0001140361-13-004473.txt : 20130204
0001140361-13-004473.hdr.sgml : 20130204
20130204174154
ACCESSION NUMBER: 0001140361-13-004473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130204
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legon Joel
CENTRAL INDEX KEY: 0001354683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35303
FILM NUMBER: 13571265
MAIL ADDRESS:
STREET 1: 20 PINE PASTURE RUN
CITY: BOXBOUROUGH
STATE: MA
ZIP: 01719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/
CENTRAL INDEX KEY: 0000803014
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 133238402
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 810 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-1000
MAIL ADDRESS:
STREET 1: 810 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc1.xml
FORM 4
X0306
4
2013-02-04
1
0000803014
COMVERSE TECHNOLOGY INC/NY/
CMVT
0001354683
Legon Joel
C/O COMVERSE TECHNOLOGY, INC.
810 SEVENTH AVENUE
NEW YORK
NY
10019
0
1
0
0
SVP; Interim CFO
Common Stock
2013-02-04
4
D
0
218779
D
0
D
Disposition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Verint Systems Inc. ("Verint") and Victory Acquisition I LLC, a copy of which was filed with the Securities and Exchange Commission on January 4, 2013. The effective date of the Merger was February 4, 2013.
Includes 164,167 shares of Issuer common stock deliverable in settlement of previously unvested deferred stock unit awards that became fully vested and were cancelled immediately prior to the effective time of the Merger ("Deferred Stock Units") in accordance with the terms and conditions of the Merger Agreement and 54,612 shares of Issuer common stock in settlement of vested deferred stock unit awards.
At the effective time of the Merger, outstanding shares of Issuer common stock were converted into the right to receive new shares of Verint common stock at an exchange ratio specified in the Merger Agreement (the "Merger Consideration"). Holders of Deferred Stock Units received the Merger Consideration in the same manner as holders shares of Issuer common stock.
/s/ Shefali A. Shah, as Attorney-in-fact for Joel Legon
2013-02-04