-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FLR28KAYiJbXRk6F+t+6q66+Wqa2rcI83rkZ50gAIgR8VGjNDhRsRU8WVY7EvOyT HTv/2U4bxuq7+5S0KZ+wiw== 0000909518-10-000180.txt : 20100315 0000909518-10-000180.hdr.sgml : 20100315 20100315210115 ACCESSION NUMBER: 0000909518-10-000180 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20100315 DATE AS OF CHANGE: 20100315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Lauren F CENTRAL INDEX KEY: 0001411973 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 10683524 MAIL ADDRESS: STREET 1: C/O COMVERSE TECHNOLOGY, INC. STREET 2: 810 SEVENTH AVENUE, SUITE 3500 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 3/A 1 wright_form3aex.xml X0203 3/A 2009-05-28 2009-06-08 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001411973 Wright Lauren F C/O COMVERSE TECHNOLOGY, INC. 810 SEVENTH AVENUE, SUITE 3500 NEW YORK NY 10019 0 1 0 0 SVP,Global Business Operations Common Stock 80000 D Represents shares of Comverse Common Stock deliverable in settlement of awards of deferred stock units of 30,000, 25,000 and 32,500 shares granted on May 30, 2007 (the "2007 Award"), March 7, 2008 (the "2008 Award") and April 6, 2009 (the "2009 Award"), respectively. One-third (1/3) of the shares deliverable in settlement of the 2007 Award vested on each of May 21, 2008 and May 21, 2009, with delivery of such vested shares being deferred to the first date following such vesting dates on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than December 31, 2010. The remaining shares deliverable in settlement of the 2007 Award are scheduled to vest and be delivered on May 21, 2010. (Continuation of Footnote 1) One-third (1/3) of the shares deliverable in settlement of the 2008 Award vested on March 7, 2009, with delivery of such vested shares being deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15, 2010. One-third (1/3) of the shares deliverable in settlement of the 2008 Award are scheduled to vest and be delivered on each of March 7, 2010 and March 7, 2011. (Continuation of Footnote 2) One-third (1/3) of the shares deliverable in settlement of the 2009 Award are scheduled to vest and be delivered on each of April 6, 2010, April 6, 2011 and April 6, 2012, subject to accelerated vesting under certain circumstances, provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. (Continuation of Footnote 3) Notwithstanding the foregoing, the vesting and delivery of 7,500 shares in settlement of the 2009 Award was conditioned upon the achievement by Comverse, Inc. of a specified performance criterion based on pro forma operating income for fiscal year 2009. As such criterion was not achieved, the portion of the 2009 Award relating to such 7,500 shares was forfeited. Such 7,500 shares of the 2009 Award for which the performance criterion relates are not included in Column 2 of Table 1. This amendment is solely to eliminate reference to 7,500 shares underlying the 2009 Award that were subject to a performance criterion that was not achieved. Except for the foregoing, no new or revised holdings are being reported. All other disclosure in the original Form 3 remains unchanged. /s/ Shefali A. Shah, as Attorney-in-Fact for Lauren F. Wright 2010-03-15 -----END PRIVACY-ENHANCED MESSAGE-----