Shiels as Director For For Management
4e Re-elect Peter Wilson as Director For For Management
4f Re-elect Gilbert McCarthy as Director For For Management
4g Re-elect Helen Kirkpatrick as Director For For Management
4h Re-elect Linda Hickey as Director For For Management
4i Re-elect Michael Cawley as Director For For Management
4j Re-elect John Cronin as Director For For Management
4k Re-elect Bruce McLennan as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Approve Increase in Authorised Share For For Management
Capital and Amend Memorandum of
Association and Articles of Association
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance of Treasury Shares For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For Against Management
--------------------------------------------------------------------------------
KONECRANES PLC
Ticker: KCR FH Security ID: X4550J108
Meeting Date: SEP 15, 2016 Meeting Type: Special
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Acquisition of Material For For Management
Handling & Port Solutions from Terex
Corporation; Amend Articles of
Association; Approve Issuance of
Shares for Payment of Acquisition
7a Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors
7b Approve Additional Remuneration for None For Shareholder
the Board of Directors
8 Fix Number of Directors at Eight For For Management
(Conditional on the Approval of
Acquisition under Item 6: Fix Numbers
of Directors at 10)
9 Elect Two New Directors For For Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
KONECRANES PLC
Ticker: KCR FH Security ID: X4550J108
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Meeting Fees
11 Fix Number of Directors at Eight For For Management
12 Reelect Ole Johansson, Janina Kugel, For For Management
Bertel Langenskiold, Ulf Liljedahl,
Malin Persson, and Christop Vitzthum
as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 6 Million For For Management
Class A Shares without Preemptive
Rights
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Transfer of up to 500,000 For For Management
Class A Shares in Connection to Share
Saving Plans for Entitled Participants
19 Approve Charitable Donations For For Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
KUSURI NO AOKI CO LTD
Ticker: 3398 JP Security ID: J37523107
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: MAY 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6.25
2 Approve Share Exchange Agreement with For For Management
KUSURI NO AOKI HOLDINGS CO., LTD.
3.1 Elect Director Aoki, Keisei For For Management
3.2 Elect Director Aoki, Yasutoshi For For Management
3.3 Elect Director Aoki, Hironori For For Management
3.4 Elect Director Yahata, Ryoichi For For Management
3.5 Elect Director Yoshino, Kunihiko For For Management
3.6 Elect Director Tsuruha, Tatsuru For For Management
3.7 Elect Director Okada, Motoya For For Management
4 Appoint Statutory Auditor Hirota, Kazuo For For Management
5 Appoint Alternate Statutory Auditor For For Management
Morioka, Shinichi
6 Approve Director and Statutory Auditor For Against Management
Retirement Bonus
--------------------------------------------------------------------------------
LION CORP.
Ticker: 4912 JP Security ID: J38933107
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Director Titles - Indemnify Directors
- Indemnify Statutory Auditors
2.1 Elect Director Hama, Itsuo For For Management
2.2 Elect Director Watari, Yuji For For Management
2.3 Elect Director Kikukawa, Masazumi For For Management
2.4 Elect Director Kobayashi, Kenjiro For For Management
2.5 Elect Director Kakui, Toshio For For Management
2.6 Elect Director Sakakibara, Takeo For For Management
2.7 Elect Director Yamada, Hideo For For Management
2.8 Elect Director Uchida, Kazunari For For Management
2.9 Elect Director Shiraishi, Takashi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamaguchi, Takao
4 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation Ceiling for Directors
5 Approve Trust-Type Equity Compensation For For Management
Plan
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN SW Security ID: H50430232
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Appropriation Of Retained Earnings For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Edouard Bugnion For For Management
6B Elect Director Bracken Darrell For For Management
6C Elect Director Sally Davis For For Management
6D Elect Director Guerrino De Luca For For Management
6E Elect Director Sue Gove For For Management
6F Elect Director Didier Hirsch For For Management
6G Elect Director Neil Hunt For For Management
6H Elect Director Dimitri Panayotopoulos For For Management
6I Elect Director Lung Yeh For For Management
6J Elect Director Patrick Aebischer For For Management
7 Elect Guerrino De Luca as Board For For Management
Chairman
8A Appoint Sally Davis as Member of the For For Management
Compensation Committee
8B Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8C Appoint Dimitri Panayotopoulos as For For Management
Member of the Compensation Committee
8D Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Executive For For Management
Committee in the Amount of USD
20,200,000
11 Ratify KPMG AG as Auditors For For Management
12 Designate Beatrice Ehlers as For For Management
Independent Proxy
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
MABUCHI MOTOR CO. LTD.
Ticker: 6592 JP Security ID: J39186101
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 76
2.1 Elect Director Okoshi, Hiro For For Management
2.2 Elect Director Itokawa, Masato For For Management
2.3 Elect Director Takahashi, Tadashi For For Management
2.4 Elect Director Katayama, Hirotaro For For Management
2.5 Elect Director Iyoda, Tadahito For For Management
2.6 Elect Director Uenishi, Eiji For For Management
2.7 Elect Director Hashimoto, Ichiro For For Management
2.8 Elect Director Mitarai, Naoki For For Management
--------------------------------------------------------------------------------
MAPLE LEAF FOODS, INC.
Ticker: MFI CN Security ID: 564905107
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Aziz For For Management
1.2 Elect Director W. Geoffrey Beattie For For Management
1.3 Elect Director Ronald G. Close For For Management
1.4 Elect Director David L. Emerson For For Management
1.5 Elect Director Jean M. Fraser For For Management
1.6 Elect Director John A. Lederer For For Management
1.7 Elect Director Michael H. McCain For For Management
1.8 Elect Director James P. Olson For For Management
1.9 Elect Director Carol M. Stephenson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MEGMILK SNOW BRAND CO., LTD.
Ticker: 2270 JP Security ID: J41966102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishio, Keiji For For Management
1.2 Elect Director Namba, Takao For For Management
1.3 Elect Director Ishida, Takahiro For For Management
1.4 Elect Director Kosaka, Shinya For For Management
1.5 Elect Director Tsuchioka, Hideaki For For Management
1.6 Elect Director Konishi, Hiroaki For For Management
1.7 Elect Director Shirohata, Katsuyuki For For Management
1.8 Elect Director Koitabashi, Masato For For Management
1.9 Elect Director Motoi, Hideki For For Management
1.10 Elect Director Anan, Hisa For For Management
2.1 Elect Alternate Director and Audit For For Management
Committee Member Omori, Setsuya
2.2 Elect Alternate Director and Audit For For Management
Committee Member Hattori, Akito
3 Appoint Deloitte Touche Tohmatsu LLC For For Management
as New External Audit Firm
--------------------------------------------------------------------------------
MELEXIS
Ticker: MELE BB Security ID: B59283109
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements (Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Report For Against Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration at EUR 42,500
9 Reelect Shiro Baba and Procexcel BVBA, For For Management
Permanently Represented by Jenny
Claes, as Independent Directors
(Bundled) and Approve their
Remuneration
10 Acknowledge Information on Resignation None None Management
of Rudi De Winter as Director
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO LN Security ID: G5973J178
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Christopher Miller as Director For For Management
5 Re-elect David Roper as Director For For Management
6 Re-elect Simon Peckham as Director For For Management
7 Re-elect Geoffrey Martin as Director For For Management
8 Re-elect Justin Dowley as Director For For Management
9 Re-elect Liz Hewitt as Director For For Management
10 Elect David Lis as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO LN Security ID: G5973J178
Meeting Date: MAY 11, 2017 Meeting Type: Special
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Creation of and Grant of For Against Management
Options over the 2017 Incentive Shares
3 Approve Remuneration Policy For Against Management
4 Authorise Off-Market Purchase of For For Management
Ordinary Shares and/or Incentive
Shares and/or Deferred Shares
5 Authorise Off-Market Purchase and For For Management
Cancellation of Deferred Shares
--------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC
Ticker: MCRO LN Security ID: G6117L178
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Authorise the Company to make Deferred For For Management
Bonus Awards and Amend the
Remuneration Policy
5 Approve Additional Share Grants and For For Management
Amend the Remuneration Policy
6 Re-elect Kevin Loosemore as Director For For Management
7 Re-elect Mike Phillips as Director For For Management
8 Re-elect Stephen Murdoch as Director For For Management
9 Elect Nils Brauckmann as Director For For Management
10 Re-elect Karen Slatford as Director For For Management
11 Re-elect Tom Virden as Director For For Management
12 Re-elect Richard Atkins as Director For For Management
13 Elect Steve Schuckenbrock as Director For For Management
14 Elect Amanda Brown as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For Abstain Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MINEBEA MITSUMI, INC.
Ticker: 6479 JP Security ID: J42884130
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Kainuma, Yoshihisa For For Management
2.2 Elect Director Moribe, Shigeru For For Management
2.3 Elect Director Iwaya, Ryozo For For Management
2.4 Elect Director Uchibori, Tamio For For Management
2.5 Elect Director Tsuruta, Tetsuya For For Management
2.6 Elect Director None, Shigeru For For Management
2.7 Elect Director Yoda, Hiromi For For Management
2.8 Elect Director Uehara, Shuji For For Management
2.9 Elect Director Kagami, Michiya For For Management
2.10 Elect Director Aso, Hiroshi For For Management
2.11 Elect Director Murakami, Koshi For For Management
2.12 Elect Director Matsuoka, Takashi For For Management
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: APR 13, 2017 Meeting Type: Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Zhao Feng as Director For For Management
4 Elect Yu Zheng as Director For Against Management
5 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wang Ching
6 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wu Fred Fong
7 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Zhao Feng
8 Approve and Confirm the Terms of For Against Management
Appointment, Including Remuneration,
for Yu Zheng
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MISUMI GROUP, INC.
Ticker: 9962 JP Security ID: J43293109
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9.1
2.1 Elect Director Saegusa, Tadashi For For Management
2.2 Elect Director Ono, Ryusei For For Management
2.3 Elect Director Ikeguchi, Tokuya For For Management
2.4 Elect Director Otokozawa, Ichiro For For Management
2.5 Elect Director Numagami, Tsuyoshi For For Management
2.6 Elect Director Ogi, Takehiko For For Management
2.7 Elect Director Nishimoto, Kosuke For For Management
3.1 Appoint Statutory Auditor Nozue, Juichi For For Management
3.2 Appoint Statutory Auditor Aono, Nanako For For Management
--------------------------------------------------------------------------------
MITSUI MINING & SMELTING CO. LTD.
Ticker: 5706 JP Security ID: J44948107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Connection with
Reverse Stock Split
3 Amend Articles to Amend Business Lines For For Management
- Decrease Authorized Capital - Reduce
Share Trading Unit - Amend Provisions
on Number of Directors - Amend
Provisions on Number of Statutory
Auditors - Indemnify Statutory Auditors
4.1 Elect Director Nishida, Keiji For For Management
4.2 Elect Director No, Takeshi For For Management
4.3 Elect Director Hisaoka, Isshi For For Management
4.4 Elect Director Oshima, Takashi For For Management
4.5 Elect Director Sato, Junya For For Management
4.6 Elect Director Matsunaga, Morio For For Management
5 Approve Alternate Income Allocation, Against Against Shareholder
with a Final Dividend of JPY 20
6 Amend Articles to Mandate Appointment Against For Shareholder
of At Least Two Independent Outside
Directors
7 Amend Articles to Add Provisions on Against Against Shareholder
Communications between Shareholders
and Management or Board of Directors
8 Amend Articles to Disclose Policy Against Against Shareholder
concerning Return-on-Equity Ratio
Target of 8 Percent Stipulated in Ito
Review
--------------------------------------------------------------------------------
MORINAGA & CO., LTD.
Ticker: 2201 JP Security ID: J46367108
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Morinaga, Gota For For Management
3.2 Elect Director Arai, Toru For For Management
3.3 Elect Director Ota, Eijiro For For Management
3.4 Elect Director Hirakue, Takashi For For Management
3.5 Elect Director Uchiyama, Shinichi For For Management
3.6 Elect Director Yamashita, Mitsuhiro For For Management
3.7 Elect Director Nishimiya, Tadashi For For Management
3.8 Elect Director Taima, Yoshifumi For For Management
3.9 Elect Director Fukunaga, Toshiaki For For Management
3.10 Elect Director Miyai, Machiko For For Management
3.11 Elect Director Hirota, Masato For For Management
4 Appoint Statutory Auditor Ito, Naoki For Against Management
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
7 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NEXITY
Ticker: NXI FP Security ID: F6527B126
Meeting Date: JUN 01, 2017 Meeting Type: Annual/Special
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For Against Management
3 Approve Treatment of Losses For For Management
4 Approve Dividends of EUR 2.40 per Share For For Management
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Ratify Appointment of Charles-Henri For For Management
Filippi as Director
8 Reelect Soumia Belaidi Malinbaum as For Against Management
Director
9 Reelect Jacques Veyrat as Director For Against Management
10 Approve Remuneration Policy of Alain For For Management
Dinin, Chairman and CEO
11 Non-Binding Vote on Compensation of For For Management
Alain Dinin, Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Amend Article 15 of Bylaws Re: For For Management
Headquarters
17 Amend Article 15 of Bylaws Re: Power For Against Management
of the Board to amend Bylaws in
accordance with New Regulation
18 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NEXTEER AUTOMOTIVE GROUP LTD.
Ticker: 1316 HK Security ID: G6501M105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhao Guibin as Director For For Management
3a2 Elect Fan Yi as Director For For Management
3a3 Elect Yang Shengqun as Director For For Management
3a4 Elect Liu Jianjun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NH FOODS LTD.
Ticker: 2282 JP Security ID: J4929Q102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
2.1 Elect Director Suezawa, Juichi For For Management
2.2 Elect Director Hata, Yoshihide For For Management
2.3 Elect Director Shinohara, Kazunori For For Management
2.4 Elect Director Kawamura, Koji For For Management
2.5 Elect Director Okoso, Hiroji For For Management
2.6 Elect Director Inoue, Katsumi For For Management
2.7 Elect Director Kito, Tetsuhiro For For Management
2.8 Elect Director Takamatsu, Hajime For For Management
2.9 Elect Director Katayama, Toshiko For For Management
2.10 Elect Director Taka, Iwao For For Management
--------------------------------------------------------------------------------
NICHIAS CORP.
Ticker: 5393 JP Security ID: J49205107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Takei, Toshiyuki For For Management
2.2 Elect Director Tomita, Masayuki For For Management
2.3 Elect Director Koide, Satoru For For Management
2.4 Elect Director Yonezawa, Shoichi For For Management
2.5 Elect Director Nakata, Kiminori For For Management
2.6 Elect Director Nakasone, Junichi For For Management
2.7 Elect Director Sato, Yujiro For For Management
2.8 Elect Director Kametsu, Katsumi For For Management
2.9 Elect Director Eto, Yoichi For For Management
2.10 Elect Director Hirabayashi, Yoshito For For Management
--------------------------------------------------------------------------------
NICHIREI CORP.
Ticker: 2871 JP Security ID: J49764145
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Murai, Toshiaki For For Management
2.2 Elect Director Otani, Kunio For For Management
2.3 Elect Director Matsuda, Hiroshi For For Management
2.4 Elect Director Taguchi, Takumi For For Management
2.5 Elect Director Kaneko, Yoshifumi For For Management
2.6 Elect Director Okushi, Kenya For For Management
2.7 Elect Director Kawasaki, Junji For For Management
2.8 Elect Director Taniguchi, Mami For For Management
2.9 Elect Director Uzawa, Shizuka For For Management
2.10 Elect Director Wanibuchi, Mieko For For Management
3 Appoint Statutory Auditor Shigeno, For For Management
Yasunari
--------------------------------------------------------------------------------
NV BEKAERT SA
Ticker: BEKB BB Security ID: B6346B111
Meeting Date: MAR 29, 2017 Meeting Type: Special
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
2 Approve Condition Precedent on For For Management
Expiration of Former Repurchase
Authorization
3 Approve Amendment to Matching Plan Re: For Against Management
Granting Matching Shares
--------------------------------------------------------------------------------
NV BEKAERT SA
Ticker: BEKB BB Security ID: B6346B111
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Approve Remuneration Report For Against Management
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.10 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.1 Approve Remuneration of Directors Re: For For Management
Fixed Fees and Attendance Fees
6.2 Approve Remuneration Re: Attendance For For Management
Fees Audit and Finance Committee
Chairman
6.3 Approve Remuneration of Directors Re: For For Management
Attendance Fees Board Committee Members
6.4 Approve Remuneration of Board Chairman For For Management
7 Approve Auditors' Remuneration For For Management
8 Approve Change-of-Control Clauses For For Management
9 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
--------------------------------------------------------------------------------
OPEN HOUSE CO., LTD.
Ticker: 3288 JP Security ID: J3072G101
Meeting Date: DEC 21, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Arai, Masaaki For For Management
2.2 Elect Director Kamata, Kazuhiko For For Management
2.3 Elect Director Imamura, Hitoshi For For Management
2.4 Elect Director Fukuoka, Ryosuke For For Management
2.5 Elect Director Wakatabi, Kotaro For For Management
2.6 Elect Director Adachi, Kunichiro For For Management
2.7 Elect Director Ishimura, Hitoshi For For Management
3.1 Appoint Statutory Auditor Toyama, Yuzo For For Management
3.2 Appoint Statutory Auditor Yoshida, For For Management
Osamu
3.3 Appoint Statutory Auditor Fukushima, For For Management
Yosuke
4 Appoint Alternate Statutory Auditor For For Management
Ido, Kazumi
--------------------------------------------------------------------------------
OUTOKUMPU OYJ
Ticker: OUT1V FH Security ID: X61161109
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.10 Per Share
9 Approve Discharge of Board and For For Management
President
10 Receive Chairman's Review on the None None Management
Remuneration Policy of the Company
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 80,000 for Vice
Chairman, and EUR 60,000 for Other
Directors; Approve Meeting Fees;
Approve Compensation for Committee Work
12 Fix Number of Directors at Eight; For For Management
Reelect Markus Akermann, Roberto
Gualdoni, Kati ter Horst, Heikki
Malinen, Saila Miettinen- Lahde, Jorma
Ollila (Chairman), and Olli Vaartimo
as Directors; Elect Eeva Sipila as New
Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Amend Articles Re: Change Location of For For Management
Registered Office to Helsinki; Venue
of General Meeting; Editorial Changes
Concerning Auditor Qualifications
16 Approve that the Rights Attached to For For Management
Certain Shares Entered in the
Company's Joint Book-Entry Account be
Forfeited by Shareholders
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of up to New 40 For For Management
Million Shares without Preemptive
Rights; Approve Reissuance of 40
Million Treasury Shares without
Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
PAGEGROUP PLC
Ticker: PAGE LN Security ID: G68694119
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect David Lowden as Director For For Management
6 Re-elect Simon Boddie as Director For For Management
7 Re-elect Patrick De Smedt as Director For For Management
8 Re-elect Danuta Gray as Director For For Management
9 Re-elect Steve Ingham as Director For For Management
10 Re-elect Kelvin Stagg as Director For For Management
11 Elect Michelle Healy as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with 14 Business Days' Notice
19 Approve Executive Single Incentive Plan For Against Management
--------------------------------------------------------------------------------
PAREX RESOURCES, INC.
