-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QI1xYlM2W7PbHYWLD6oeoI+xsvilrOqrpKOozdcNCo3YYxflOiyZ1t5fT0e1RJt4 FGNlKolIbRC4pozlqbDQtA== 0000909518-09-000275.txt : 20090424 0000909518-09-000275.hdr.sgml : 20090424 20090424160603 ACCESSION NUMBER: 0000909518-09-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090422 FILED AS OF DATE: 20090424 DATE AS OF CHANGE: 20090424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Shefali A CENTRAL INDEX KEY: 0001405622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 09769915 MAIL ADDRESS: STREET 1: C/O COMVERSE TECHNOLOGY, INC. STREET 2: 810 SEVENTH AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 shah_form4ex.xml X0303 4 2009-04-22 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001405622 Shah Shefali A C/O COMVERSE TECHNOLOGY, INC. 810 SEVENTH AVENUE, 35TH FLOOR NEW YORK NY 10019 0 1 0 0 Acting General Counsel Common Stock 2009-04-22 4 A 0 28000 A 60000 D Represents shares of Comverse Common Stock deliverable in settlement of an award of deferred stock units granted on April 22, 2009, with one-third (1/3) of such shares to vest and be delivered on each of April 6, 2010, April 6, 2011 and April 6, 2012, subject to accelerated vesting under certain circumstances, provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. Notwithstanding the foregoing, the vesting and delivery of 8,000 shares in settlement of this award will be conditioned upon the achievement by Comverse, Inc. of a specified performance criterion based on pro forma operating income for fiscal year 2009. (Continuation of Footnote 1) If such criterion is not achieved, the portion of the award relating to such 8,000 shares will be forfeited. Not applicable. Includes 42,000 shares of Comverse Common Stock deliverable in settlement of deferred stock unit awards reported in Table I in prior filings. /s/ Shefali Shah 2009-04-24 -----END PRIVACY-ENHANCED MESSAGE-----