0001140361-11-057027.txt : 20111212 0001140361-11-057027.hdr.sgml : 20111212 20111212161605 ACCESSION NUMBER: 0001140361-11-057027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111208 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLIVER AUGUSTUS K CENTRAL INDEX KEY: 0001216573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35303 FILM NUMBER: 111256306 MAIL ADDRESS: STREET 1: C/O CORPORATE SECRETARY SCHOLASTIC CORP STREET 2: 557 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0304 4 2011-12-08 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT 0001216573 OLIVER AUGUSTUS K C/O OLIVER PRESS PARTNERS, LLC 152 WEST 57TH STREET NEW YORK NY 10019 1 0 0 0 Common Stock 2011-12-08 4 A 0 18026 A 62824 D Common Stock 1693307 I By Davenport Partners, L.P. and JE Partners Represents shares of Comverse Common Stock deliverable in settlement of an award of restricted stock units granted on December 8, 2011, with such shares to vest and be delivered on January 1, 2013. Not applicable. Includes 25,879 shares of Comverse Common Stock deliverable in settlement of unvested awards of deferred stock units and restricted stock units. The reporting person is a director of Comverse Technology, Inc. (the "Company"). The reporting person is the (i) Managing Member of Oliver Press Investors, LLC, a Delaware limited liability company and the general partner of each of Davenport Partners, L.P., a Delaware limited partnership ("Davenport"), JE Partners, a Bermuda partnership ("JE") and Oliver Press Master Fund LP, a Cayman limited partnership ("Master Fund" and, together with Davenport and JE, the "Partnerships"), and (ii) Managing Member of Oliver Press Partners, LLC, a Delaware limited liability company and the investment adviser to each of the Partnerships. The Partnerships own certain securities of the Company, all of which are subject to the shared voting and investment authority of the reporting person, among others. (Continuation of Footnote 4) - The reporting person's interest in the securities of the Company owned by the Partnerships is limited to the extent of his pecuniary interest in the Partnerships, if any. Upon ultimate realization of cash proceeds with respect to the deferred stock award, such cash proceeds may be applied as a credit against management fees payable by the Partnerships. The reporting person's interest in the securities reported on Table I herein is limited to the extent of his pecuniary interest in such securities, if any. /s/ Shefali Shah, as Attorney in Fact for Augustus K. Oliver 2011-12-12