Ticker: PXT CN Security ID: 69946Q104
Meeting Date: MAY 11, 2017 Meeting Type: Annual/Special
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Curtis Bartlett For For Management
2.2 Elect Director Lisa Colnett For For Management
2.3 Elect Director Robert Engbloom For For Management
2.4 Elect Director Wayne Foo For For Management
2.5 Elect Director Bob (G.R.) MacDougall For For Management
2.6 Elect Director Glenn McNamara For For Management
2.7 Elect Director Ron Miller For For Management
2.8 Elect Director David Taylor For For Management
2.9 Elect Director Paul Wright For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Re-approve Stock Option Plan For Against Management
6 Amend Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
PAYSAFE GROUP PLC
Ticker: PAYS LN Security ID: G6963K100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Dennis Jones as Director For For Management
4 Re-elect Joel Leonoff as Director For For Management
5 Re-elect Brian McArthur-Muscroft as For For Management
Director
6 Re-elect Andrew Dark as Director For For Management
7 Re-elect Ian Francis as Director For For Management
8 Re-elect Brahm Gelfand as Director For For Management
9 Re-elect Ian Jenks as Director For For Management
10 Elect Jennifer Allerton as Director For For Management
11 Elect Karen Guerra as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN LN Security ID: G70202109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Nicholas Wrigley as Director For For Management
5 Re-elect Jeffrey Fairburn as Director For For Management
6 Re-elect Michael Killoran as Director For For Management
7 Re-elect David Jenkinson as Director For For Management
8 Re-elect Jonathan Davie as Director For For Management
9 Re-elect Marion Sears as Director For For Management
10 Rachel Kentleton as Director For For Management
11 Re-elect Nigel Mills as Director For For Management
12 Elect Simon Litherland as Director For For Management
13 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
14 Approve Performance Share Plan For For Management
15 Approve Sale of Plot 22 Aykley Woods For For Management
Durham from Persimmon Homes Limited to
Harley Fairburn
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA
Ticker: PGS NO Security ID: R69628114
Meeting Date: DEC 14, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
4 Approve Creation of NOK 40.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights for Subsequent Offering
--------------------------------------------------------------------------------
RUBIS
Ticker: RUI FP Security ID: F7937E106
Meeting Date: JUN 08, 2017 Meeting Type: Annual/Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Reelect Olivier Heckenroth as For For Management
Supervisory Board Member
6 Reelect Christian Moretti as For For Management
Supervisory Board Member
7 Reelect Alexandre Piciotto as For For Management
Supervisory Board Member
8 Non-Binding Vote on Compensation of For For Management
Gilles Gobin, General Manager
9 Non-Binding Vote on Compensation of For For Management
Jacques Riou, General Manager
10 Non-Binding Vote on Compensation of For For Management
Olivier Heckenroth, Chairman of the
Supervisory Board
11 Authorize Repurchase of Up to 0.5 For For Management
Percent of Issued Share Capital
12 Approve Auditors' Special Report on For For Management
Related-Party Transactions
13 Approve 2-for-1 Stock Split For For Management
14 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 15-16, 18-19 and 21 at EUR
35 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.5 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Increase of Up to For For Management
EUR 5.5 Million for Contributions in
Kind
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 5.5
Million
20 Authorize up to 0.3 Percent of Issued For For Management
Capital for Use in Preference Share
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Amend Articles to Reflect Changes in For For Management
Capital
23 Amend Article 9 of Bylaws Re: For For Management
Contribution of General Partner
24 Amend Article 19 of Bylaws Re: For For Management
Approval of General Partner
25 Amend Article 32 of Bylaws Re: For Against Management
Related- Party Transactions
26 Amend Article 34 of Bylaws Re: General For For Management
Meetings
27 Amend Article 36 of Bylaws Re: Agenda For For Management
28 Amend Article 41 of Bylaws Re: Effect For Against Management
of Deliberations
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAAB AB
Ticker: SAABB SS Security ID: W72838118
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 5.25 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members and Deputy For For Management
Members of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.55 Million to
Chairman, SEK 640,000 for Vice
Chairman, and SEK 570,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11a Elect Danica Kragic Jensfelt as For For Management
Director
11b Elect Daniel Nodhall as Director For For Management
11c Elect Erika Soderberg Johnson as For For Management
Director
11d Reelect Hakan Buskhe as Director For For Management
11e Reelect Sten Jakobsson as Director For For Management
11f Reelect Sara Mazur as Director For For Management
11g Reelect Bert Nordberg as Director For For Management
11h Reelect Cecilia Stego Chilo as Director For For Management
11i Reelect Marcus Wallenberg as Director For For Management
11j Reelect Joakim Westh as Director For For Management
11k Reelect Marcus Wallenberg as Board For For Management
Chairman
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13a Approve 2017/2018 Share Matching Plan For Against Management
for All Employees; Approve 2017/2018
Performance Share Program for Key
Employees; Approve Special Projects
2017/2018 Incentive Plan
13b Approve Repurchase of 1.3 Million For Against Management
Shares to Fund LTI 2017/2018
13c Approve Third Party Swap Agreement as For Against Management
Alternative Equity Plan Financing if
13b is Not Approved
14a Authorize Share Repurchase Program For For Management
14b Authorize Reissuance of Repurchased For For Management
Shares
14c Approve Transfer of up to 1.2 million For Against Management
Repurchased Class B Shares for
Previous Year's Incentive Programs
15 Close Meeting None None Management
--------------------------------------------------------------------------------
SIMCORP A/S
Ticker: SIM DC Security ID: K8851Q129
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4a Reelect Jesper Brandgaard as Director For For Management
4b Reelect Peter Schutze as Director For For Management
4c Reelect Herve Couturier as Director For For Management
4d Reelect Simon Jeffreys as Director For For Management
4e Reelect Patrice McDonald as Director For For Management
4f Elect Adam Warby as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve DKK 1 Million Reduction in For For Management
Share Capital via Share Cancellation
6b Approve Creation of DKK 4 Million Pool For For Management
of Capital without Preemptive Rights
6c Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6d Approve Remuneration of Directors in For For Management
the Amount of DKK 625,000 for
Chairman, DKK 375,000 for Vice
Chairman and DKK 250,000 for Regular
Directors; Approve Compensation for
Committee Work
6e Authorize Share Repurchase Program For For Management
7 Other Business None None Management
--------------------------------------------------------------------------------
SIMCORP A/S
Ticker: SIM DC Security ID: K8851Q129
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve DKK 1 Million Reduction in For For Management
Share Capital via Share Cancellation
2 Approve Creation of DKK 4 Million Pool For For Management
of Capital without Preemptive Rights
3 Other Business None None Management
--------------------------------------------------------------------------------
SLEEP COUNTRY CANADA HOLDINGS, INC.
Ticker: ZZZ CN Security ID: 83125J104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen K. Gunn For For Management
1.2 Elect Director Christine Magee For For Management
1.3 Elect Director David Shaw For For Management
1.4 Elect Director Andrew Moor For For Management
1.5 Elect Director John Cassaday For For Management
1.6 Elect Director J. Douglas Bradley For For Management
1.7 Elect Director David Friesema For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
START TODAY CO LTD
Ticker: 3092 JP Security ID: J7665M102
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 16
2 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors
3.1 Elect Director Maezawa, Yusaku For Against Management
3.2 Elect Director Yanagisawa, Koji For For Management
3.3 Elect Director Oishi, Akiko For For Management
3.4 Elect Director Muto, Takanobu For For Management
3.5 Elect Director Okura, Mineki For For Management
3.6 Elect Director Sawada, Kotaro For For Management
3.7 Elect Director Shimizu, Toshiaki For For Management
3.8 Elect Director Ito, Masahiro For For Management
3.9 Elect Director Ono, Koji For For Management
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
SUBSEA 7 S.A.
Ticker: SUBC NO Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: Annual/Special
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Convening Notice in Deviation For Did Not Vote Management
of Article 24 of the Bylaws
2 Receive Board's and Auditor's Reports None None Management
3 Approve Financial Statements For Did Not Vote Management
4 Approve Consolidated Financial For Did Not Vote Management
Statements
5 Approve Allocation of Income For Did Not Vote Management
6 Approve Discharge of Directors For Did Not Vote Management
7 Appoint Ernst & Young as Auditor For Did Not Vote Management
8 Reelect Kristian Siem as Director For Did Not Vote Management
9 Reelect Robert Long as Director For Did Not Vote Management
10 Reelect Dod Fraser as Director For Did Not Vote Management
11 Reelect Allen Stevens as Director For Did Not Vote Management
1 Amend Article 2 Re: Transfer of For Did Not Vote Management
Company's Registered Office
2 Amend Article 5.3 Re: Non-Exercise For Did Not Vote Management
Preemptive Rights
3 Amend Article 5.7-8 Re: Allocation of For Did Not Vote Management
Shares to Company Employees and
Officers
4 Amend Article 12.3 to Reflect For Did Not Vote Management
Luxembourg Legislation Regarding
Signature Requirements for Bond
Certificates
5 Amend Article 15.5 Re: Minimum Quorum For Did Not Vote Management
Requirements in Case of a Conflict of
Interest
6 Amend Article 24.1 Re: Removal of For Did Not Vote Management
Fixed Date and Time for AGM
7 Amend Article 26.7 Re: AGM Convening For Did Not Vote Management
Requirements
8 Update Wording Regarding Company's For Did Not Vote Management
Financial Year
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD.
Ticker: 2382 HK Security ID: G8586D109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Wang Wenjian as Director For For Management
3c Elect Zhang Yuqing as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SWEDISH ORPHAN BIOVITRUM AB
Ticker: SOBI SS Security ID: W95637117
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Receive Board and Committee Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Omission of Dividends
12 Approve Discharge of Board and For For Management
President
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.3 Million for the
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
15a Reelect Hakan Bjorklund as Director For For Management
15b Reelect Annette Clancy as Director For For Management
15c Reelect Matthew Gantz as Director For For Management
15d Reelect Theresa Heggie as Director For For Management
15e Reelect Lennart Johansson as Director For For Management
15f Reelect Helena Saxon as Director For For Management
15g Reelect Hans Schikan as Director For For Management
15h Reelect Hakan Bjorklund as Board For For Management
Chairman
15i Ratify Ernst & Young as Auditors For For Management
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17a Approve Long Term Incentive Program For Against Management
17b Approve Equity Plan Financing For Against Management
17c Approve Alternative Equity Plan For Against Management
Financing
18 Issuance of Maximum 30 Million Shares For For Management
without Preemptive Rights
19 Approve Transfer of Shares in For For Management
Connection with Previous Share Programs
20 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISS LIFE HOLDING
Ticker: SLHN VX Security ID: H8404J162
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 11.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board of Directors For For Management
4.1 Approve Fixed Remuneration of Board of For For Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.4 Million
4.3 Approve Maximum Fixed Remuneration and For For Management
Long-Term Variable Remuneration of
Executive Committee in the Amount of
CHF 13.8 Million
5.1 Reelect Rolf Doerig as Director and For For Management
Board Chairman
5.2 Reelect Gerold Buehrer as Director For For Management
5.3 Reelect Adrienne Fumagalli as Director For For Management
5.4 Reelect Ueli Dietiker as Director For For Management
5.5 Reelect Damir Filipovic as Director For For Management
5.6 Reelect Frank Keuper as Director For For Management
5.7 Reelect Henry Peter as Director For For Management
5.8 Reelect Frank Schnewlin as Director For For Management
5.9 Reelect Franziska Sauber as Director For For Management
5.10 Reelect Klaus Tschuetscher as Director For For Management
5.11 Elect Stefan Loacker as Director For For Management
5.12 Appoint Henry Peter as Member of the For For Management
Compensation Committee
5.13 Appoint Frank Schnewlin as Member of For For Management
the Compensation Committee
5.14 Appoint Franziska Sauber as Member of For For Management
the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TAKEUCHI MFG CO LTD
Ticker: 6432 JP Security ID: J8135G105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Takeuchi, Akio For For Management
2.2 Elect Director Takeuchi, Toshiya For For Management
2.3 Elect Director Yoda, Nobuhiko For For Management
2.4 Elect Director Miyairi, Takeshi For For Management
--------------------------------------------------------------------------------
TELEPERFORMANCE SE
Ticker: RCF FP Security ID: F9120F106
Meeting Date: JUN 23, 2017 Meeting Type: Annual/Special
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
4 Receive Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Non-Binding Vote on Compensation of For Against Management
Daniel Julien, Chairman of the Board
6 Non-Binding Vote on Compensation of For Against Management
Paulo Cesar Salles Vasques, CEO
7 Approve Remuneration Policy of For Against Management
Chairman of the Board
8 Approve Remuneration Policy of CEO For Against Management
9 Reelect Philippe Dominati as Director For For Management
10 Reelect Christobel Selecky as Director For For Management
11 Reelect Angela Maria Sierra-Moreno as For For Management
Director
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 720,000
13 Renew Appointment of Deloitte & For For Management
Associes SA as Auditor
14 Renew Appointment of KPMG Audit IS SAS For For Management
as Auditor
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 142 Million for Bonus
Issue or Increase in Par Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 28 Million
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TEMENOS GROUP AG
Ticker: TEMN SW Security ID: H8547Q107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3 Approve Dividends of CHF 0.55 per For Did Not Vote Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For Did Not Vote Management
Management
5 Approve Creation of CHF 69.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
6.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of USD 7.4 Million
6.2 Approve Remuneration of Executive For Did Not Vote Management
Committee in the Amount of USD 18.5
Million
7.1 Elect Peter Spenser as Director For Did Not Vote Management
7.2.1 Reelect Andreas Andreades as Director For Did Not Vote Management
and Board Chairman
7.2.2 Reelect Sergio Giacoletto-Roggio as For Did Not Vote Management
Director
7.2.3 Reelect George Koukis as Director For Did Not Vote Management
7.2.4 Reelect Ian Cookson as Director For Did Not Vote Management
7.2.5 Reelect Thilbault de Tersant as For Did Not Vote Management
Director
7.2.6 Reelect Erik Hansen as Director For Did Not Vote Management
7.2.7 Reelect Yok Tak Amy Yip as Director For Did Not Vote Management
8.1 Appoint Yok Tak Amy Yip as Member of For Did Not Vote Management
the Compensation Committee
8.2.1 Appoint Sergio Giacoletto-Roggio as For Did Not Vote Management
Member of the Compensation Committee
8.2.2 Appoint Ian Cookson as Member of the For Did Not Vote Management
Compensation Committee
8.2.3 Appoint Erik Hansen as Member of the For Did Not Vote Management
Compensation Committee
9 Designate Perreard de Boccard as For Did Not Vote Management
Independent Proxy
10 Ratify PricewaterhouseCoopers SA as For Did Not Vote Management
Auditors
11 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC
Ticker: BKG LN Security ID: G1191G120
Meeting Date: FEB 23, 2017 Meeting Type: Special
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Policy For For Management
2 Amend 2011 Long Term Incentive Plan For For Management
3 Approve Increase on the Limit to the For For Management
Aggregate Annual Fees Payable to
Non-executive Directors
4 Approve Sale of Plot 6.4.1 and Car For For Management
Parking Space to Sean Ellis
--------------------------------------------------------------------------------
TOKUYAMA CORPORATION
Ticker: 4043 JP Security ID: J86506102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38,082.2 for
Class A Shares, and No Final Dividend
for Ordinary Shares
2 Amend Articles to Remove Provisions on For For Management
Non-Common Shares
3 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Indemnify Directors
4.1 Elect Director Kusunoki, Masao For For Management
4.2 Elect Director Yokota, Hiroshi For For Management
4.3 Elect Director Nakahara, Takeshi For For Management
4.4 Elect Director Adachi, Hideki For For Management
4.5 Elect Director Hamada, Akihiro For For Management
4.6 Elect Director Sugimura, Hideo For For Management
4.7 Elect Director Shimizu, Hisashi For For Management
5.1 Elect Director and Audit Committee For For Management
Member Akutagawa, Masaki
5.2 Elect Director and Audit Committee For For Management
Member Miyamoto, Yoji
5.3 Elect Director and Audit Committee For For Management
Member Kato, Shin
5.4 Elect Director and Audit Committee For Against Management
Member Mizuno, Toshihide
5.5 Elect Director and Audit Committee For For Management
Member Tsuda, Yoshikazu
6 Elect Alternate Director and Audit For For Management
Committee Member Iwasaki, Michiya
7 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
8 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
9 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
10 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES, INC.
Ticker: TXG CN Security ID: 891054603
Meeting Date: JUN 21, 2017 Meeting Type: Annual/Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Terrance MacGibbon For For Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director James Crombie For For Management
1.4 Elect Director Frank Davis For For Management
1.5 Elect Director David Fennell For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director William M. Shaver For For Management
1.8 Elect Director Elizabeth A. Wademan For For Management
1.9 Elect Director Fred Stanford For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TOWA CORPORATION
Ticker: 6315 JP Security ID: J9042T107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Okada, Hirokazu For For Management
1.2 Elect Director Uragami, Hiroshi For For Management
1.3 Elect Director Tamura, Yoshizumi For For Management
1.4 Elect Director Ishida, Koichi For For Management
--------------------------------------------------------------------------------
TSURUHA HOLDINGS, INC.
Ticker: 3391 JP Security ID: J9348C105
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: MAY 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuruha, Tatsuru For For Management
1.2 Elect Director Horikawa, Masashi For For Management
1.3 Elect Director Tsuruha, Jun For For Management
1.4 Elect Director Goto, Teruaki For For Management
1.5 Elect Director Ofune, Masahiro For For Management
1.6 Elect Director Abe, Mitsunobu For For Management
1.7 Elect Director Kijima, Keisuke For For Management
1.8 Elect Director Aoki, Keisei For For Management
1.9 Elect Director Okada, Motoya For For Management
1.10 Elect Director Mitsuhashi, Shinya For For Management
1.11 Elect Director Yamada, Eiji For For Management
2 Appoint External Audit Firm For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ULVAC, INC.
Ticker: 6728 JP Security ID: J94048105
Meeting Date: SEP 29, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Reduce
Directors' Term
3.1 Elect Director Obinata, Hisaharu For For Management
3.2 Elect Director Iwashita, Setsuo For For Management
3.3 Elect Director Fujiyama, Junki For For Management
3.4 Elect Director Odagi, Hideyuki For For Management
3.5 Elect Director Mihayashi, Akira For For Management
3.6 Elect Director Ishida, Kozo For For Management
4 Appoint Alternate Statutory Auditor For For Management
Nonaka, Takao
5 Approve Aggregate Compensation Ceiling For For Management
for Directors
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
UNIBET GROUP PLC
Ticker: UNIB SS Security ID: X9415A119
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name and For For Management
Amendment in Bylaws
--------------------------------------------------------------------------------
UT GROUP CO., LTD.
