0001140361-13-004470.txt : 20130204 0001140361-13-004470.hdr.sgml : 20130204 20130204174008 ACCESSION NUMBER: 0001140361-13-004470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130204 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koza Eric CENTRAL INDEX KEY: 0001315557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35303 FILM NUMBER: 13571258 MAIL ADDRESS: STREET 1: C/O W.R. HUFF ASSET MANAGEMENT CO., LLC STREET 2: 67 PARK PLACE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0306 4 2013-02-04 1 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT 0001315557 Koza Eric C/O COMVERSE TECHNOLOGY, INC. 810 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 SVP Corp Dev & Fin Strategy Common Stock 2013-02-04 4 D 0 218196 D 0 D Disposition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Verint Systems Inc. ("Verint") and Victory Acquisition I LLC, a copy of which was filed with the Securities and Exchange Commission on January 4, 2013. The effective date of the Merger was February 4, 2013. Includes 201,575 shares of Issuer common stock deliverable in settlement of previously unvested deferred stock unit awards that became fully vested and were cancelled immediately prior to the effective time of the Merger ("Deferred Stock Units") in accordance with the terms and conditions of the Merger Agreement and 16,621 shares of Issuer common stock in settlement of vested deferred stock unit awards. At the effective time of the Merger, outstanding shares of Issuer common stock were converted into the right to receive new shares of Verint common stock at an exchange ratio specified in the Merger Agreement (the "Merger Consideration"). Holders of Deferred Stock Units received the Merger Consideration in the same manner as holders shares of Issuer common stock. /s/ Shefali A. Shah, as Attorney-in-Fact for Eric Koza 2013-02-04