-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVLAkJdXVMGNiGfz1GHAdsbg6ouyq/J5OAAV6PfM7n19I9gksy98X6M+pxotTuPM 82g9VU4ykwttm6DtFp9fJA== 0000909518-10-000178.txt : 20100315 0000909518-10-000178.hdr.sgml : 20100315 20100315205912 ACCESSION NUMBER: 0000909518-10-000178 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20100315 DATE AS OF CHANGE: 20100315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swad Stephen M CENTRAL INDEX KEY: 0001397915 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 10683521 MAIL ADDRESS: STREET 1: 3900 WISCONSIN AVENUE, NW CITY: WASHINGTON, DC STATE: X1 ZIP: 20016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4/A 1 swad_form4aex.xml X0303 4/A 2009-05-28 2009-05-29 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001397915 Swad Stephen M C/O COMVERSE TECHNOLOGY, INC. 810 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 EVP & CFO Common Stock 2009-05-28 4 A 0 140000 A 140000 D Represents shares of Comverse Common Stock deliverable in settlement of an award of deferred stock units granted on May 28, 2009, with one-third (1/3) of such shares to vest and be delivered on the first, second and third anniversaries of May 28, 2009, subject to accelerated vesting under certain circumstances, provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. This amendment is solely to eliminate reference to 70,000 shares underlying a deferred stock unit award granted on May 28, 2009 that were subject to a performance criterion that was not achieved. Not applicable. /s/ Shefali A. Shah, as Attorney-in-Fact for Stephen M. Swad 2010-03-15 -----END PRIVACY-ENHANCED MESSAGE-----