Ticker: 2146 JP Security ID: J9448B106
Meeting Date: JUN 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wakayama, Yoichi For For Management
1.2 Elect Director Hachimine, Noboru For For Management
1.3 Elect Director Yoshimatsu, Tetsuro For For Management
1.4 Elect Director Otsuka, Kazumasa For Against Management
2 Appoint Statutory Auditor Fukumori, For For Management
Masahito
3 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
and Executive Officers
4 Amend Articles to Separate Chairman of Against For Shareholder
the Board and CEO
5 Amend Articles to Establish Liaison Against Against Shareholder
for Reporting Concerns to the Board of
Statutory Auditors
6 Amend Articles to Mandate Advance Against Against Shareholder
Disclosure of Share Disposal by
Directors
7 Amend Articles to Appoint Legal Against Against Shareholder
Counsel for the Board of Directors
8 Amend Articles to Secure Budget for Against Against Shareholder
Board of Directors to Appoint
Consultants without Approval of
Representative Directors
9 Amend Articles to Mandate Holding of Against Against Shareholder
Meetings Consisting Solely of Outside
Directors
10 Amend Articles to Require Equal Against For Shareholder
Treatment of Non-Votes on Shareholder
and Company Proposals
11 Amend Articles to Increase Number of Against Against Shareholder
Letters Allowed for Shareholder
Proposals to 1000
12 Amend Articles to Add Provisions on Against Against Shareholder
Revlon Duties
13 Amend Articles to Mandate Appointment Against Against Shareholder
of Female Directors and/or Directors
Under 40 Years Old
14 Amend Articles to Establish Special Against Against Shareholder
Investigation Committee Concerning
Linkage between Director Compensation
and Share Value
15 Amend Articles to Add Provisions on Against Against Shareholder
Communications with Shareholders
16 Amend Articles to Disclose Major Against For Shareholder
Official Sanctions on Director and
Statutory Auditor Candidates
17 Amend Articles to Disclose Director Against Against Shareholder
Training Policy
18 Amend Articles to Allow Inclusion of Against Against Shareholder
Shareholder Proposals in Convocation
Notice with the Upper Limit of 100 at
Minimum
19 Amend Articles to Add Provisions on Against Against Shareholder
Communications and Responses between
Shareholders and Directors
20 Amend Articles to Establish Special Against Against Shareholder
Investigation Committee on Attorney
Kazumasa Otsuka's Questionable Actions
21 Remove Director Kazumasa Otsuka from Against Against Shareholder
Office
22 Appoint Shareholder Director Nominee Against Against Shareholder
Lucian Bebchuk in place of Kazumasa
Otsuka
--------------------------------------------------------------------------------
V TECHNOLOGY CO., LTD.
Ticker: 7717 JP Security ID: J9462G106
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify
Provisions on Alternate Statutory
Auditors
3 Elect Director Kanzawa, Yukihiro For For Management
4 Appoint Alternate Statutory Auditor For For Management
Uda,Kenichi
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
VAT GROUP AG
Ticker: VACN SW Security ID: H90508104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends of CHF 4.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Martin Komischke as Director and For For Management
Board Chairman
4.1.2 Reelect Alfred Gantner as Director For For Management
4.1.3 Reelect Ulrich Eckhardt as Director For For Management
4.1.4 Reelect Urs Leinhaeuser as Director For For Management
4.1.5 Reelect Karl Schlegel as Director For For Management
4.1.6 Elect Hermann Gerlinger as Director For For Management
4.2.1 Appoint Martin Komischke as Member of For For Management
the Compensation Committee
4.2.2 Appoint Ulrich Eckhardt as Member of For Against Management
the Compensation Committee
4.2.3 Appoint Karl Schlegel as Member of the For Against Management
Compensation Committee
5 Designate Roger Foehn as Independent For For Management
Proxy
6 Ratify KPMG AG as Auditors For Against Management
7 Amend Articles Re: Variable For For Management
Compensation
8.1 Approve Remuneration Report For For Management
(Non-Binding)
8.2.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 170,000
from Jan. 1, 2017 until the 2017 AGM
8.2.2 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 900,000
for the Period from the 2017 AGM until
the 2018 AGM
8.3.1 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.55 Million for Fiscal 2017
8.3.2 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.55 Million for Fiscal 2018
8.4 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 925,042 for Fiscal
2016
8.5.1 Approve Maximum Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 900,000 for Fiscal
2017
8.5.2 Approve Maximum Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 1.10 Million for
Fiscal 2018
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VESUVIUS PLC
Ticker: VSVS LN Security ID: G9339E105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Re-elect Christer Gardell as Director For For Management
6 Re-elect Hock Goh as Director For For Management
7 Re-elect Jane Hinkley as Director For For Management
8 Re-elect Douglas Hurt as Director For For Management
9 Elect Holly Koeppel as Director For For Management
10 Re-elect John McDonough as Director For For Management
11 Re-elect Francois Wanecq as Director For For Management
12 Re-elect Guy Young as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
=========== Oberweis International Opportunities Institutional Fund ============
888 HOLDINGS PLC
Ticker: 888 LN Security ID: X19526106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Brian Mattingley as Director For For Management
4 Re-elect Itai Frieberger as Director For For Management
5 Re-elect Aviad Kobrine as Director For For Management
6 Re-elect Ron McMillan as Director For For Management
7 Elect Zvika Zivlin as Director For For Management
8 Re-elect Ron McMillan as Independent For For Management
Director (Independent Shareholders
Vote)
9 Elect Zvika Zivlin as Independent For For Management
Director (Independent Shareholders
Vote)
10 Reappoint Ernst and Young LLP and EY For For Management
Limited, Gibraltar as Auditors
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Approve Final Dividend For For Management
13 Approve Additional One-Off Dividend For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
AMS AG
Ticker: AMS GR Security ID: A0400Q115
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.30
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG as Auditors For For Management
7 Approve Cancellation of Capital For For Management
Authorization
8 Approve Creation of EUR 12.7 Million None None Management
Pool of Capital without Preemptive
Rights (Non-Voting)
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 8.4
Million
10 Approve Creation of EUR 8.4 Million For For Management
Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Receive Report on Share Repurchase None None Management
Program and Reissuance of Repurchased
Shares (Non-Voting)
--------------------------------------------------------------------------------
ARISTOCRAT LEISURE LTD.
Ticker: ALL AU Security ID: Q0521T108
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: FEB 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect A Tansey as Director For For Management
2 Elect S Summers Couder as Director For For Management
3 Elect P Ramsey as Director For For Management
4 Elect DCP Banks as Director For For Management
5 Elect K Conlon as Director For For Management
6 Approve the Grant of Performance Share For For Management
Rights to Trevor Croker
7 Approve the Remuneration Report For For Management
8 Approve the Amendment to the Company's For For Management
Constitution
9 Approve the Reinsertion of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
ASAHI INTECC CO. LTD.
Ticker: 7747 JP Security ID: J0279C107
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Amend Provisions on Number
of Directors - Indemnify Directors
3.1 Elect Director Miyata, Masahiko For For Management
3.2 Elect Director Miyata, Kenji For For Management
3.3 Elect Director Kato, Tadakazu For For Management
3.4 Elect Director Yugawa, Ippei For For Management
3.5 Elect Director Terai, Yoshinori For For Management
3.6 Elect Director Matsumoto, Munechika For For Management
3.7 Elect Director Ito, Mizuho For For Management
3.8 Elect Director Ito, Kiyomichi For For Management
3.9 Elect Director Shibazaki, Akinori For For Management
4.1 Elect Director and Audit Committee For For Management
Member Watanabe, Yukiyoshi
4.2 Elect Director and Audit Committee For For Management
Member Sato, Masami
4.3 Elect Director and Audit Committee For For Management
Member Obayashi, Toshiharu
5 Elect Alternate Director and Audit For For Management
Committee Member Tomida, Ryuji
6 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Not Audit
Committee Members
7 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Audit Committee
Members
8 Approve Takeover Defense Plan (Poison For Against Management
Pill)
9 Approve Director Retirement Bonus For For Management
--------------------------------------------------------------------------------
AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA
Ticker: AR4 GR Security ID: D04986101
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.00 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2016
6 Ratify Warth & Klein Grant Thornton AG For For Management
as Auditors for Fiscal 2017
7.1 Elect Bernd Muehlfriedel to the For For Management
Supervisory Board
7.2 Elect Holger Schulze to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
BE SEMICONDUCTOR INDUSTRIES NV
Ticker: BESI NA Security ID: N13107128
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Implementation of Remuneration None None Management
Policy
4 Adopt Financial Statements and For For Management
Statutory Reports
5.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5.b Approve Dividends of EUR 1.74 Per Share For For Management
6.a Approve Discharge of Management Board For For Management
6.b Approve Discharge of Supervisory Board For For Management
7 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Authorize Board to Exclude Preemptive
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LIMITED
Ticker: BESI SP Security ID: Y08809108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Tan Nee Moi Doreen as Director For For Management
5 Elect Lee Sen Choon as Director For For Management
6 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For Against Management
of Shares Under the BWI Performance
Share Scheme
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LIMITED
Ticker: BESI SP Security ID: Y08809108
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Split For For Management
--------------------------------------------------------------------------------
BLUESCOPE STEEL LTD.
Ticker: BSL GR Security ID: Q1415L177
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ewen Crouch as Director For For Management
3b Elect Lloyd Jones as Director For For Management
--------------------------------------------------------------------------------
BOOHOO.COM PLC
Ticker: BOO LN Security ID: G6153P109
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Peter Williams as Director For For Management
4 Re-elect Carol Kane as Director For For Management
5 Re-elect Neil Catto as Director For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Waive Requirement for Mandatory Offer For Against Management
to All Shareholders
--------------------------------------------------------------------------------
BREMBO SPA
Ticker: BRE IM Security ID: T2204N108
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Fix Number of Directors and Duration For For Management
of Their Term
5.2.1 Slate Submitted by NUOVA FOURB Srl None For Shareholder
5.2.2 Elect Nicoletta Giadrossi as Director None For Shareholder
5.3 Elect Alberto Bombassei as Board Chair None For Management
and Matteo Tiraboschi as Vice-Chairman
5.4 Approve Remuneration of Directors For For Management
6.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Did Not Vote Shareholder
6.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
6.2 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
6.3 Approve Internal Auditors' Remuneration For For Management
7 Approve Remuneration Policy For Against Management
8 Proposal for Voluntary Withdrawal of For For Management
Company's Shares from the STAR segment
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
BURFORD CAPITAL LIMITED
Ticker: BUR LN Security ID: G17977102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAY 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Middleton as For For Management
Director
4 Re-elect Charles Parkinson as Director For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Ordinary For For Management
Shares
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
CARGOTEC OYJ
Ticker: CGCBV FH Security ID: X10788101
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.94 Per Class A
Share and EUR 0.95 Per Class B Share
9 Approve Discharge of Board and For For Management
President
10 Amend Articles Re: Minimum and Maximum For For Management
Number of Directors
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 85,000 for Chairman,
EUR 60,000 for Vice Chairman, and EUR
45,000 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Ten For For Management
13 Reelect Kimmo Alkio, Jorma Eloranta, For For Management
Tapio Hakakari, Ilkka Herlin, Peter
Immonen, Kaisa Olkkonen, Teuvo
Salminen and Heikki Soljama as
Directors; Elect Teresa Kemppi-Vasama
and Johanna Lamminen as New Directors
14 Approve Remuneration of Auditors For For Management
15 Fix Number of Auditors at Two For For Management
16 Ratify PricewaterhouseCoopers and Tomi For For Management
Hyrylainen as Auditors
17 Authorize Share Repurchase Program For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG
Ticker: AFX GR Security ID: D14895102
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015/16
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.42 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015/16
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015/16
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2016/17
6 Approve Creation of EUR 12.2 Million For Against Management
Pool of Capital without Preemptive
Rights
7 Approve Affiliation Agreement with For For Management
Subsidiary Carl Zeiss Meditec Asset
Management Verwaltungsgesellschaft mbH
--------------------------------------------------------------------------------
CLINIGEN GROUP PLC
Ticker: CLIN LN Security ID: G2R22L107
Meeting Date: NOV 11, 2016 Meeting Type: Annual
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect John Bacon as Director For For Management
4 Re-elect Shaun Chilton as Director For For Management
5 Re-elect John Hartup as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Capital investment
--------------------------------------------------------------------------------
COCHLEAR LTD.
Ticker: COH AU Security ID: Q25953102
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: OCT 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve the Remuneration Report For For Management
3.1 Elect Yasmin Allen as Director For For Management
3.2 Elect Donal O'Dwyer as Director For Against Management
4.1 Approve the Grant of Securities to For For Management
Chris Smith, Chief Executive Officer &
President of the Company
--------------------------------------------------------------------------------
CONVATEC GROUP PLC
Ticker: CTEC LN Security ID: G23969101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Sir Christopher Gent as Director For For Management
5 Elect Paul Moraviec as Director For For Management
6 Elect Nigel Clerkin as Director For For Management
7 Elect Steve Holliday as Director For For Management
8 Elect Jesper Ovesen as Director For For Management
9 Elect Rick Anderson as Director For For Management
10 Elect Raj Shah as Director For For Management
11 Elect Kasim Kutay as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Scrip Dividend Alternative For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Save As You Earn Scheme For For Management
20 Approve US Employee Share Purchase Plan For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CORPORATE TRAVEL MANAGEMENT LTD.
Ticker: CTD AU Security ID: Q2909K105
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect Tony Bellas as Director For Against Management
3 Elect Robert J. Natter as Director For For Management
4 Elect Laura Ruffles as Director For Against Management
5 Ratify the Past Issuance of Shares to For For Management
Employees
6 Ratify the Past Issuance of Shares to For For Management
the Vendors of Montrose Travel
7 Ratify the Past Issuance of Shares to For For Management
the Vendors Travizon Travel
8 Ratify the Past Issuance of Shares to For For Management
Employees
9 Approve the Share Appreciation Rights None For Management
Plan
10 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
11 Approve the Grant of Share None For Management
Appreciation Rights to Laura Ruffles,
Executive Director of the Company
12 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
D.A.CONSORTIUM HOLDINGS, INC.
Ticker: 6534 JP Security ID: J1146U106
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimada, Masaya For Against Management
1.2 Elect Director Tokuhisa, Akihiko For For Management
1.3 Elect Director Daito, Tatsuya For For Management
1.4 Elect Director Konno, Shunsuke For For Management
1.5 Elect Director Nagai, Atsushi For For Management
1.6 Elect Director Yajima, Hirotake For For Management
1.7 Elect Director Mikami, Masaki For For Management
1.8 Elect Director Nozawa, Naoki For For Management
1.9 Elect Director James Bruce For For Management
1.10 Elect Director Nishimura, Michinari For For Management
1.11 Elect Director Yokoyama, Atsushi For For Management
2 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
3 Approve Deep Discount Stock Option For Against Management
Plan and Stock Option Plan
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC LN Security ID: G2689P101
Meeting Date: JUL 15, 2016 Meeting Type: Annual
Record Date: JUL 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5a Re-elect Tommy Breen as Director For For Management
5b Re-elect Roisin Brennan as Director For For Management
5c Re-elect David Jukes as Director For For Management
5d Re-elect Pamela Kirby as Director For For Management
5e Re-elect Jane Lodge as Director For For Management
5f Elect Cormac McCarthy as Director For For Management
5g Re-elect John Moloney as Director For For Management
5h Re-elect Donal Murphy as Director For For Management
5i Re-elect Fergal O'Dwyer as Director For For Management
5j Re-elect Leslie Van de Walle as For For Management
Director
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Shares For For Management
10 Authorise Reissuance Price Range of For For Management
Treasury Shares
--------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC
Ticker: DLG LN Security ID: G5821P111
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Eamonn O'Hare as Director For For Management
6 Re-elect Christopher Burke as Director For For Management
7 Re-elect Aidan Hughes as Director For For Management
8 Elect Mary Chan as Director For For Management
9 Elect Nicholas Jeffery as Director For For Management
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Connection with
a Rights Issue
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Barclays Bank plc
15 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Goldman Sachs
International
16 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with HSBC Bank plc
17 Authorise the Company to Enter into a For For Management
Contingent Forward Share Purchase
Contract with Merrill Lynch
International
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DOLLARAMA, INC.
Ticker: DOL CN Security ID: 25675T107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Gregory David For For Management
1.3 Elect Director Elisa D. Garcia C. For For Management
1.4 Elect Director Stephen Gunn For For Management
1.5 Elect Director Nicholas Nomicos For For Management
1.6 Elect Director Larry Rossy For For Management
1.7 Elect Director Neil Rossy For For Management
1.8 Elect Director Richard Roy For For Management
1.9 Elect Director Huw Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Requirement For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
DOMINO'S PIZZA ENTERPRISES LTD.
Ticker: DMP AU Security ID: Q32503106
Meeting Date: NOV 07, 2016 Meeting Type: Annual
Record Date: NOV 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None Against Management
2 Elect Paul Burgess Cave as Director For For Management
3 Approve the Renewal of Proportional For For Management
Takeover Provision
--------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE
Ticker: ERF FP Security ID: F3322K104
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Board's Reports For For Management
2 Acknowledge Auditor's Reports For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditor
9 Reelect Patrizia Luchetta as Director For For Management
10 Approve Remuneration of Directors For For Management
11 Acknowledge Information on Repurchase For For Management
Program
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Acknowledge Directors' Special Reports For For Management
Re: Share Repurchase
14 Approve Share Repurchase For For Management
15 Approve Cancellation of Repurchased For For Management
Shares
16 Amend Article 10 to Clarify Legal For Against Management
Framework Re: Form of Shares
17 Amend Article 20 Re: Participation at For For Management
General Meetings
18 Amend Article 12 Re: Double Voting For Against Management
Rights for Long-Term Registered
Shareholders
19 Amend Articles Re: Reflect Changes in For For Management
Luxembourg Company Law
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN AU Security ID: Q3647R147
Meeting Date: NOV 24, 2016 Meeting Type: Annual
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect Colin Johnstone as Director For For Management
3 Approve the Issuance of Performance For For Management
Rights to Jacob (Jake) Klein
4 Approve the Issuance of Retention For Against Management
Rights to Jacob (Jake) Klein
5 Approve the Issuance of Performance For For Management
Rights to Lawrence (Lawrie) Conway
6 Approve the Issuance of Additional For For Management
Performance Rights to Jacob (Jake)
Klein
7 Approve the Issuance of Additional For For Management
Performance Rights to Lawrence
(Lawrie) Conway
8 Approve the Issuance of Share Rights For For Management
to Non-Executive Directors
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN AU Security ID: Q3647R147
Meeting Date: JUN 21, 2017 Meeting Type: Special
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisition of Relevant For For Management
Interest in Evolution Shares
2 Approve the Grant of Performance For Against Management
Rights to Jacob (Jake) Klein
--------------------------------------------------------------------------------
EVOTEC AG
Ticker: EVT GR Security ID: D1646D105
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2017
5 Elect Michael Shalmi to the For For Management
Supervisory Board
6 Approve Creation of EUR 29.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Remuneration System for For Against Management
Management Board Members
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 6
Million Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FEVERTREE DRINKS PLC
Ticker: FEVR LN Security ID: G33929103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Adams as Director For For Management
