-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HrIJFnTh3wBkMWxBSOd62tkAl6sX01A6L+l+YmfUnMCA74tGKVrQQDoWH/3vQp44 tL5CMuGXPh7P53dEvEyH8w== 0000909518-09-000254.txt : 20090408 0000909518-09-000254.hdr.sgml : 20090408 20090408170755 ACCESSION NUMBER: 0000909518-09-000254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090406 FILED AS OF DATE: 20090408 DATE AS OF CHANGE: 20090408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miyamoto Lance CENTRAL INDEX KEY: 0001417430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 09740471 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 miyamoto_form4ex.xml X0303 4 2009-04-06 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001417430 Miyamoto Lance C/O COMVERSE TECHNOLOGY, INC. 810 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 EVP-Global Head of HR Common Stock 2009-04-06 4 A 0 56000 A 96000 D Represents shares of Comverse Common Stock deliverable in settlement of an award of deferred stock units granted on April 6, 2009, with one-third (1/3) of such shares to vest and be delivered on each of April 6, 2010, April 6, 2011 and April 6, 2012, subject to accelerated vesting under certain circumstances, provided that, if on any vesting date there is no effective registration statement on Form S-8 in respect of such shares, the delivery of the shares vested on such vesting date will be deferred to the first date following such vesting date on which such shares are the subject of an effective registration statement on Form S-8, but in no event later than March 15 of the year succeeding such vesting date. Notwithstanding the foregoing, the vesting and delivery of 16,000 shares in settlement of this award will be conditioned upon the achievement by Comverse, Inc. of a specified performance goal for fiscal year 2009 (the "2009 Performance Goal"). (Continuation of Footnote 1) If the 2009 Performance Goal is not achieved, the portion of the award relating to such 16,000 shares will be forfeited. Not applicable Includes 40,000 shares of Comverse Common Stock deliverable in settlement of a deferred stock unit award reported in Table I in prior filings. Excludes shares deliverable in settlement of a deferred stock unit award reported as derivative securities in Table II in prior filings. /s/ Lance Miyamoto 2009-04-08 -----END PRIVACY-ENHANCED MESSAGE-----