-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJMPjslbNc9GZPDP3HW7IrYskFMnwKukjXmN+Gu091++5HK/JHZnYHeDIGvOEdxp 8JWf5ZuJlEmBef1nuQc7BQ== 0000922423-98-001095.txt : 19981008 0000922423-98-001095.hdr.sgml : 19981008 ACCESSION NUMBER: 0000922423-98-001095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980928 FILED AS OF DATE: 19981007 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-15502 FILM NUMBER: 98722179 BUSINESS ADDRESS: STREET 1: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5166777200 MAIL ADDRESS: STREET 1: 170 CROSSWAYS PARK DRIVE STREET 2: 170 CROSSWAYS PARK DRIVE CITY: WOODBURY STATE: NY ZIP: 11797 COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER KOBI CENTRAL INDEX KEY: 0001067964 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: COMVERSE TECHNOLOGY INC STREET 2: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 MAIL ADDRESS: STREET 1: COMVERSE TECHNOLOGY INC STREET 2: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 4 1 FORM 4 - 09/28/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kobi Alexander Comverse Technology, Inc. 170 Crossways Park Drive Woodbury, NY 11797 2. Issuer Name and Ticker or Trading Symbol Comverse Technology, Inc. -- CMVT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 09/28/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President, CEO & Chairman 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| - ----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/28/ | M | | 2,500 | A | $10.00 | 985,264 | D | | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | |Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | (A) | (D) |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | Incentive Stock Option| | | | | | | | | | | | | | | (right to buy) |$10.00 |9-28-| M | | | 2,500 | (1) |9-22-|Common Stock| 2,500 | (2) | 959,250 | D | | | | 98 | | | | | | 2004| | | | | | | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Became exerciseable incrementally at various vesting dates. (2) These Incentive Stock Options were granted to the Reporting Person by the Issuer as incentive compensation. SIGNATURE OF REPORTING PERSON /s/Kobi Alexander - ----------------- Kobi Alexander DATE 10/6/98 -----END PRIVACY-ENHANCED MESSAGE-----