4 Re-elect Andrew Branchflower as For For Management
Director
5 Reappoint BDO LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA S.A.
Ticker: GAM SM Security ID: E54667113
Meeting Date: OCT 24, 2016 Meeting Type: Special
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Merger by Absorption
of Siemens Wind Power Parent and
Related Proposals
2.1 Amend Articles Re: Audit Committee For For Management
2.2 Approve Restated Articles of For For Management
Association
3 Approve Special Cash Dividend of EUR 3. For For Management
6 per Share
4.1 Fix Number of Directors at 13 For For Management
4.2 Elect Rosa Maria Garcia Garcia as For For Management
Director
4.3 Elect Mariel von Schumann as Director For For Management
4.4 Elect Lisa Davis as Director For For Management
4.5 Elect Klaus Helmrich as Director For For Management
4.6 Elect Ralf Thomas as Director For For Management
4.7 Elect Klaus Rosenfeld as Director For For Management
4.8 Elect Swantje Conrad as Director For For Management
5 Ratify Appointment of and Elect For For Management
Gerardo Codes Calatrava as Director
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GEN DC Security ID: K3967W102
Meeting Date: MAR 28, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income For For Management
4a Reelect Mats Pettersson as Director For For Management
4b Reelect Anders Gersel Pedersen as For For Management
Director
4c Reelect Pernille Erenbjerg as Director For For Management
4d Reelect Paolo Paoletti as Director For For Management
4e Elect Rolf Hoffmann as New Director For For Management
4f Elect Deirdre P. Connelly as New For For Management
Director
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 800,000 for Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
6c Authorize Board to Issue Up to 500,000 For Against Management
Warrants to Employees; Approve
Creation of DKK 500,000 Pool of
Conditional Capital to Guarantee
Conversion Rights
6d Amend Articles Re: Company For For Management
Announcements in English Only
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GKN PLC
Ticker: GKN LN Security ID: G39004232
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Mike Turner as Director For For Management
4 Re-elect Nigel Stein as Director For For Management
5 Re-elect Adam Walker as Director For For Management
6 Re-elect Kevin Cummings as Director For For Management
7 Re-elect Phil Swash as Director For For Management
8 Re-elect Angus Cockburn as Director For For Management
9 Re-elect Tufan Erginbilgic as Director For For Management
10 Re-elect Shonaid Jemmett-Page as For For Management
Director
11 Re-elect Richard Parry-Jones as For For Management
Director
12 Elect Anne Stevens as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Sustainable Earnings Plan 2012 For For Management
24 Approve Sharesave Plan For For Management
25 Approve Share Incentive Plan For For Management
26 Establish International Share Plans For For Management
--------------------------------------------------------------------------------
GRAND CITY PROPERTIES SA
Ticker: GYC GR Security ID: L4459Y100
Meeting Date: AUG 09, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Increase Authorized For Against Management
Share Capital to up to EUR 40 million
2 Receive and Approve Directors' Special For Against Management
Report
3 Approve Authorization to Issue Shares For Against Management
and Exclude Preemptive Rights Re: Item
1
4 Amend Articles to Reflect Changes in For Against Management
Capital
--------------------------------------------------------------------------------
GVC HOLDINGS PLC
Ticker: GVC GR Security ID: G427A6103
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: JUN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Ratify Grant Thornton UK LLP as For For Management
Auditors and Authorise Their
Remuneration
5 Elect Paul Miles as Director For For Management
6 Elect Will Whitehorn as Director For For Management
7 Re-elect Kenneth Alexander as Director For For Management
8 Re-elect Karl Diacono as Director For For Management
9 Re-elect Lee Feldman as Director For For Management
10 Re-elect Peter Isola as Director For For Management
11 Re-elect Stephen Morana as Director For For Management
12 Re-elect Norbert Teufelberger as For For Management
Director
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
H-ONE CO. LTD.
Ticker: 5989 JP Security ID: J23046105
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Kaneda, Atsushi For For Management
2.2 Elect Director Kobayashi, Akihisa For For Management
2.3 Elect Director Ota, Kiyofumi For For Management
2.4 Elect Director Endo, Eitaro For For Management
2.5 Elect Director Tajima, Hiroaki For For Management
2.6 Elect Director Maruyama, Keiichiro For For Management
2.7 Elect Director Todokoro, Kunihiro For For Management
3 Appoint Alternate Statutory Auditor For For Management
Murakami, Hiroki
--------------------------------------------------------------------------------
HAYS PLC
Ticker: HAS LN Security ID: G4361D109
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Alan Thomson as Director For For Management
5 Re-elect Alistair Cox as Director For For Management
6 Re-elect Paul Venables as Director For For Management
7 Re-elect Paul Harrison as Director For For Management
8 Re-elect Victoria Jarman as Director For For Management
9 Re-elect Torsten Kreindl as Director For For Management
10 Re-elect Pippa Wicks as Director For For Management
11 Re-elect Peter Williams as Director For For Management
12 Elect Mary Rainey as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve Deferred Annual Bonus Plan For For Management
21 Approve US Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
HAZAMA ANDO CORP.
Ticker: 1719 JP Security ID: J1912N104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Ono, Toshio For For Management
2.2 Elect Director Nomura, Toshiaki For For Management
2.3 Elect Director Kaneko, Haruyuki For For Management
2.4 Elect Director Kojima, Hidekazu For For Management
2.5 Elect Director Fukutomi, Masato For For Management
2.6 Elect Director Ikegami, Toru For For Management
2.7 Elect Director Hosobuchi, Hideo For For Management
2.8 Elect Director Miyamori, Shinya For For Management
2.9 Elect Director Fujita, Yuzuru For For Management
2.10 Elect Director Fujita, Masami For For Management
2.11 Elect Director Kitagawa, Mariko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Hiramatsu, Takemi
--------------------------------------------------------------------------------
HIRATA CORP.
Ticker: 6258 JP Security ID: J21043104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Hirata, Yuichiro For For Management
2.2 Elect Director Tachibana, Katsuyoshi For For Management
2.3 Elect Director Tanaka, Toshiharu For For Management
2.4 Elect Director Yasutaka, Junichiro For For Management
2.5 Elect Director Fujiwara, Itsuo For For Management
2.6 Elect Director Hiraga, Yasuhide For For Management
2.7 Elect Director Hongo, Hitoki For For Management
2.8 Elect Director Kuroda, Kenji For For Management
2.9 Elect Director Ichihara, Yuichi For For Management
2.10 Elect Director Hirata, Shojiro For For Management
2.11 Elect Director Sasabe, Hiroyuki For For Management
2.12 Elect Director Narusawa, Takashi For For Management
3 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQB SS Security ID: W4235G116
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Report
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 1.95 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.8 Million to
Chairman and SEK 525,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees;
Approve Remuneration of Auditors
11a Reelect Tom Johnstone as Director For Against Management
11b Reelect Ulla Litzen as Director For For Management
11c Reelect Katarina Martinson as Director For Against Management
11d Reelect Bertrand Neuschwander as For For Management
Director
11e Reelect Daniel Nodhall as Director For Against Management
11f Reelect Lars Pettersson as Director For Against Management
11g Reelect Kai Warn as Director For For Management
11h Elect Christine Robins as New Director For For Management
11i Appoint Tom Johnstone as Board Chairman For Against Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Approve 2016 Share Matching and For Against Management
Performance Share Plan for Key
Employees
14a Authorize Reissuance of Issued Share For Against Management
Capital to Hedge Company's Obligations
under Incentive Programs
14b Approve Equity Swap Arrangement to For Against Management
Cover Obligations Under LTI 2015
15 Approve Issuance of 57.6 Million For For Management
Shares without Preemptive Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC
Ticker: IGG LN Security ID: G4753Q106
Meeting Date: SEP 21, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andy Green as Director For For Management
5 Re-elect Peter Hetherington as Director For For Management
6 Re-elect June Felix as Director For For Management
7 Re-elect Stephen Hill as Director For For Management
8 Re-elect Malcom Le May as Director For For Management
9 Re-elect Jim Newman as Director For For Management
10 Re-elect Sam Tymms as Director For For Management
11 Elect Paul Mainwaring as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
IPSEN
Ticker: IPN FP Security ID: F5362H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual/Special
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.85 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Agreement and For Against Management
Additional Pension Scheme Agreement
with Marc de Garidel, Chairman
6 Approve Severance Agreement and For Against Management
Additional Pension Scheme Agreement
with David Meek, CEO
7 Renew Appointment of KPMG SA as Auditor For For Management
8 Elect Margaret Liu as Director For For Management
9 Elect Carol Stuckley as Director For For Management
10 Elect David Meek as Director For For Management
11 Reelect Antoine Flochel as Director For Against Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.2 Million
13 Non-Binding Vote on Compensation of For Against Management
Christel Bories, Vice-CEO until March
13, 2016
14 Non-Binding Vote on Compensation of For Against Management
Marc de Garidel, Chairman and CEO
until July 18, 2016 and Chairman since
this date
15 Approve Remuneration Policy of Chairman For For Management
16 Non-Binding Vote on Compensation of For Against Management
David Meek, CEO since July 18, 2016
17 Approve Remuneration Policy of CEO For Against Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
of up to 20 Percent of Issued Share
Capital for Bonus Issue or Increase in
Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Share Capital
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
23 Approve Issuance of up to 10 Percent For For Management
of Issued Capital Per Year for a
Private Placement
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above, under Items 21-23
25 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Amend Article 4, 19 and 20 of Bylaws For For Management
to Comply with New Regulation Re:
Headquarters, Corporate Officers
Compensation and Auditors
29 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
IPSOS
Ticker: IPS FP Security ID: F5310M109
Meeting Date: DEC 29, 2016 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between LT For For Management
Participations and the Company
2 Pursuant to Approval of Item 1, Issue For For Management
8.88 Million Shares in Connection with
Acquisition of LT Participations
3 Authorize Decrease in Share Capital For For Management
via Cancellation of Shares Previously
Held by LT Participations
4 Approve Allocation of Merger Premium For For Management
5 Acknowledge the Completion of the For For Management
Merger and the Dissolution without
Liquidation of LT Participations
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 JP Security ID: J25022104
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42.5
2 Approve Accounting Transfers For For Management
3.1 Elect Director Kikuchi, Satoshi For For Management
3.2 Elect Director Matsushima, Toru For For Management
3.3 Elect Director Matsuzawa, Masaaki For For Management
3.4 Elect Director Okubo, Tadataka For For Management
3.5 Elect Director Susaki, Takahiro For For Management
3.6 Elect Director Nakamori, Makiko For For Management
3.7 Elect Director Obi, Toshio For For Management
3.8 Elect Director Shingu, Tatsushi For For Management
3.9 Elect Director Yamaguchi, Tadayoshi For For Management
4 Appoint Statutory Auditor Ishimaru, For Against Management
Shintaro
5 Appoint Alternate Statutory Auditor For For Management
Tanimoto, Seiji
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN CN Security ID: 46579R104
Meeting Date: JUN 28, 2017 Meeting Type: Annual/Special
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Ian D. Cockerill For For Management
2.3 Elect Director Markus Faber For For Management
2.4 Elect Director William B. Hayden For For Management
2.5 Elect Director Oyvind Hushovd For For Management
2.6 Elect Director Livia Mahler For For Management
2.7 Elect Director Peter G. Meredith For For Management
2.8 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Equity Incentive Plan For Against Management
5 Approve Deferred Share Unit Plan For Against Management
--------------------------------------------------------------------------------
JD SPORTS FASHION PLC
Ticker: JD/ LN Security ID: G5074C114
Meeting Date: NOV 24, 2016 Meeting Type: Special
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Sub-Division For For Management
--------------------------------------------------------------------------------
JD SPORTS FASHION PLC
Ticker: JD/ LN Security ID: G5144Y112
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: JUN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Peter Cowgill as Director For Against Management
6 Re-elect Brian Small as Director For For Management
7 Re-elect Andrew Leslie as Director For For Management
8 Re-elect Martin Davies as Director For For Management
9 Re-elect Heather Jackson as Director For For Management
10 Re-elect Andrew Rubin as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JUST EAT PLC
Ticker: JE/ LN Security ID: G5215U106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect John Hughes as Director For For Management
4 Re-elect David Buttress as Director For For Management
5 Re-elect Gwyn Burr as Director For For Management
6 Re-elect Frederic Coorevits as Director For For Management
7 Re-elect Andrew Griffith as Director For For Management
8 Re-elect Diego Oliva as Director For For Management
9 Elect Paul Harrison as Director For For Management
10 Elect Roisin Donnelly as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LTD.
Ticker: 1888 JP Security ID: G5257K107
Meeting Date: MAY 29, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3A Elect Cheung Kwok Wa as Director For For Management
3B Elect Cheung Ka Ho as Director For For Management
3C Elect Liu Min as Director For For Management
3D Elect Leung Tai Chi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KSP ID Security ID: G52654103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Re-elect Eugene Murtagh as Director For For Management
4b Re-elect Gene Murtagh as Director For For Management
4c Re-elect Geoff Doherty as Director For For Management
4d Re-elect Russell Shiels as Director For For Management
4e Re-elect Peter Wilson as Director For For Management
4f Re-elect Gilbert McCarthy as Director For For Management
4g Re-elect Helen Kirkpatrick as Director For For Management
4h Re-elect Linda Hickey as Director For For Management
4i Re-elect Michael Cawley as Director For For Management
4j Re-elect John Cronin as Director For For Management
4k Re-elect Bruce McLennan as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Approve Increase in Authorised Share For For Management
Capital and Amend Memorandum of
Association and Articles of Association
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance of Treasury Shares For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For Against Management
--------------------------------------------------------------------------------
KONECRANES PLC
Ticker: KCR FH Security ID: X4550J108
Meeting Date: SEP 15, 2016 Meeting Type: Special
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Acquisition of Material For For Management
Handling & Port Solutions from Terex
Corporation; Amend Articles of
Association; Approve Issuance of
Shares for Payment of Acquisition
7a Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors
7b Approve Additional Remuneration for None For Shareholder
the Board of Directors
8 Fix Number of Directors at Eight For For Management
(Conditional on the Approval of
Acquisition under Item 6: Fix Numbers
of Directors at 10)
9 Elect Two New Directors For For Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
KONECRANES PLC
Ticker: KCR FH Security ID: X4550J108
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Meeting Fees
11 Fix Number of Directors at Eight For For Management
12 Reelect Ole Johansson, Janina Kugel, For For Management
Bertel Langenskiold, Ulf Liljedahl,
Malin Persson, and Christop Vitzthum
as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 6 Million For For Management
Class A Shares without Preemptive
Rights
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Transfer of up to 500,000 For For Management
Class A Shares in Connection to Share
Saving Plans for Entitled Participants
19 Approve Charitable Donations For For Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
KUSURI NO AOKI CO LTD
Ticker: 3398 JP Security ID: J37523107
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: MAY 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6.25
2 Approve Share Exchange Agreement with For For Management
KUSURI NO AOKI HOLDINGS CO., LTD.
3.1 Elect Director Aoki, Keisei For For Management
3.2 Elect Director Aoki, Yasutoshi For For Management
3.3 Elect Director Aoki, Hironori For For Management
3.4 Elect Director Yahata, Ryoichi For For Management
3.5 Elect Director Yoshino, Kunihiko For For Management
3.6 Elect Director Tsuruha, Tatsuru For For Management
3.7 Elect Director Okada, Motoya For For Management
4 Appoint Statutory Auditor Hirota, Kazuo For For Management
5 Appoint Alternate Statutory Auditor For For Management
Morioka, Shinichi
6 Approve Director and Statutory Auditor For Against Management
Retirement Bonus
--------------------------------------------------------------------------------
LION CORP.
Ticker: 4912 JP Security ID: J38933107
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Director Titles - Indemnify Directors
- Indemnify Statutory Auditors
2.1 Elect Director Hama, Itsuo For For Management
2.2 Elect Director Watari, Yuji For For Management
2.3 Elect Director Kikukawa, Masazumi For For Management
2.4 Elect Director Kobayashi, Kenjiro For For Management
2.5 Elect Director Kakui, Toshio For For Management
2.6 Elect Director Sakakibara, Takeo For For Management
2.7 Elect Director Yamada, Hideo For For Management
2.8 Elect Director Uchida, Kazunari For For Management
2.9 Elect Director Shiraishi, Takashi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamaguchi, Takao
4 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation Ceiling for Directors
5 Approve Trust-Type Equity Compensation For For Management
Plan
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN SW Security ID: H50430232
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Appropriation Of Retained Earnings For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Edouard Bugnion For For Management
6B Elect Director Bracken Darrell For For Management
6C Elect Director Sally Davis For For Management
6D Elect Director Guerrino De Luca For For Management
6E Elect Director Sue Gove For For Management
6F Elect Director Didier Hirsch For For Management
6G Elect Director Neil Hunt For For Management
6H Elect Director Dimitri Panayotopoulos For For Management
6I Elect Director Lung Yeh For For Management
6J Elect Director Patrick Aebischer For For Management
7 Elect Guerrino De Luca as Board For For Management
Chairman
8A Appoint Sally Davis as Member of the For For Management
Compensation Committee
8B Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8C Appoint Dimitri Panayotopoulos as For For Management
Member of the Compensation Committee
8D Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Executive For For Management
Committee in the Amount of USD
20,200,000
11 Ratify KPMG AG as Auditors For For Management
12 Designate Beatrice Ehlers as For For Management
Independent Proxy
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
MABUCHI MOTOR CO. LTD.
Ticker: 6592 JP Security ID: J39186101
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 76
2.1 Elect Director Okoshi, Hiro For For Management
2.2 Elect Director Itokawa, Masato For For Management
2.3 Elect Director Takahashi, Tadashi For For Management
2.4 Elect Director Katayama, Hirotaro For For Management
2.5 Elect Director Iyoda, Tadahito For For Management
2.6 Elect Director Uenishi, Eiji For For Management
2.7 Elect Director Hashimoto, Ichiro For For Management
2.8 Elect Director Mitarai, Naoki For For Management
--------------------------------------------------------------------------------
MAPLE LEAF FOODS, INC.
Ticker: MFI CN Security ID: 564905107
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Aziz For For Management
1.2 Elect Director W. Geoffrey Beattie For For Management
1.3 Elect Director Ronald G. Close For For Management
1.4 Elect Director David L. Emerson For For Management
1.5 Elect Director Jean M. Fraser For For Management
1.6 Elect Director John A. Lederer For For Management
1.7 Elect Director Michael H. McCain For For Management
1.8 Elect Director James P. Olson For For Management
1.9 Elect Director Carol M. Stephenson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MEGMILK SNOW BRAND CO., LTD.
Ticker: 2270 JP Security ID: J41966102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishio, Keiji For For Management
1.2 Elect Director Namba, Takao For For Management
1.3 Elect Director Ishida, Takahiro For For Management
1.4 Elect Director Kosaka, Shinya For For Management
1.5 Elect Director Tsuchioka, Hideaki For For Management
1.6 Elect Director Konishi, Hiroaki For For Management
1.7 Elect Director Shirohata, Katsuyuki For For Management
1.8 Elect Director Koitabashi, Masato For For Management
1.9 Elect Director Motoi, Hideki For For Management
1.10 Elect Director Anan, Hisa For For Management
2.1 Elect Alternate Director and Audit For For Management
Committee Member Omori, Setsuya
2.2 Elect Alternate Director and Audit For For Management
Committee Member Hattori, Akito
3 Appoint Deloitte Touche Tohmatsu LLC For For Management
as New External Audit Firm
--------------------------------------------------------------------------------
MELEXIS
Ticker: MELE BB Security ID: B59283109
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements (Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Report For Against Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration at EUR 42,500
9 Reelect Shiro Baba and Procexcel BVBA, For For Management
Permanently Represented by Jenny
Claes, as Independent Directors
(Bundled) and Approve their
Remuneration
10 Acknowledge Information on Resignation None None Management
of Rudi De Winter as Director
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO LN Security ID: G5973J178
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Christopher Miller as Director For For Management
5 Re-elect David Roper as Director For For Management
6 Re-elect Simon Peckham as Director For For Management
7 Re-elect Geoffrey Martin as Director For For Management
8 Re-elect Justin Dowley as Director For For Management
9 Re-elect Liz Hewitt as Director For For Management
10 Elect David Lis as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO LN Security ID: G5973J178
Meeting Date: MAY 11, 2017 Meeting Type: Special
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Creation of and Grant of For Against Management
Options over the 2017 Incentive Shares
3 Approve Remuneration Policy For Against Management
4 Authorise Off-Market Purchase of For For Management
Ordinary Shares and/or Incentive
Shares and/or Deferred Shares
5 Authorise Off-Market Purchase and For For Management
Cancellation of Deferred Shares
--------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC
Ticker: MCRO LN Security ID: G6117L178
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Authorise the Company to make Deferred For For Management
Bonus Awards and Amend the
Remuneration Policy
5 Approve Additional Share Grants and For For Management
Amend the Remuneration Policy
6 Re-elect Kevin Loosemore as Director For For Management
7 Re-elect Mike Phillips as Director For For Management
8 Re-elect Stephen Murdoch as Director For For Management
9 Elect Nils Brauckmann as Director For For Management
10 Re-elect Karen Slatford as Director For For Management
11 Re-elect Tom Virden as Director For For Management
12 Re-elect Richard Atkins as Director For For Management
13 Elect Steve Schuckenbrock as Director For For Management
14 Elect Amanda Brown as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For Abstain Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MINEBEA MITSUMI, INC.
