-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NY+NbDjLxsNCh73laTVNloFtfzSnQ2E0Xgm9aSuMOI7PhDU2qkBVgHJluDYJURI4 9B/35ZNxjMHCmHp29gS8RQ== 0000909518-10-000179.txt : 20100315 0000909518-10-000179.hdr.sgml : 20100315 20100315210015 ACCESSION NUMBER: 0000909518-10-000179 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20100315 DATE AS OF CHANGE: 20100315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woolf Howard CENTRAL INDEX KEY: 0001465786 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 10683522 MAIL ADDRESS: STREET 1: C/O COMVERSE TECHNOLOGY, INC. STREET 2: 810 SEVENTH AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 3/A 1 woolf_form3aex.xml X0203 3/A 2009-05-28 2009-06-08 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001465786 Woolf Howard 80 CONNTONTAIL LANE SOMERSET NJ 08873 0 1 0 0 Global Head of Services Common Stock 129000 D Includes 39,000 shares of Comverse Common Stock held by the reporting person, of which 6,250 shares are scheduled to vest on December 16, 2009 pursuant to a restricted stock unit award granted on December 16, 2005. Also represents shares of Comverse Common Stock deliverable in settlement of outstanding awards of deferred stock units of 10,000, 40,000 and 52,000 shares granted on January 26, 2007 (the "2007 Award"), March 7, 2008 (the "2008 Award") and April 6, 2009 (the "2009 Award"), respectively. The shares deliverable in settlement of the 2007 Award vested on January 26, 2009, with delivery of such vested shares being deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15, 2010. (Continuation of Footnote 1) One-third (1/3) of the shares deliverable in settlement of the 2008 Award vested on March 7, 2009, with delivery of such vested shares being deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15, 2010. One-third (1/3) of the shares deliverable in settlement of the 2008 Award are scheduled to vest and be delivered on each of March 7, 2010 and March 7, 2011. (Continuation of Footnote 2) One-third (1/3) of the shares deliverable in settlement of the 2009 Award are scheduled to vest and be delivered on each of April 6, 2010, April 6, 2011 and April 6, 2012, subject to accelerated vesting under certain circumstances, provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. (Continuation of Footnote 3) Notwithstanding the foregoing, the vesting and delivery of 12,000 shares in settlement of the 2009 Award was conditioned upon the achievement by Comverse, Inc. of a specified performance criterion based on pro forma operating income for fiscal year 2009. As such criterion was not achieved, the portion of the 2009 Award relating to such 12,000 shares was forfeited. Such 12,000 shares of the 2009 Award for which the performance criterion relates are not included in Column 2 of Table 1. This amendment is solely to eliminate reference to 12,000 shares underlying the 2009 Award that were subject to a performance criterion that was not achieved. Except for the foregoing, no new or revised holdings are being reported. All other disclosure in the original Form 3 remains unchanged. The official title of the Reporting Person is Global Head of Services, Comverse, Inc. /s/ Shefali Shah, as Attorney-in-Fact for Howard Woolf 2010-03-15 -----END PRIVACY-ENHANCED MESSAGE-----