-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCKjiuGNrGNiwKYCGpHTKWUJwfMgH522Ku+Bjn5luu7mev08vxet6fS8LnjvvHzS 9845aPqLMDpOsqm1L1Elhg== 0000909518-09-000867.txt : 20091207 0000909518-09-000867.hdr.sgml : 20091207 20091207200653 ACCESSION NUMBER: 0000909518-09-000867 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091203 FILED AS OF DATE: 20091207 DATE AS OF CHANGE: 20091207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matsliach Gabriel CENTRAL INDEX KEY: 0001478106 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 091227306 MAIL ADDRESS: STREET 1: 13 STOCKTON DRIVE CITY: VOORHESS STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 3 1 matsliach_form3ex.xml X0203 3 2009-12-03 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001478106 Matsliach Gabriel 13 STOCKTON DRIVE VOORHEES NJ 08043 0 1 0 0 SVP, Global Prod and Ops Common Stock 54000 D Stock Option (right to purchase) 7.11 2012-10-01 Common Stock 40000 D Stock Option (right to purchase) 5.60 2013-12-19 Common Stock 6000 D Stock Option (right to purchase) 22.39 2014-12-06 Common Stock 15000 D Stock Option (right to purchase) 24.04 2015-10-14 Common Stock 30000 D Represents shares of Comverse Common Stock deliverable in settlement of awards of deferred stock units of 18,000 shares granted on each of March 7, 2008 (the "March Award"), April 6, 2009 (the "April Award") and September 15, 2009 (the "September Award"). One-third (1/3) of the shares deliverable in settlement of the March Award vested on March 7, 2009, with delivery of such vested shares being deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15, 2010. One-third (1/3) of the shares deliverable in settlement of the March Award are scheduled to vest and be delivered on each of March 7, 2010 and March 7, 2011, subject to accelerated vesting under certain circumstances. (Continuation of Footnote 1) One-third (1/3) of the shares deliverable in settlement of the April Award are scheduled to vest on each of April 6, 2010, April 6, 2011 and April 6, 2012, subject to accelerated vesting under certain circumstances; provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. (Continuation of Footnote 1) One-third (1/3) of the shares deliverable in settlement of the September Award are scheduled to vest on each of September 15, 2010, September 15, 2011 and September 15, 2012, subject to accelerated vesting under certain circumstances; provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. Includes 48,000 shares of Comverse Common Stock deliverable in settlement of unvested awards of deferred stock units and 6,000 shares of Comverse Common Stock deliverable in settlement of vested awards of deferred stock units that are subject to deferred delivery. The stock option vested in full. /s/ Gabriel Matsliach 2009-12-07 -----END PRIVACY-ENHANCED MESSAGE-----