Ticker: 6479 JP Security ID: J42884130
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Kainuma, Yoshihisa For For Management
2.2 Elect Director Moribe, Shigeru For For Management
2.3 Elect Director Iwaya, Ryozo For For Management
2.4 Elect Director Uchibori, Tamio For For Management
2.5 Elect Director Tsuruta, Tetsuya For For Management
2.6 Elect Director None, Shigeru For For Management
2.7 Elect Director Yoda, Hiromi For For Management
2.8 Elect Director Uehara, Shuji For For Management
2.9 Elect Director Kagami, Michiya For For Management
2.10 Elect Director Aso, Hiroshi For For Management
2.11 Elect Director Murakami, Koshi For For Management
2.12 Elect Director Matsuoka, Takashi For For Management
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: APR 13, 2017 Meeting Type: Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 425 HK Security ID: G6145U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Zhao Feng as Director For For Management
4 Elect Yu Zheng as Director For Against Management
5 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wang Ching
6 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wu Fred Fong
7 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Zhao Feng
8 Approve and Confirm the Terms of For Against Management
Appointment, Including Remuneration,
for Yu Zheng
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MISUMI GROUP, INC.
Ticker: 9962 JP Security ID: J43293109
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9.1
2.1 Elect Director Saegusa, Tadashi For For Management
2.2 Elect Director Ono, Ryusei For For Management
2.3 Elect Director Ikeguchi, Tokuya For For Management
2.4 Elect Director Otokozawa, Ichiro For For Management
2.5 Elect Director Numagami, Tsuyoshi For For Management
2.6 Elect Director Ogi, Takehiko For For Management
2.7 Elect Director Nishimoto, Kosuke For For Management
3.1 Appoint Statutory Auditor Nozue, Juichi For For Management
3.2 Appoint Statutory Auditor Aono, Nanako For For Management
--------------------------------------------------------------------------------
MITSUI MINING & SMELTING CO. LTD.
Ticker: 5706 JP Security ID: J44948107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Connection with
Reverse Stock Split
3 Amend Articles to Amend Business Lines For For Management
- Decrease Authorized Capital - Reduce
Share Trading Unit - Amend Provisions
on Number of Directors - Amend
Provisions on Number of Statutory
Auditors - Indemnify Statutory Auditors
4.1 Elect Director Nishida, Keiji For For Management
4.2 Elect Director No, Takeshi For For Management
4.3 Elect Director Hisaoka, Isshi For For Management
4.4 Elect Director Oshima, Takashi For For Management
4.5 Elect Director Sato, Junya For For Management
4.6 Elect Director Matsunaga, Morio For For Management
5 Approve Alternate Income Allocation, Against Against Shareholder
with a Final Dividend of JPY 20
6 Amend Articles to Mandate Appointment Against For Shareholder
of At Least Two Independent Outside
Directors
7 Amend Articles to Add Provisions on Against Against Shareholder
Communications between Shareholders
and Management or Board of Directors
8 Amend Articles to Disclose Policy Against Against Shareholder
concerning Return-on-Equity Ratio
Target of 8 Percent Stipulated in Ito
Review
--------------------------------------------------------------------------------
MORINAGA & CO., LTD.
Ticker: 2201 JP Security ID: J46367108
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Morinaga, Gota For For Management
3.2 Elect Director Arai, Toru For For Management
3.3 Elect Director Ota, Eijiro For For Management
3.4 Elect Director Hirakue, Takashi For For Management
3.5 Elect Director Uchiyama, Shinichi For For Management
3.6 Elect Director Yamashita, Mitsuhiro For For Management
3.7 Elect Director Nishimiya, Tadashi For For Management
3.8 Elect Director Taima, Yoshifumi For For Management
3.9 Elect Director Fukunaga, Toshiaki For For Management
3.10 Elect Director Miyai, Machiko For For Management
3.11 Elect Director Hirota, Masato For For Management
4 Appoint Statutory Auditor Ito, Naoki For Against Management
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
7 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NEXITY
Ticker: NXI FP Security ID: F6527B126
Meeting Date: JUN 01, 2017 Meeting Type: Annual/Special
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For Against Management
3 Approve Treatment of Losses For For Management
4 Approve Dividends of EUR 2.40 per Share For For Management
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Ratify Appointment of Charles-Henri For For Management
Filippi as Director
8 Reelect Soumia Belaidi Malinbaum as For Against Management
Director
9 Reelect Jacques Veyrat as Director For Against Management
10 Approve Remuneration Policy of Alain For For Management
Dinin, Chairman and CEO
11 Non-Binding Vote on Compensation of For For Management
Alain Dinin, Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Amend Article 15 of Bylaws Re: For For Management
Headquarters
17 Amend Article 15 of Bylaws Re: Power For Against Management
of the Board to amend Bylaws in
accordance with New Regulation
18 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NEXTEER AUTOMOTIVE GROUP LTD.
Ticker: 1316 HK Security ID: G6501M105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhao Guibin as Director For For Management
3a2 Elect Fan Yi as Director For For Management
3a3 Elect Yang Shengqun as Director For For Management
3a4 Elect Liu Jianjun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NH FOODS LTD.
Ticker: 2282 JP Security ID: J4929Q102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
2.1 Elect Director Suezawa, Juichi For For Management
2.2 Elect Director Hata, Yoshihide For For Management
2.3 Elect Director Shinohara, Kazunori For For Management
2.4 Elect Director Kawamura, Koji For For Management
2.5 Elect Director Okoso, Hiroji For For Management
2.6 Elect Director Inoue, Katsumi For For Management
2.7 Elect Director Kito, Tetsuhiro For For Management
2.8 Elect Director Takamatsu, Hajime For For Management
2.9 Elect Director Katayama, Toshiko For For Management
2.10 Elect Director Taka, Iwao For For Management
--------------------------------------------------------------------------------
NICHIAS CORP.
Ticker: 5393 JP Security ID: J49205107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Takei, Toshiyuki For For Management
2.2 Elect Director Tomita, Masayuki For For Management
2.3 Elect Director Koide, Satoru For For Management
2.4 Elect Director Yonezawa, Shoichi For For Management
2.5 Elect Director Nakata, Kiminori For For Management
2.6 Elect Director Nakasone, Junichi For For Management
2.7 Elect Director Sato, Yujiro For For Management
2.8 Elect Director Kametsu, Katsumi For For Management
2.9 Elect Director Eto, Yoichi For For Management
2.10 Elect Director Hirabayashi, Yoshito For For Management
--------------------------------------------------------------------------------
NICHIREI CORP.
Ticker: 2871 JP Security ID: J49764145
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Murai, Toshiaki For For Management
2.2 Elect Director Otani, Kunio For For Management
2.3 Elect Director Matsuda, Hiroshi For For Management
2.4 Elect Director Taguchi, Takumi For For Management
2.5 Elect Director Kaneko, Yoshifumi For For Management
2.6 Elect Director Okushi, Kenya For For Management
2.7 Elect Director Kawasaki, Junji For For Management
2.8 Elect Director Taniguchi, Mami For For Management
2.9 Elect Director Uzawa, Shizuka For For Management
2.10 Elect Director Wanibuchi, Mieko For For Management
3 Appoint Statutory Auditor Shigeno, For For Management
Yasunari
--------------------------------------------------------------------------------
NV BEKAERT SA
Ticker: BEKB BB Security ID: B6346B111
Meeting Date: MAR 29, 2017 Meeting Type: Special
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
2 Approve Condition Precedent on For For Management
Expiration of Former Repurchase
Authorization
3 Approve Amendment to Matching Plan Re: For Against Management
Granting Matching Shares
--------------------------------------------------------------------------------
NV BEKAERT SA
Ticker: BEKB BB Security ID: B6346B111
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Approve Remuneration Report For Against Management
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.10 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.1 Approve Remuneration of Directors Re: For For Management
Fixed Fees and Attendance Fees
6.2 Approve Remuneration Re: Attendance For For Management
Fees Audit and Finance Committee
Chairman
6.3 Approve Remuneration of Directors Re: For For Management
Attendance Fees Board Committee Members
6.4 Approve Remuneration of Board Chairman For For Management
7 Approve Auditors' Remuneration For For Management
8 Approve Change-of-Control Clauses For For Management
9 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
--------------------------------------------------------------------------------
OPEN HOUSE CO., LTD.
Ticker: 3288 JP Security ID: J3072G101
Meeting Date: DEC 21, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Arai, Masaaki For For Management
2.2 Elect Director Kamata, Kazuhiko For For Management
2.3 Elect Director Imamura, Hitoshi For For Management
2.4 Elect Director Fukuoka, Ryosuke For For Management
2.5 Elect Director Wakatabi, Kotaro For For Management
2.6 Elect Director Adachi, Kunichiro For For Management
2.7 Elect Director Ishimura, Hitoshi For For Management
3.1 Appoint Statutory Auditor Toyama, Yuzo For For Management
3.2 Appoint Statutory Auditor Yoshida, For For Management
Osamu
3.3 Appoint Statutory Auditor Fukushima, For For Management
Yosuke
4 Appoint Alternate Statutory Auditor For For Management
Ido, Kazumi
--------------------------------------------------------------------------------
OUTOKUMPU OYJ
Ticker: OUT1V FH Security ID: X61161109
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.10 Per Share
9 Approve Discharge of Board and For For Management
President
10 Receive Chairman's Review on the None None Management
Remuneration Policy of the Company
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 80,000 for Vice
Chairman, and EUR 60,000 for Other
Directors; Approve Meeting Fees;
Approve Compensation for Committee Work
12 Fix Number of Directors at Eight; For For Management
Reelect Markus Akermann, Roberto
Gualdoni, Kati ter Horst, Heikki
Malinen, Saila Miettinen- Lahde, Jorma
Ollila (Chairman), and Olli Vaartimo
as Directors; Elect Eeva Sipila as New
Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Amend Articles Re: Change Location of For For Management
Registered Office to Helsinki; Venue
of General Meeting; Editorial Changes
Concerning Auditor Qualifications
16 Approve that the Rights Attached to For For Management
Certain Shares Entered in the
Company's Joint Book-Entry Account be
Forfeited by Shareholders
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of up to New 40 For For Management
Million Shares without Preemptive
Rights; Approve Reissuance of 40
Million Treasury Shares without
Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
PAGEGROUP PLC
Ticker: PAGE LN Security ID: G68694119
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect David Lowden as Director For For Management
6 Re-elect Simon Boddie as Director For For Management
7 Re-elect Patrick De Smedt as Director For For Management
8 Re-elect Danuta Gray as Director For For Management
9 Re-elect Steve Ingham as Director For For Management
10 Re-elect Kelvin Stagg as Director For For Management
11 Elect Michelle Healy as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with 14 Business Days' Notice
19 Approve Executive Single Incentive Plan For Against Management
--------------------------------------------------------------------------------
PAREX RESOURCES, INC.
Ticker: PXT CN Security ID: 69946Q104
Meeting Date: MAY 11, 2017 Meeting Type: Annual/Special
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Curtis Bartlett For For Management
2.2 Elect Director Lisa Colnett For For Management
2.3 Elect Director Robert Engbloom For For Management
2.4 Elect Director Wayne Foo For For Management
2.5 Elect Director Bob (G.R.) MacDougall For For Management
2.6 Elect Director Glenn McNamara For For Management
2.7 Elect Director Ron Miller For For Management
2.8 Elect Director David Taylor For For Management
2.9 Elect Director Paul Wright For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Re-approve Stock Option Plan For Against Management
6 Amend Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
PAYSAFE GROUP PLC
Ticker: PAYS LN Security ID: G6963K100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Dennis Jones as Director For For Management
4 Re-elect Joel Leonoff as Director For For Management
5 Re-elect Brian McArthur-Muscroft as For For Management
Director
6 Re-elect Andrew Dark as Director For For Management
7 Re-elect Ian Francis as Director For For Management
8 Re-elect Brahm Gelfand as Director For For Management
9 Re-elect Ian Jenks as Director For For Management
10 Elect Jennifer Allerton as Director For For Management
11 Elect Karen Guerra as Director For For Management
12 Appoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN LN Security ID: G70202109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Nicholas Wrigley as Director For For Management
5 Re-elect Jeffrey Fairburn as Director For For Management
6 Re-elect Michael Killoran as Director For For Management
7 Re-elect David Jenkinson as Director For For Management
8 Re-elect Jonathan Davie as Director For For Management
9 Re-elect Marion Sears as Director For For Management
10 Rachel Kentleton as Director For For Management
11 Re-elect Nigel Mills as Director For For Management
12 Elect Simon Litherland as Director For For Management
13 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
14 Approve Performance Share Plan For For Management
15 Approve Sale of Plot 22 Aykley Woods For For Management
Durham from Persimmon Homes Limited to
Harley Fairburn
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA
Ticker: PGS NO Security ID: R69628114
Meeting Date: DEC 14, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
4 Approve Creation of NOK 40.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights for Subsequent Offering
--------------------------------------------------------------------------------
RUBIS
Ticker: RUI FP Security ID: F7937E106
Meeting Date: JUN 08, 2017 Meeting Type: Annual/Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Reelect Olivier Heckenroth as For For Management
Supervisory Board Member
6 Reelect Christian Moretti as For For Management
Supervisory Board Member
7 Reelect Alexandre Piciotto as For For Management
Supervisory Board Member
8 Non-Binding Vote on Compensation of For For Management
Gilles Gobin, General Manager
9 Non-Binding Vote on Compensation of For For Management
Jacques Riou, General Manager
10 Non-Binding Vote on Compensation of For For Management
Olivier Heckenroth, Chairman of the
Supervisory Board
11 Authorize Repurchase of Up to 0.5 For For Management
Percent of Issued Share Capital
12 Approve Auditors' Special Report on For For Management
Related-Party Transactions
13 Approve 2-for-1 Stock Split For For Management
14 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 15-16, 18-19 and 21 at EUR
35 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.5 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Increase of Up to For For Management
EUR 5.5 Million for Contributions in
Kind
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 5.5
Million
20 Authorize up to 0.3 Percent of Issued For For Management
Capital for Use in Preference Share
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Amend Articles to Reflect Changes in For For Management
Capital
23 Amend Article 9 of Bylaws Re: For For Management
Contribution of General Partner
24 Amend Article 19 of Bylaws Re: For For Management
Approval of General Partner
25 Amend Article 32 of Bylaws Re: For Against Management
Related- Party Transactions
26 Amend Article 34 of Bylaws Re: General For For Management
Meetings
27 Amend Article 36 of Bylaws Re: Agenda For For Management
28 Amend Article 41 of Bylaws Re: Effect For Against Management
of Deliberations
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAAB AB
Ticker: SAABB SS Security ID: W72838118
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 5.25 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members and Deputy For For Management
Members of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.55 Million to
Chairman, SEK 640,000 for Vice
Chairman, and SEK 570,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11a Elect Danica Kragic Jensfelt as For For Management
Director
11b Elect Daniel Nodhall as Director For For Management
11c Elect Erika Soderberg Johnson as For For Management
Director
11d Reelect Hakan Buskhe as Director For For Management
11e Reelect Sten Jakobsson as Director For For Management
11f Reelect Sara Mazur as Director For For Management
11g Reelect Bert Nordberg as Director For For Management
11h Reelect Cecilia Stego Chilo as Director For For Management
11i Reelect Marcus Wallenberg as Director For For Management
11j Reelect Joakim Westh as Director For For Management
11k Reelect Marcus Wallenberg as Board For For Management
Chairman
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13a Approve 2017/2018 Share Matching Plan For Against Management
for All Employees; Approve 2017/2018
Performance Share Program for Key
Employees; Approve Special Projects
2017/2018 Incentive Plan
13b Approve Repurchase of 1.3 Million For Against Management
Shares to Fund LTI 2017/2018
13c Approve Third Party Swap Agreement as For Against Management
Alternative Equity Plan Financing if
13b is Not Approved
14a Authorize Share Repurchase Program For For Management
14b Authorize Reissuance of Repurchased For For Management
Shares
14c Approve Transfer of up to 1.2 million For Against Management
Repurchased Class B Shares for
Previous Year's Incentive Programs
15 Close Meeting None None Management
--------------------------------------------------------------------------------
SIMCORP A/S
Ticker: SIM DC Security ID: K8851Q129
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4a Reelect Jesper Brandgaard as Director For For Management
4b Reelect Peter Schutze as Director For For Management
4c Reelect Herve Couturier as Director For For Management
4d Reelect Simon Jeffreys as Director For For Management
4e Reelect Patrice McDonald as Director For For Management
4f Elect Adam Warby as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve DKK 1 Million Reduction in For For Management
Share Capital via Share Cancellation
6b Approve Creation of DKK 4 Million Pool For For Management
of Capital without Preemptive Rights
6c Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
6d Approve Remuneration of Directors in For For Management
the Amount of DKK 625,000 for
Chairman, DKK 375,000 for Vice
Chairman and DKK 250,000 for Regular
Directors; Approve Compensation for
Committee Work
6e Authorize Share Repurchase Program For For Management
7 Other Business None None Management
--------------------------------------------------------------------------------
SIMCORP A/S
Ticker: SIM DC Security ID: K8851Q129
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve DKK 1 Million Reduction in For For Management
Share Capital via Share Cancellation
2 Approve Creation of DKK 4 Million Pool For For Management
of Capital without Preemptive Rights
3 Other Business None None Management
--------------------------------------------------------------------------------
SLEEP COUNTRY CANADA HOLDINGS, INC.
Ticker: ZZZ CN Security ID: 83125J104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen K. Gunn For For Management
1.2 Elect Director Christine Magee For For Management
1.3 Elect Director David Shaw For For Management
1.4 Elect Director Andrew Moor For For Management
1.5 Elect Director John Cassaday For For Management
1.6 Elect Director J. Douglas Bradley For For Management
1.7 Elect Director David Friesema For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
START TODAY CO LTD
Ticker: 3092 JP Security ID: J7665M102
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 16
2 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors
3.1 Elect Director Maezawa, Yusaku For Against Management
3.2 Elect Director Yanagisawa, Koji For For Management
3.3 Elect Director Oishi, Akiko For For Management
3.4 Elect Director Muto, Takanobu For For Management
3.5 Elect Director Okura, Mineki For For Management
3.6 Elect Director Sawada, Kotaro For For Management
3.7 Elect Director Shimizu, Toshiaki For For Management
3.8 Elect Director Ito, Masahiro For For Management
3.9 Elect Director Ono, Koji For For Management
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
SUBSEA 7 S.A.
Ticker: SUBC NO Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: Annual/Special
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Convening Notice in Deviation For Did Not Vote Management
of Article 24 of the Bylaws
2 Receive Board's and Auditor's Reports None None Management
3 Approve Financial Statements For Did Not Vote Management
4 Approve Consolidated Financial For Did Not Vote Management
Statements
5 Approve Allocation of Income For Did Not Vote Management
6 Approve Discharge of Directors For Did Not Vote Management
7 Appoint Ernst & Young as Auditor For Did Not Vote Management
8 Reelect Kristian Siem as Director For Did Not Vote Management
9 Reelect Robert Long as Director For Did Not Vote Management
10 Reelect Dod Fraser as Director For Did Not Vote Management
11 Reelect Allen Stevens as Director For Did Not Vote Management
1 Amend Article 2 Re: Transfer of For Did Not Vote Management
Company's Registered Office
2 Amend Article 5.3 Re: Non-Exercise For Did Not Vote Management
Preemptive Rights
3 Amend Article 5.7-8 Re: Allocation of For Did Not Vote Management
Shares to Company Employees and
Officers
4 Amend Article 12.3 to Reflect For Did Not Vote Management
Luxembourg Legislation Regarding
Signature Requirements for Bond
Certificates
5 Amend Article 15.5 Re: Minimum Quorum For Did Not Vote Management
Requirements in Case of a Conflict of
Interest
6 Amend Article 24.1 Re: Removal of For Did Not Vote Management
Fixed Date and Time for AGM
7 Amend Article 26.7 Re: AGM Convening For Did Not Vote Management
Requirements
8 Update Wording Regarding Company's For Did Not Vote Management
Financial Year
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD.
Ticker: 2382 HK Security ID: G8586D109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Wang Wenjian as Director For For Management
3c Elect Zhang Yuqing as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SWEDISH ORPHAN BIOVITRUM AB
Ticker: SOBI SS Security ID: W95637117
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Receive Board and Committee Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Omission of Dividends
12 Approve Discharge of Board and For For Management
President
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.3 Million for the
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
15a Reelect Hakan Bjorklund as Director For For Management
15b Reelect Annette Clancy as Director For For Management
15c Reelect Matthew Gantz as Director For For Management
15d Reelect Theresa Heggie as Director For For Management
15e Reelect Lennart Johansson as Director For For Management
15f Reelect Helena Saxon as Director For For Management
15g Reelect Hans Schikan as Director For For Management
15h Reelect Hakan Bjorklund as Board For For Management
Chairman
15i Ratify Ernst & Young as Auditors For For Management
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17a Approve Long Term Incentive Program For Against Management
17b Approve Equity Plan Financing For Against Management
17c Approve Alternative Equity Plan For Against Management
Financing
18 Issuance of Maximum 30 Million Shares For For Management
without Preemptive Rights
19 Approve Transfer of Shares in For For Management
Connection with Previous Share Programs
20 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISS LIFE HOLDING
Ticker: SLHN VX Security ID: H8404J162
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 11.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board of Directors For For Management
4.1 Approve Fixed Remuneration of Board of For For Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.4 Million
4.3 Approve Maximum Fixed Remuneration and For For Management
Long-Term Variable Remuneration of
Executive Committee in the Amount of
CHF 13.8 Million
5.1 Reelect Rolf Doerig as Director and For For Management
Board Chairman
5.2 Reelect Gerold Buehrer as Director For For Management
5.3 Reelect Adrienne Fumagalli as Director For For Management
5.4 Reelect Ueli Dietiker as Director For For Management
5.5 Reelect Damir Filipovic as Director For For Management
5.6 Reelect Frank Keuper as Director For For Management
5.7 Reelect Henry Peter as Director For For Management
5.8 Reelect Frank Schnewlin as Director For For Management
5.9 Reelect Franziska Sauber as Director For For Management
5.10 Reelect Klaus Tschuetscher as Director For For Management
5.11 Elect Stefan Loacker as Director For For Management
5.12 Appoint Henry Peter as Member of the For For Management
Compensation Committee
5.13 Appoint Frank Schnewlin as Member of For For Management
the Compensation Committee
5.14 Appoint Franziska Sauber as Member of For For Management
the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TAKEUCHI MFG CO LTD
Ticker: 6432 JP Security ID: J8135G105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Takeuchi, Akio For For Management
2.2 Elect Director Takeuchi, Toshiya For For Management
2.3 Elect Director Yoda, Nobuhiko For For Management
2.4 Elect Director Miyairi, Takeshi For For Management
--------------------------------------------------------------------------------
TELEPERFORMANCE SE
Ticker: RCF FP Security ID: F9120F106
Meeting Date: JUN 23, 2017 Meeting Type: Annual/Special
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
4 Receive Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Non-Binding Vote on Compensation of For Against Management
Daniel Julien, Chairman of the Board
6 Non-Binding Vote on Compensation of For Against Management
Paulo Cesar Salles Vasques, CEO
7 Approve Remuneration Policy of For Against Management
Chairman of the Board
8 Approve Remuneration Policy of CEO For Against Management
9 Reelect Philippe Dominati as Director For For Management
10 Reelect Christobel Selecky as Director For For Management
11 Reelect Angela Maria Sierra-Moreno as For For Management
Director
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 720,000
13 Renew Appointment of Deloitte & For For Management
Associes SA as Auditor
14 Renew Appointment of KPMG Audit IS SAS For For Management
as Auditor
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 142 Million for Bonus
Issue or Increase in Par Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 28 Million
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TEMENOS GROUP AG
Ticker: TEMN SW Security ID: H8547Q107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3 Approve Dividends of CHF 0.55 per For Did Not Vote Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For Did Not Vote Management
Management
5 Approve Creation of CHF 69.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
6.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of USD 7.4 Million
6.2 Approve Remuneration of Executive For Did Not Vote Management
Committee in the Amount of USD 18.5
Million
7.1 Elect Peter Spenser as Director For Did Not Vote Management
7.2.1 Reelect Andreas Andreades as Director For Did Not Vote Management
and Board Chairman
7.2.2 Reelect Sergio Giacoletto-Roggio as For Did Not Vote Management
Director
7.2.3 Reelect George Koukis as Director For Did Not Vote Management
7.2.4 Reelect Ian Cookson as Director For Did Not Vote Management
7.2.5 Reelect Thilbault de Tersant as For Did Not Vote Management
Director
7.2.6 Reelect Erik Hansen as Director For Did Not Vote Management
7.2.7 Reelect Yok Tak Amy Yip as Director For Did Not Vote Management
8.1 Appoint Yok Tak Amy Yip as Member of For Did Not Vote Management
the Compensation Committee
8.2.1 Appoint Sergio Giacoletto-Roggio as For Did Not Vote Management
Member of the Compensation Committee
8.2.2 Appoint Ian Cookson as Member of the For Did Not Vote Management
Compensation Committee
8.2.3 Appoint Erik Hansen as Member of the For Did Not Vote Management
Compensation Committee
9 Designate Perreard de Boccard as For Did Not Vote Management
Independent Proxy
10 Ratify PricewaterhouseCoopers SA as For Did Not Vote Management
Auditors
11 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC
Ticker: BKG LN Security ID: G1191G120
Meeting Date: FEB 23, 2017 Meeting Type: Special
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Policy For For Management
2 Amend 2011 Long Term Incentive Plan For For Management
3 Approve Increase on the Limit to the For For Management
Aggregate Annual Fees Payable to
Non-executive Directors
4 Approve Sale of Plot 6.4.1 and Car For For Management
Parking Space to Sean Ellis
--------------------------------------------------------------------------------
TOKUYAMA CORPORATION
Ticker: 4043 JP Security ID: J86506102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38,082.2 for
Class A Shares, and No Final Dividend
for Ordinary Shares
2 Amend Articles to Remove Provisions on For For Management
Non-Common Shares
3 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Indemnify Directors
4.1 Elect Director Kusunoki, Masao For For Management
4.2 Elect Director Yokota, Hiroshi For For Management
4.3 Elect Director Nakahara, Takeshi For For Management
4.4 Elect Director Adachi, Hideki For For Management
4.5 Elect Director Hamada, Akihiro For For Management
4.6 Elect Director Sugimura, Hideo For For Management
4.7 Elect Director Shimizu, Hisashi For For Management
5.1 Elect Director and Audit Committee For For Management
Member Akutagawa, Masaki
5.2 Elect Director and Audit Committee For For Management
Member Miyamoto, Yoji
5.3 Elect Director and Audit Committee For For Management
Member Kato, Shin
5.4 Elect Director and Audit Committee For Against Management
Member Mizuno, Toshihide
5.5 Elect Director and Audit Committee For For Management
Member Tsuda, Yoshikazu
6 Elect Alternate Director and Audit For For Management
Committee Member Iwasaki, Michiya
7 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
8 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
9 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
10 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES, INC.
Ticker: TXG CN Security ID: 891054603
Meeting Date: JUN 21, 2017 Meeting Type: Annual/Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Terrance MacGibbon For For Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director James Crombie For For Management
1.4 Elect Director Frank Davis For For Management
1.5 Elect Director David Fennell For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director William M. Shaver For For Management
1.8 Elect Director Elizabeth A. Wademan For For Management
1.9 Elect Director Fred Stanford For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TOWA CORPORATION
Ticker: 6315 JP Security ID: J9042T107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Okada, Hirokazu For For Management
1.2 Elect Director Uragami, Hiroshi For For Management
1.3 Elect Director Tamura, Yoshizumi For For Management
1.4 Elect Director Ishida, Koichi For For Management
--------------------------------------------------------------------------------
TSURUHA HOLDINGS, INC.
Ticker: 3391 JP Security ID: J9348C105
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: MAY 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuruha, Tatsuru For For Management
1.2 Elect Director Horikawa, Masashi For For Management
1.3 Elect Director Tsuruha, Jun For For Management
1.4 Elect Director Goto, Teruaki For For Management
1.5 Elect Director Ofune, Masahiro For For Management
1.6 Elect Director Abe, Mitsunobu For For Management
1.7 Elect Director Kijima, Keisuke For For Management
1.8 Elect Director Aoki, Keisei For For Management
1.9 Elect Director Okada, Motoya For For Management
1.10 Elect Director Mitsuhashi, Shinya For For Management
1.11 Elect Director Yamada, Eiji For For Management
2 Appoint External Audit Firm For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ULVAC, INC.
Ticker: 6728 JP Security ID: J94048105
Meeting Date: SEP 29, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Reduce
Directors' Term
3.1 Elect Director Obinata, Hisaharu For For Management
3.2 Elect Director Iwashita, Setsuo For For Management
3.3 Elect Director Fujiyama, Junki For For Management
3.4 Elect Director Odagi, Hideyuki For For Management
3.5 Elect Director Mihayashi, Akira For For Management
3.6 Elect Director Ishida, Kozo For For Management
4 Appoint Alternate Statutory Auditor For For Management
Nonaka, Takao
5 Approve Aggregate Compensation Ceiling For For Management
for Directors
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
UNIBET GROUP PLC
Ticker: UNIB SS Security ID: X9415A119
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name and For For Management
Amendment in Bylaws
--------------------------------------------------------------------------------
UT GROUP CO., LTD.
Ticker: 2146 JP Security ID: J9448B106
Meeting Date: JUN 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wakayama, Yoichi For For Management
1.2 Elect Director Hachimine, Noboru For For Management
1.3 Elect Director Yoshimatsu, Tetsuro For For Management
1.4 Elect Director Otsuka, Kazumasa For Against Management
2 Appoint Statutory Auditor Fukumori, For For Management
Masahito
3 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
and Executive Officers
4 Amend Articles to Separate Chairman of Against For Shareholder
the Board and CEO
5 Amend Articles to Establish Liaison Against Against Shareholder
for Reporting Concerns to the Board of
Statutory Auditors
6 Amend Articles to Mandate Advance Against Against Shareholder
Disclosure of Share Disposal by
Directors
7 Amend Articles to Appoint Legal Against Against Shareholder
Counsel for the Board of Directors
8 Amend Articles to Secure Budget for Against Against Shareholder
Board of Directors to Appoint
Consultants without Approval of
Representative Directors
9 Amend Articles to Mandate Holding of Against Against Shareholder
Meetings Consisting Solely of Outside
Directors
10 Amend Articles to Require Equal Against For Shareholder
Treatment of Non-Votes on Shareholder
and Company Proposals
11 Amend Articles to Increase Number of Against Against Shareholder
Letters Allowed for Shareholder
Proposals to 1000
12 Amend Articles to Add Provisions on Against Against Shareholder
Revlon Duties
13 Amend Articles to Mandate Appointment Against Against Shareholder
of Female Directors and/or Directors
Under 40 Years Old
14 Amend Articles to Establish Special Against Against Shareholder
Investigation Committee Concerning
Linkage between Director Compensation
and Share Value
15 Amend Articles to Add Provisions on Against Against Shareholder
Communications with Shareholders
16 Amend Articles to Disclose Major Against For Shareholder
Official Sanctions on Director and
Statutory Auditor Candidates
17 Amend Articles to Disclose Director Against Against Shareholder
Training Policy
18 Amend Articles to Allow Inclusion of Against Against Shareholder
Shareholder Proposals in Convocation
Notice with the Upper Limit of 100 at
Minimum
19 Amend Articles to Add Provisions on Against Against Shareholder
Communications and Responses between
Shareholders and Directors
20 Amend Articles to Establish Special Against Against Shareholder
Investigation Committee on Attorney
Kazumasa Otsuka's Questionable Actions
21 Remove Director Kazumasa Otsuka from Against Against Shareholder
Office
22 Appoint Shareholder Director Nominee Against Against Shareholder
Lucian Bebchuk in place of Kazumasa
Otsuka
--------------------------------------------------------------------------------
V TECHNOLOGY CO., LTD.
Ticker: 7717 JP Security ID: J9462G106
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify
Provisions on Alternate Statutory
Auditors
3 Elect Director Kanzawa, Yukihiro For For Management
4 Appoint Alternate Statutory Auditor For For Management
Uda,Kenichi
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
VAT GROUP AG
Ticker: VACN SW Security ID: H90508104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends of CHF 4.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Martin Komischke as Director and For For Management
Board Chairman
4.1.2 Reelect Alfred Gantner as Director For For Management
4.1.3 Reelect Ulrich Eckhardt as Director For For Management
4.1.4 Reelect Urs Leinhaeuser as Director For For Management
4.1.5 Reelect Karl Schlegel as Director For For Management
4.1.6 Elect Hermann Gerlinger as Director For For Management
4.2.1 Appoint Martin Komischke as Member of For For Management
the Compensation Committee
4.2.2 Appoint Ulrich Eckhardt as Member of For Against Management
the Compensation Committee
4.2.3 Appoint Karl Schlegel as Member of the For Against Management
Compensation Committee
5 Designate Roger Foehn as Independent For For Management
Proxy
6 Ratify KPMG AG as Auditors For Against Management
7 Amend Articles Re: Variable For For Management
Compensation
8.1 Approve Remuneration Report For For Management
(Non-Binding)
8.2.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 170,000
from Jan. 1, 2017 until the 2017 AGM
8.2.2 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 900,000
for the Period from the 2017 AGM until
the 2018 AGM
8.3.1 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.55 Million for Fiscal 2017
8.3.2 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.55 Million for Fiscal 2018
8.4 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 925,042 for Fiscal
2016
8.5.1 Approve Maximum Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 900,000 for Fiscal
2017
8.5.2 Approve Maximum Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 1.10 Million for
Fiscal 2018
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VESUVIUS PLC
Ticker: VSVS LN Security ID: G9339E105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Re-elect Christer Gardell as Director For For Management
6 Re-elect Hock Goh as Director For For Management
7 Re-elect Jane Hinkley as Director For For Management
8 Re-elect Douglas Hurt as Director For For Management
9 Elect Holly Koeppel as Director For For Management
10 Re-elect John McDonough as Director For For Management
11 Re-elect Francois Wanecq as Director For For Management
12 Re-elect Guy Young as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
=========================== Oberweis Micro-Cap Fund ============================
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Geringer For For Management
1.2 Elect Director Michael Earley For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALMOST FAMILY, INC.
Ticker: AFAM Security ID: 020409108
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Yarmuth For For Management
1.2 Elect Director Steven B. Bing For For Management
1.3 Elect Director Donald G. McClinton For For Management
1.4 Elect Director Tyree G. Wilburn For For Management
1.5 Elect Director Jonathan D. Goldberg For For Management
1.6 Elect Director W. Earl Reed, III For For Management
1.7 Elect Director Henry M. Altman, Jr. For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Moore For For Management
1.2 Elect Director Che-Wei Lin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASURE SOFTWARE, INC.
Ticker: ASUR Security ID: 04649U102
Meeting Date: APR 25, 2017 Meeting Type: Written Consent
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ASURE SOFTWARE, INC.
Ticker: ASUR Security ID: 04649U102
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Sandberg For For Management
1.2 Elect Director Patrick Goepel For For Management
1.3 Elect Director Adrian Pertierra For For Management
1.4 Elect Director Matthew K. Behrent For For Management
1.5 Elect Director J. Randall Waterfield For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory G. Freitag For For Management
1.2 Elect Director Mark Gold For For Management
1.3 Elect Director Jamie M. Grooms For For Management
1.4 Elect Director Guido J. Neels For For Management
1.5 Elect Director Robert J. Rudelius For For Management
1.6 Elect Director Amy Wendell For For Management
1.7 Elect Director Karen Zaderej For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Lurie, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris S. Young For For Management
1.2 Elect Director David C. Chang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Baum, Jr. For Withhold Management
1.2 Elect Director Paul A. Seid For For Management
2 Ratify Whitley Penn LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph H. Capper For For Management
1.2 Elect Director Joseph A. Frick For For Management
1.3 Elect Director Colin Hill For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Eliminate Supermajority Vote For For Management
Requirement
8 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For Withhold Management
1.2 Elect Director Lonnel Coats For Withhold Management
1.3 Elect Director Charles A. Rowland, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIGHTCOVE INC.
Ticker: BCOV Security ID: 10921T101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Mendels For For Management
1.2 Elect Director Derek Harrar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROADSOFT, INC.
Ticker: BSFT Security ID: 11133B409
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Markley, Jr. For For Management
1.2 Elect Director David Bernardi For For Management
1.3 Elect Director Jane A. Dietze For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALLIDUS SOFTWARE, INC.
Ticker: CALD Security ID: 13123E500
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin M. Klausmeyer For For Management
1b Elect Director James D. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Nocchiero For For Management
1.2 Elect Director Matthew Regis Bob For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Claes Glassell For For Management
1.3 Elect Director Louis J. Grabowsky For For Management
1.4 Elect Director Bernhard Hampl For For Management
1.5 Elect Director Kathryn R. Harrigan For For Management
1.6 Elect Director Ilan Kaufthal For For Management
1.7 Elect Director Steven M. Klosk For For Management
1.8 Elect Director Peter G. Tombros For For Management
1.9 Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARBONITE, INC.
Ticker: CARB Security ID: 141337105
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Friend For For Management
1.2 Elect Director Todd Krasnow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Elect Director Marina Levinson For For Management
--------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
Ticker: CSFL Security ID: 15201P109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bingham For For Management
1.2 Elect Director G. Robert Blanchard, Jr. For For Management
1.3 Elect Director C. Dennis Carlton For For Management
1.4 Elect Director John C. Corbett For For Management
1.5 Elect Director Griffin A. Greene For For Management
1.6 Elect Director Charles W. McPherson For For Management
1.7 Elect Director G. Tierso Nunez, II For For Management
1.8 Elect Director Thomas E. Oakley For For Management
1.9 Elect Director Ernest S. Pinner For For Management
1.10 Elect Director William Knox Pou, Jr. For For Management
1.11 Elect Director Joshua A. Snively For For Management
1.12 Elect Director Michael F. Ciferri For For Management
1.13 Elect Director Daniel R. Richey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENTA Security ID: 153527106
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Balousek For For Management
1.2 Elect Director William E. Brown For Withhold Management
1.3 Elect Director Thomas J. Colligan For For Management
1.4 Elect Director Brooks M. Pennington, For Withhold Management
III
1.5 Elect Director Alfred A. Piergallini For For Management
1.6 Elect Director John R. Ranelli For Withhold Management
1.7 Elect Director George C. Roeth For Withhold Management
1.8 Elect Director Mary Beth Springer For For Management
1.9 Elect Director Andrew K. Woeber For For Management
2 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC.
Ticker: CCS Security ID: 156504300
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale Francescon For For Management
1.2 Elect Director Robert J. Francescon For For Management
1.3 Elect Director James M. Lippman For For Management
1.4 Elect Director Keith R. Guericke For For Management
1.5 Elect Director John P. Box For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CEVA, INC.
Ticker: CEVA Security ID: 157210105
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eliyahu Ayalon For For Management
1.2 Elect Director Zvi Limon For For Management
1.3 Elect Director Bruce A. Mann For For Management
1.4 Elect Director Maria Marced For For Management
1.5 Elect Director Peter McManamon For For Management
1.6 Elect Director Sven-Christer Nilsson For For Management
1.7 Elect Director Louis Silver For For Management
1.8 Elect Director Gideon Wertheizer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONTROL4 CORPORATION
Ticker: CTRL Security ID: 21240D107
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Jensen For For Management
1.2 Elect Director Phil Molyneux For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS, INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Edwards For For Management
1.2 Elect Director Sean O. Mahoney For For Management
1.3 Elect Director David J. Mastrocola For For Management
1.4 Elect Director Justin E. Mirro For For Management
1.5 Elect Director Robert J. Remenar For For Management
1.6 Elect Director Sonya F. Sepahban For For Management
1.7 Elect Director Thomas W. Sidlik For For Management
1.8 Elect Director Stephen A. Van Oss For For Management
1.9 Elect Director Molly P. Zhang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Mark Perlberg For For Management
1.7 Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David A. Gollnick For For Management
2.2 Elect Director James A. Reinstein For For Management
2.3 Elect Director Clint H. Severson For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CYBEROPTICS CORPORATION
Ticker: CYBE Security ID: 232517102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Cimochowski For For Management
1.2 Elect Director Craig D. Gates For For Management
1.3 Elect Director Subodh Kulkarni For For Management
1.4 Elect Director Irene M. Qualters For For Management
1.5 Elect Director Michael M. Selzer, Jr. For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Exter For For Management
1b Elect Director Frederick W. Gluck For For Management
1c Elect Director Matthew P. Young For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence F. Levy For For Management
1.2 Elect Director Eileen Aptman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAGLE BANCORP, INC.
Ticker: EGBN Security ID: 268948106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Alperstein For For Management
1.2 Elect Director Dudley C. Dworken For For Management
1.3 Elect Director Harvey M. Goodman For Withhold Management
1.4 Elect Director Ronald D. Paul For For Management
1.5 Elect Director Norman R. Pozez For Withhold Management
1.6 Elect Director Donald R. Rogers For For Management
1.7 Elect Director Leland M. Weinstein For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D205
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Lodzinski For Against Management
1.2 Elect Director Ray Singleton For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D205
Meeting Date: MAY 09, 2017 Meeting Type: Special
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Exchange of Assets For For Management
3 Increase Authorized Common Stock and For For Management
Authorize New Class of Common Stock
4 Reclassify Shares of Outstanding For For Management
Common Stock into a One (1) Share of
Class A Common Stock
5 Issue Shares in Connection with For For Management
Contribution Agreement
6 Amend Omnibus Stock Plan For For Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ELDORADO RESORTS, INC.
Ticker: ERI Security ID: 28470R102
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ELDORADO RESORTS, INC.
Ticker: ERI Security ID: 28470R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Carano For For Management
1.2 Elect Director Frank J. Fahrenkopf, Jr. For For Management
1.3 Elect Director James B. Hawkins For For Management
1.4 Elect Director Michael E. Pegram For For Management
1.5 Elect Director Thomas R. Reeg For For Management
1.6 Elect Director David P. Tomick For For Management
1.7 Elect Director Roger P. Wagner For For Management
1.8 Elect Director Bonnie Biumi For For Management
1.9 Elect Director Gregory J. Kozicz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCORE CORPORATION
Ticker: EMKR Security ID: 290846203
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald J. Fine For For Management
1.2 Elect Director Ettore J. Coringrato, For For Management
Jr.
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 18, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Kispert For For Management
1.2 Elect Director Charles P. Carinalli For For Management
1.3 Elect Director Kathleen M. Holmgren For For Management
1.4 Elect Director Raj Khanna For For Management
1.5 Elect Director Edward H. Kennedy For For Management
1.6 Elect Director Edward B. Meyercord For For Management
1.7 Elect Director John C. Shoemaker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend NOL Rights Plan (NOL Pill) For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Becker For For Management
1.2 Elect Director John K. Keach, Jr. For Withhold Management
1.3 Elect Director David R. Lovejoy For Withhold Management
1.4 Elect Director Ann D. Murtlow For Withhold Management
1.5 Elect Director Ralph R. Whitney, Jr. For For Management
1.6 Elect Director Jerry Williams For For Management
1.7 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL NETWORK, INC.
Ticker: FSB Security ID: 35352P104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Allen For For Management
1.2 Elect Director James W. Cross, IV For For Management
1.3 Elect Director Richard E. Herrington For For Management
1.4 Elect Director Paul M. Pratt, Jr. For For Management
1.5 Elect Director Pamela J. Stephens For For Management
1.6 Elect Director Melody J. Sullivan For For Management
1.7 Elect Director Gregory E. Waldron For For Management
1.8 Elect Director Benjamin P. Wynd For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon M. Brady For For Management
1.2 Elect Director Frank G. Heard For For Management
1.3 Elect Director Craig A. Hindman For For Management
1.4 Elect Director Vinod M. Khilnani For For Management
1.5 Elect Director William P. Montague For For Management
1.6 Elect Director James B. Nish For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Material Terms of the Special For For Management
Performance Stock Unit Grant
5 Approve Material Terms of the Annual For For Management
Performance Stock Unit Grant
6 Amend Omnibus Stock Plan For For Management
7 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Link For Withhold Management
1.2 Elect Director Jonathan T. Silverstein For Withhold Management
1.3 Elect Director Aimee S. Weisner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC.
Ticker: HCCI Security ID: 42726M106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Bruckmann For For Management
1.2 Elect Director Carmine Falcone For For Management
1.3 Elect Director Robert W. Willmschen, For For Management
Jr.
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HESKA CORPORATION
Ticker: HSKA Security ID: 42805E306
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David E. Sveen For For Management
1.2 Elect Director Kevin S. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify EKS&H LLLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
HUDSON TECHNOLOGIES, INC.
Ticker: HDSN Security ID: 444144109
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent P. Abbatecola For For Management
1.2 Elect Director Brian F. Coleman For For Management
1.3 Elect Director Otto C. Morch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INCONTACT, INC.
Ticker: SAAS Security ID: 45336E109
Meeting Date: AUG 11, 2016 Meeting Type: Special
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INOGEN, INC.
Ticker: INGN Security ID: 45780L104
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heath Lukatch For Withhold Management
1.2 Elect Director Raymond Huggenberger For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas E. Brathwaite For For Management
1.2 Elect Director David Liddle For For Management
1.3 Elect Director Bruce McWilliams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INSEEGO CORP
Ticker: INSG Security ID: 45782B104
Meeting Date: JAN 10, 2017 Meeting Type: Special
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Amend Certificate of Incorporation For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INSMED, INC.
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald Hayden, Jr. For For Management
1.2 Elect Director David W.J. McGirr For For Management
1.3 Elect Director Myrtle Potter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IRIDEX CORPORATION
Ticker: IRIX Security ID: 462684101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Moore For For Management
1.2 Elect Director Sanford Fitch For For Management
1.3 Elect Director Ruediger Naumann-Etienne For For Management
1.4 Elect Director George Marcellino For For Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEY TRONIC CORPORATION
Ticker: KTCC Security ID: 493144109
Meeting Date: OCT 28, 2016 Meeting Type: Annual
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bean For For Management
1.2 Elect Director Craig D. Gates For For Management
1.3 Elect Director Ronald F. Klawitter For For Management
1.4 Elect Director Yacov A. Shamash For For Management
1.5 Elect Director Patrick Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Christopher S. For For Management
Shackelton
1.3 Elect Director Brent Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS, INC.
Ticker: LGND Security ID: 53220K504
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director John W. Kozarich For For Management
1.5 Elect Director John L. LaMattina For For Management
1.6 Elect Director Sunil Patel For For Management
1.7 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Fust For For Management
1.2 Elect Director Scott Koenig For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MANITEX INTERNATIONAL, INC.
Ticker: MNTX Security ID: 563420108
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Clark For For Management
1.2 Elect Director Robert S. Gigliotti For For Management
1.3 Elect Director Frederick B. Knox For For Management
1.4 Elect Director David J. Langevin For For Management
1.5 Elect Director Marvin B. Rosenberg For For Management
1.6 Elect Director Stephen J. Tober For For Management
2 Ratify UHY LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Craddock For For Management
1.2 Elect Director Donald E. Schrock For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore L. Tewksbury For For Management
1.2 Elect Director Albert J. Moyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MCBC HOLDINGS, INC.
Ticker: MCFT Security ID: 55276F107
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roch B. Lambert For For Management
1.2 Elect Director Peter G. Leemputte For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 19, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James K. Bass For For Management
1.2 Elect Director Michael A. Daniels For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director James J. Forese For For Management
1.3 Elect Director Richard H. Glanton For For Management
1.4 Elect Director Michael J. Lange For For Management
1.5 Elect Director Manuel N. Stamatakis For For Management
1.6 Elect Director Sotirios J. Vahaviolos For For Management
1.7 Elect Director W. Curtis Weldon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Charter to Allow Removal of For For Management
Directors With or Without Cause
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC.
Ticker: MPAA Security ID: 620071100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: JAN 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Selwyn Joffe For For Management
1.2 Elect Director Scott J. Adelson For For Management
1.3 Elect Director Rudolph J. Borneo For For Management
1.4 Elect Director David Bryan For For Management
1.5 Elect Director Joseph Ferguson For For Management
1.6 Elect Director Philip Gay For For Management
1.7 Elect Director Duane Miller For For Management
1.8 Elect Director Jeffrey Mirvis For For Management
1.9 Elect Director Timothy D. Vargo For For Management
1.10 Elect Director Barbara L. Whittaker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin M. Blakely For For Management
1b Elect Director Cynthia A. Glassman For For Management
1c Elect Director Julie M. Howard For For Management
1d Elect Director Stephan A. James For For Management
1e Elect Director Samuel K. Skinner For For Management
1f Elect Director James R. Thompson For For Management
1g Elect Director Michael L. Tipsord For For Management
1h Elect Director Randy H. Zwirn For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUTRISYSTEM, INC.
Ticker: NTRI Security ID: 67069D108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernstock For For Management
1.2 Elect Director Paul Guyardo For For Management
1.3 Elect Director Michael J. Hagan For For Management
1.4 Elect Director Jay Herratti For For Management
1.5 Elect Director Michael D. Mangan For For Management
1.6 Elect Director Brian P. Tierney For For Management
1.7 Elect Director Andrea M. Weiss For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: JUN 10, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickerson Wright For For Management
1.2 Elect Director Alexander A. Hockman For For Management
1.3 Elect Director Donald C. Alford For For Management
1.4 Elect Director Jeffrey A. Liss For For Management
1.5 Elect Director William D. Pruitt For For Management
1.6 Elect Director Gerald J. Salontai For For Management
1.7 Elect Director Francois Tardan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronny B. Lancaster For For Management
1.2 Elect Director Ronald H. Spair For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Carona For For Management
1.2 Elect Director Ayad A. Fargo For For Management
1.3 Elect Director Steven R. Gardner For For Management
1.4 Elect Director Joseph L. Garrett For For Management
1.5 Elect Director Jeff C. Jones For For Management
1.6 Elect Director Simone F. Lagomarsino For For Management
1.7 Elect Director Michael J. Morris For For Management
1.8 Elect Director Michael E. Pfau For For Management
1.9 Elect Director Zareh H. Sarrafian For For Management
1.10 Elect Director Cora M. Tellez For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For Withhold Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For Withhold Management
1.4 Elect Director Paul E. Hassler For For Management
1.5 Elect Director Michael A. Kitson For Withhold Management
1.6 Elect Director Andy L. Nemeth For For Management
1.7 Elect Director M. Scott Welch For Withhold Management
1.8 Elect Director Walter E. Wells For Withhold Management
2 Ratify Crowe Horwath LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PCM, INC.
Ticker: PCMI Security ID: 69323K100
Meeting Date: AUG 01, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank F. Khulusi For For Management
1.2 Elect Director Thomas A. Maloof For For Management
1.3 Elect Director Ronald B. Reck For For Management
1.4 Elect Director Paul C. Heeschen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PSYCHEMEDICS CORPORATION
Ticker: PMD Security ID: 744375205
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond C. Kubacki For For Management
1.2 Elect Director A. Clinton Allen For For Management
1.3 Elect Director Harry Connick For For Management
1.4 Elect Director Walter S. Tomenson, Jr. For For Management
1.5 Elect Director Fred J. Weinert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
QCR HOLDINGS, INC.
Ticker: QCRH Security ID: 74727A104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Peterson For For Management
1.2 Elect Director George T. Ralph, III For For Management
1.3 Elect Director Marie Z. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
RING ENERGY, INC.
Ticker: REI Security ID: 76680V108
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Hoffman For For Management
1.2 Elect Director David A. Fowler For For Management
1.3 Elect Director Lloyd T. ('Tim') For Against Management
Rochford
1.4 Elect Director Stanley M. McCabe For Against Management
1.5 Elect Director Anthony B. Petrelli For For Management
1.6 Elect Director Clayton E. Woodrum For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
SHORETEL, INC.
Ticker: SHOR Security ID: 825211105
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Bregman For For Management
1.2 Elect Director Marjorie Bowen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPARTAN MOTORS, INC.
Ticker: SPAR Security ID: 846819100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Rooke For For Management
1.2 Elect Director Richard R. Current For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SUCAMPO PHARMACEUTICALS, INC.
Ticker: SCMP Security ID: 864909106
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Greenleaf For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE HACKETT GROUP, INC.
Ticker: HCKT Security ID: 404609109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Harris For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MEET GROUP, INC.
Ticker: MEET Security ID: 585141104
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jean Clifton For For Management
1B Elect Director Geoffrey Cook For For Management
1C Elect Director Ernesto Cruz For For Management
1D Elect Director Christopher Fralic For For Management
1E Elect Director Spencer Rhodes For For Management
1F Elect Director Jason Whitt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TIVITY HEALTH, INC.
Ticker: TVTY Security ID: 88870R102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Archelle Georgiou For For Management
1B Elect Director Robert J. Greczyn, Jr. For For Management
1C Elect Director Peter A. Hudson For For Management
1D Elect Director Bradley S. Karro For For Management
1E Elect Director Paul H. Keckley For For Management
1F Elect Director Conan J. Laughlin For For Management
1G Elect Director Lee A. Shapiro For For Management
1H Elect Director Donato J. Tramuto For For Management
1I Elect Director Kevin G. Wills For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clarence L. Granger For For Management
1B Elect Director James P. Scholhamer For For Management
1C Elect Director David T. ibnAle For For Management
1D Elect Director Leonid Mezhvinsky For For Management
1E Elect Director Emily Maddox Liggett For For Management
1F Elect Director Thomas T. Edman For For Management
1G Elect Director Barbara V. Scherer For For Management
1H Elect Director Jeffrey S. Andreson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Moss Adams LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director Alison Davis For For Management
1d Elect Director Nathaniel A. Davis For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Philippe Germond For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director Lee D. Roberts For For Management
1i Elect Director Paul E. Weaver For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS, INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Dugan For For Management
1.2 Elect Director Vincent J. Milano For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VARONIS SYSTEMS, INC.
Ticker: VRNS Security ID: 922280102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yakov Faitelson For For Management
1.2 Elect Director Ohad Korkus For For Management
1.3 Elect Director Thomas F. Mendoza For For Management
2 Ratify Ernst & Young Global Limited as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
VOCERA COMMUNICATIONS, INC.
Ticker: VCRA Security ID: 92857F107
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burkland For For Management
1.2 Elect Director John B. Grotting For For Management
1.3 Elect Director Howard E. Janzen For For Management
1.4 Elect Director Alexa King For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VSE CORPORATION
Ticker: VSEC Security ID: 918284100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph E. Eberhart For For Management
1.2 Elect Director Maurice A. Gauthier For For Management
1.3 Elect Director John C. Harvey, Jr. For For Management
1.4 Elect Director Clifford M. Kendall For For Management
1.5 Elect Director Calvin S. Koonce For For Management
1.6 Elect Director James F. Lafond For For Management
1.7 Elect Director John E. "Jack" Potter For For Management
1.8 Elect Director Jack C. Stultz For For Management
1.9 Elect Director Bonnie K. Wachtel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Cynthia A. Hallenbeck For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WILLDAN GROUP, INC.
Ticker: WLDN Security ID: 96924N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brisbin For Withhold Management
1.2 Elect Director Steven A. Cohen For Withhold Management
1.3 Elect Director Raymond W. Holdsworth For For Management
1.4 Elect Director Douglas J. McEachern For For Management
1.5 Elect Director Dennis V. McGinn For For Management
1.6 Elect Director Curtis S. Probst For For Management
1.7 Elect Director Keith W. Renken For For Management
1.8 Elect Director Mohammad Shahidehpour For For Management
1.9 Elect Director Win Westfall For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Kevin Gorman For For Management
1.3 Elect Director A. Bruce Montgomery For For Management
1.4 Elect Director Kurt Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
2 Ratify RSM US, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZUMIEZ, INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas D. Campion For For Management
1B Elect Director Sarah (Sally) G. McCoy For For Management
1C Elect Director Ernest R. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Moss Adams LLP as Auditors For For Management
==================== Oberweis Small-Cap Opportunities Fund =====================
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AK STEEL HOLDING CORPORATION
Ticker: AKS Security ID: 001547108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Dennis C. Cuneo For For Management
A2 Elect Director Sheri H. Edison For For Management
A3 Elect Director Mark G. Essig For For Management
A4 Elect Director William K. Gerber For For Management
A5 Elect Director Gregory B. Kenny For For Management
A6 Elect Director Ralph S. Michael, III For For Management
A7 Elect Director Roger K. Newport For For Management
A8 Elect Director James A. Thomson For For Management
A9 Elect Director Dwayne A. Wilson For For Management
A10 Elect Director Vicente Wright For For Management
A11 Elect Director Arlene M. Yocum For For Management
B Ratify Ernst & Young LLP as Auditors For For Management
C Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
D Advisory Vote on Say on Pay Frequency One Year One Year Management
E Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cassidy, Jr. For For Management
1.2 Elect Director Edgar G. Hotard For For Management
1.3 Elect Director Erland E. Kailbourne For For Management
1.4 Elect Director Joseph G. Morone For For Management
1.5 Elect Director Katharine L. Plourde For For Management
1.6 Elect Director John R. Scannell For For Management
1.7 Elect Director Christine L. Standish For Withhold Management
1.8 Elect Director John C. Standish For Withhold Management
1.9 Elect Director A. William Higgins For For Management
1.10 Elect Director Kenneth W. Krueger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMSURG CORP.
Ticker: AMSG Security ID: 03232P405
Meeting Date: NOV 28, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Moore For For Management
1.2 Elect Director Che-Wei Lin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: SEP 20, 2016 Meeting Type: Special
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Restricted Share Issuance For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph H. Capper For For Management
1.2 Elect Director Joseph A. Frick For For Management
1.3 Elect Director Colin Hill For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Eliminate Supermajority Vote For For Management
Requirement
8 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROADSOFT, INC.
Ticker: BSFT Security ID: 11133B409
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Markley, Jr. For For Management
1.2 Elect Director David Bernardi For For Management
1.3 Elect Director Jane A. Dietze For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Levy For For Management
1.2 Elect Director Cleveland A. Christophe For For Management
1.3 Elect Director Craig A. Steinke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted English For For Management
1.2 Elect Director Jordan Hitch For For Management
1.3 Elect Director Mary Ann Tocio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Nocchiero For For Management
1.2 Elect Director Matthew Regis Bob For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Claes Glassell For For Management
1.3 Elect Director Louis J. Grabowsky For For Management
1.4 Elect Director Bernhard Hampl For For Management
1.5 Elect Director Kathryn R. Harrigan For For Management
1.6 Elect Director Ilan Kaufthal For For Management
1.7 Elect Director Steven M. Klosk For For Management
1.8 Elect Director Peter G. Tombros For For Management
1.9 Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARBONITE, INC.
Ticker: CARB Security ID: 141337105
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Friend For For Management
1.2 Elect Director Todd Krasnow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Elect Director Marina Levinson For For Management
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward H. Frank For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CEVA, INC.
Ticker: CEVA Security ID: 157210105
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eliyahu Ayalon For For Management
1.2 Elect Director Zvi Limon For For Management
1.3 Elect Director Bruce A. Mann For For Management
1.4 Elect Director Maria Marced For For Management
1.5 Elect Director Peter McManamon For For Management
1.6 Elect Director Sven-Christer Nilsson For For Management
1.7 Elect Director Louis Silver For For Management
1.8 Elect Director Gideon Wertheizer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Richard F. Wallman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ban Business with Primate Dealers in Against Against Shareholder
Violation of Animal Protection Laws
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES, INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Baldwin For For Management
1.2 Elect Director Robert P. Fisher, Jr. For For Management
1.3 Elect Director Lourenco Goncalves For For Management
1.4 Elect Director Susan M. Green For For Management
1.5 Elect Director Joseph A. Rutkowski, Jr. For For Management
1.6 Elect Director Eric M. Rychel For For Management
1.7 Elect Director Michael D. Siegal For For Management
1.8 Elect Director Gabriel Stoliar For For Management
1.9 Elect Director Douglas C. Taylor For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William (Bill) Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Steve Skaggs For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS, INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Edwards For For Management
1.2 Elect Director Sean O. Mahoney For For Management
1.3 Elect Director David J. Mastrocola For For Management
1.4 Elect Director Justin E. Mirro For For Management
1.5 Elect Director Robert J. Remenar For For Management
1.6 Elect Director Sonya F. Sepahban For For Management
1.7 Elect Director Thomas W. Sidlik For For Management
1.8 Elect Director Stephen A. Van Oss For For Management
1.9 Elect Director Molly P. Zhang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COTIVITI HOLDINGS, INC.
Ticker: COTV Security ID: 22164K101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Ruben Jose King-Shaw, For For Management
Jr.
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Employee Stock Purchase Plans For Against Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC.
Ticker: PLAY Security ID: 238337109
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Crawford For For Management
1.2 Elect Director Hamish A. Dodds For For Management
1.3 Elect Director Michael J. Griffith For For Management
1.4 Elect Director Jonathan S. Halkyard For For Management
1.5 Elect Director Stephen M. King For For Management
1.6 Elect Director Patricia M. Mueller For For Management
1.7 Elect Director Kevin M. Sheehan For For Management
1.8 Elect Director Jennifer Storms For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
6 Amend Certificate of Incorporation to For For Management
Eliminate Obsolete Provisions
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence F. Levy For For Management
1.2 Elect Director Eileen Aptman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Collins For For Management
1b Elect Director Mark Foletta For For Management
1c Elect Director Eric J. Topol For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Michael P. Cross For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For For Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For For Management
1.5 Elect Director Nicholas Donatiello, Jr. For For Management
1.6 Elect Director N. William Jasper, Jr. For For Management
1.7 Elect Director Simon Segars For For Management
1.8 Elect Director Roger Siboni For For Management
1.9 Elect Director Avadis Tevanian, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 22, 2016 Meeting Type: Annual
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eitan Gertel For For Management
1b Elect Director Anders Gustafsson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE BANCORP, INC.
Ticker: EGBN Security ID: 268948106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Alperstein For For Management
1.2 Elect Director Dudley C. Dworken For For Management
1.3 Elect Director Harvey M. Goodman For Withhold Management
1.4 Elect Director Ronald D. Paul For For Management
1.5 Elect Director Norman R. Pozez For Withhold Management
1.6 Elect Director Donald R. Rogers For For Management
1.7 Elect Director Leland M. Weinstein For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D205
Meeting Date: MAY 09, 2017 Meeting Type: Special
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Exchange of Assets For For Management
3 Increase Authorized Common Stock and For For Management
Authorize New Class of Common Stock
4 Reclassify Shares of Outstanding For For Management
Common Stock into a One (1) Share of
Class A Common Stock
5 Issue Shares in Connection with For For Management
Contribution Agreement
6 Amend Omnibus Stock Plan For For Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP
Ticker: EFSC Security ID: 293712105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Q. Arnold For For Management
1.2 Elect Director Michael A. DeCola For For Management
1.3 Elect Director John S. Eulich For For Management
1.4 Elect Director Robert E. Guest, Jr. For For Management
1.5 Elect Director James M. Havel For For Management
1.6 Elect Director Judith S. Heeter For For Management
1.7 Elect Director Michael R. Holmes For For Management
1.8 Elect Director Nevada A. Kent, IV For For Management
1.9 Elect Director James B. Lally For For Management
1.10 Elect Director Eloise E. Schmitz For For Management
1.11 Elect Director Sandra A. Van Trease For For Management
1.12 Elect Director Michael W. Walsh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cave For For Management
1.2 Elect Director Anthony P. Franceschini For For Management
1.3 Elect Director Nils E. Larsen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS, INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Farooq Kathwari For For Management
1b Elect Director James B. Carlson For For Management
1c Elect Director John J. Dooner, Jr. For For Management
1d Elect Director Domenick J. Esposito For For Management
1e Elect Director Mary Garrett For For Management
1f Elect Director James W. Schmotter For For Management
1g Elect Director Tara I. Stacom For For Management
2 Amend Advance Notice Provisions For For Management
3 Provide Proxy Access Right For For Management
4 Amend Majority Vote for the Election For For Management
of Directors
5 Provide Directors May Be Removed With For For Management
or Without Cause
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Morrissey For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lance Willsey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Kearns, Jr. For For Management
1b Elect Director Kalevi Kurkijarvi For For Management
1c Elect Director Toshinari Tamura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kapil Dhingra For For Management
1b Elect Director Mark D. McDade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL NETWORK, INC.
Ticker: FSB Security ID: 35352P104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Allen For For Management
1.2 Elect Director James W. Cross, IV For For Management
1.3 Elect Director Richard E. Herrington For For Management
1.4 Elect Director Paul M. Pratt, Jr. For For Management
1.5 Elect Director Pamela J. Stephens For For Management
1.6 Elect Director Melody J. Sullivan For For Management
1.7 Elect Director Gregory E. Waldron For For Management
1.8 Elect Director Benjamin P. Wynd For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Link For Withhold Management
1.2 Elect Director Jonathan T. Silverstein For Withhold Management
1.3 Elect Director Aimee S. Weisner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Lacy For For Management
1.2 Elect Director Frances Grieb For For Management
1.3 Elect Director James Israel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473107
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rich Williams For For Management
1.2 Elect Director Eric Lefkofsky For For Management
1.3 Elect Director Theodore Leonsis For For Management
1.4 Elect Director Michael Angelakis For For Management
1.5 Elect Director Peter Barris For For Management
1.6 Elect Director Robert Bass For For Management
1.7 Elect Director Jeffrey Housenbold For For Management
1.8 Elect Director Bradley A. Keywell For For Management
1.9 Elect Director Joseph Levin For For Management
1.10 Elect Director Ann Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC.
Ticker: HTLF Security ID: 42234Q102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Flynn For For Management
1.2 Elect Director Bruce K. Lee For Withhold Management
1.3 Elect Director Kurt M. Saylor For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Ticker: HELE Security ID: G4388N106
Meeting Date: AUG 17, 2016 Meeting Type: Annual
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary B. Abromovitz For For Management
1b Elect Director John B. Butterworth For For Management
1c Elect Director Alexander M. Davern For For Management
1d Elect Director Timothy F. Meeker For For Management
1e Elect Director Julien R. Mininberg For For Management
1f Elect Director Beryl B. Raff For For Management
1g Elect Director William F. Susetka For For Management
1h Elect Director Darren G. Woody For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Amend Bye-laws Regarding Advance For For Management
Notice Provisions for Director
Nominations and Director Eligibility
3b Amend Bye-laws Regarding Advance For For Management
Notice Provisions for Shareholder
Proposals of Business
3c Amend Bye-laws to Provide for For For Management
Plurality Voting in Contested Director
Elections
3d Amend Bye-laws Regarding Authorization For For Management
to Fix Number of Directors and Filling
a Vacancy on The Board
3e Amend Bye-laws Regarding Casting of For For Management
Votes
3f Amend Bye-laws Regarding Appointment For For Management
of Proxy
3g Amend Bye-laws Regarding Director For For Management
Remuneration
3h Amend Bye-laws Regarding Other Changes For For Management
3i Authorize Board of Directors to Carry For For Management
Out The Powers Given The Board of
Directors In The Bye-Laws
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Donald G. Maltby For For Management
1.3 Elect Director Gary D. Eppen For For Management
1.4 Elect Director James C. Kenny For For Management
1.5 Elect Director Charles R. Reaves For For Management
1.6 Elect Director Martin P. Slark For For Management
1.7 Elect Director Jonathan P. Ward For For Management
1.8 Elect Director Peter B. McNitt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
IMPERVA, INC.
Ticker: IMPV Security ID: 45321L100
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Pimentel For Withhold Management
1.2 Elect Director Randall Spratt For For Management
1.3 Elect Director James Tolonen For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INOGEN, INC.
Ticker: INGN Security ID: 45780L104
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heath Lukatch For Withhold Management
1.2 Elect Director Raymond Huggenberger For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas E. Brathwaite For For Management
1.2 Elect Director David Liddle For For Management
1.3 Elect Director Bruce McWilliams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynda L. Ziegler For For Management
1.2 Elect Director Thomas S. Glanville For For Management
1.3 Elect Director Diana D. Tremblay For For Management
1.4 Elect Director Peter Mainz For For Management
1.5 Elect Director Jerome J. Lande For For Management
1.6 Elect Director Frank M. Jaehnert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Jaehnert For For Management
1.2 Elect Director Jerome J. Lande For For Management
1.3 Elect Director Timothy M. Leyden For For Management
1.4 Elect Director Gary E. Pruitt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Giacomini For For Management
1.2 Elect Director Polly B. Kawalek For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS, INC.
Ticker: LGND Security ID: 53220K504
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director John W. Kozarich For For Management
1.5 Elect Director John L. LaMattina For For Management
1.6 Elect Director Sunil Patel For For Management
1.7 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tzau-Jin (T.J.) Chung For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Anthony Grillo For For Management
1d Elect Director David W. Heinzmann For For Management
1e Elect Director Gordon Hunter For For Management
1f Elect Director John E. Major For For Management
1g Elect Director William P. Noglows For For Management
1h Elect Director Ronald L. Schubel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Henshall For For Management
1.2 Elect Director Peter J. Sacripanti For For Management
1.3 Elect Director William R. Wagner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. Lynch For For Management
1.2 Elect Director Jody L. Bilney For For Management
1.3 Elect Director Robert J. Byrne For For Management
1.4 Elect Director Peter R. Dachowski For For Management
1.5 Elect Director Jonathan F. Foster For For Management
1.6 Elect Director George A. Lorch For For Management
1.7 Elect Director Rick J. Mills For For Management
1.8 Elect Director Francis M. Scricco For For Management
1.9 Elect Director John C. Wills For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Campbell For For Management
1.2 Elect Director Ernst N. Csiszar For For Management
1.3 Elect Director Julia L. Johnson For For Management
1.4 Elect Director Jorge Mas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Craddock For For Management
1.2 Elect Director Donald E. Schrock For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor K. Lee For For Management
1.2 Elect Director James C. Moyer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director Kurt P. Kuehn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For Against Management
5 Approve Omnibus Stock Plan For Against Management
6 Ratify PricewaterhouseCoopers LLC as For For Management
Auditors
7 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Krivulka For For Management
1b Elect Director Howard W. Robin For For Management
1c Elect Director Dennis L. Winger For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NUTRISYSTEM, INC.
Ticker: NTRI Security ID: 67069D108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernstock For For Management
1.2 Elect Director Paul Guyardo For For Management
1.3 Elect Director Michael J. Hagan For For Management
1.4 Elect Director Jay Herratti For For Management
1.5 Elect Director Michael D. Mangan For For Management
1.6 Elect Director Brian P. Tierney For For Management
1.7 Elect Director Andrea M. Weiss For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory T. Lucier For For Management
1b Elect Director Leslie V. Norwalk For For Management
1c Elect Director Michael D. O'Halleran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fisch For Withhold Management
1.2 Elect Director Richard Zannino For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronny B. Lancaster For For Management
1.2 Elect Director Ronald H. Spair For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Allman For For Management
1.2 Elect Director Peter B. Hamilton For For Management
1.3 Elect Director Wilson R. Jones For For Management
1.4 Elect Director Leslie F. Kenne For For Management
1.5 Elect Director Kimberley Metcalf-Kupres For For Management
1.6 Elect Director Steven C. Mizell For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Craig P. Omtvedt For For Management
1.9 Elect Director Duncan J. Palmer For For Management
1.10 Elect Director John S. Shiely For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For Withhold Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For Withhold Management
1.4 Elect Director Paul E. Hassler For For Management
1.5 Elect Director Michael A. Kitson For Withhold Management
1.6 Elect Director Andy L. Nemeth For For Management
1.7 Elect Director M. Scott Welch For Withhold Management
1.8 Elect Director Walter E. Wells For Withhold Management
2 Ratify Crowe Horwath LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
POST HOLDINGS, INC.
Ticker: POST Security ID: 737446104
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Grote For For Management
1.2 Elect Director David W. Kemper For For Management
1.3 Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on the Risks Associated with Against For Shareholder
Use of Caged Chickens in Supply Chain
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
Ticker: PVTB Security ID: 742962103
Meeting Date: MAY 12, 2017 Meeting Type: Special
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lars G. Ekman For For Management
1b Elect Director Gene G. Kinney For For Management
1c Elect Director Dennis J. Selkoe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Issuance of Equity For Against Management
Securities with Preemptive Rights
6 Authorize Issuance of Equity For Against Management
Securities without Preemptive Rights
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director Ye Jane Li For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director Carmelo J. Santoro For For Management
1.9 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TENNECO, INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas C. Freyman For For Management
1b Elect Director Brian J. Kesseler For For Management
1c Elect Director Dennis J. Letham For For Management
1d Elect Director James S. Metcalf For For Management
1e Elect Director Roger B. Porter For For Management
1f Elect Director David B. Price, Jr. For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Paul T. Stecko For For Management
1i Elect Director Jane L. Warner For For Management
1j Elect Director Roger J. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Boynton For For Management
1.2 Elect Director Ian D. Clough For For Management
1.3 Elect Director Susan E. Docherty For For Management
1.4 Elect Director Peter A. Feld For For Management
1.5 Elect Director Reginald D. Hedgebeth For For Management
1.6 Elect Director Douglas A. Pertz For For Management
1.7 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
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THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Marla Malcolm Beck For For Management
1.4 Elect Director Jane Elfers For For Management
1.5 Elect Director Joseph Gromek For For Management
1.6 Elect Director Norman Matthews For For Management
1.7 Elect Director Robert L. Mettler For For Management
1.8 Elect Director Stanley W. Reynolds For For Management
1.9 Elect Director Susan Sobbott For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Ronald W. Kaplan For For Management
1.3 Elect Director Gerald Volas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenton K. Alder For For Management
1.2 Elect Director Julie S. England For For Management
1.3 Elect Director Philip G. Franklin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
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ULTRAGENYX PHARMACEUTICAL, INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emil D. Kakkis For For Management
1b Elect Director Daniel G. Welch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director Alison Davis For For Management
1d Elect Director Nathaniel A. Davis For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Philippe Germond For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director Lee D. Roberts For For Management
1i Elect Director Paul E. Weaver For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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VCA, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
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VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Barrese For For Management
1b Elect Director Naomi M. Bergman For For Management
1c Elect Director Jeffrey D. Jones For For Management
1d Elect Director Sachin S. Lawande For For Management
1e Elect Director Joanne M. Maguire For For Management
1f Elect Director Robert J. Manzo For For Management
1g Elect Director Francis M. Scricco For For Management
1h Elect Director David L. Treadwell For For Management
1i Elect Director Harry J. Wilson For For Management
1j Elect Director Rouzbeh Yassini-Fard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Cynthia A. Hallenbeck For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Oberweis Funds
--------------------------------------------------------------------------------
(Registrant)
By /s/ Eric V. Hannemann
---------------------
Eric V. Hannemann
Secretary of the Fund
Date: 08/31/2017