-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+R0YpvC8l72WYm2mi92SApVt8nvWJg9ZRdtW1MioeHcXo/RcyPhOA84bc0nKv/x wkAuekNm0ELs+7hmuRsFaA== 0000909518-09-000081.txt : 20090210 0000909518-09-000081.hdr.sgml : 20090210 20090210164657 ACCESSION NUMBER: 0000909518-09-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALON RAZ CENTRAL INDEX KEY: 0001272638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 09586289 BUSINESS ADDRESS: STREET 1: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5166777201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 alon_form4ex.xml X0303 4 2008-12-31 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001272638 ALON RAZ 2225 EAST BAYSHORE ROAD SUITE 219 PALO ALTO CA 94303 1 0 0 0 Common Stock 2008-12-31 4 M 0 32000 A 48900 D Common Stock 2008-12-31 4 F 0 9920 6.26 D 38980 D Deferred Stock Award (units) 2008-12-31 4 M 0 32000 D Common Stock 32000 8000 D Shares of Common Stock delivered in settlement of previously reported deferred stock award that was granted on July 14, 2006. Includes 10,000 shares of Comverse Common Stock deliverable in settlement of unvested award of deferred stock units. Excludes shares deliverable in settlement of awards of deferred stock units reported as derivative securities in Table II in this filing and in prior filings. Each unit of the deferred stock award represents a contingent right to receive one share of Comverse Common Stock. Due to set character number limitations, please see Exhibit 99.1 - Footnote attached hereto and made part of this filing. Not applicable. See Exhibit 99.1 hereto. /s/ Shefali Shah, as Attorney-in-Fact for Raz Alon 2009-02-10 EX-99 2 mm02-0609alon_form4ex991.htm

EXHIBIT 99.1

 

(4) Under the terms of the deferred stock award dated July 14, 2006, as amended, relating to 40,000 shares of Comverse Common Stock, the vesting of units representing the award is as follows: 32,000 units vested on or before April 30, 2007, 6,000 units vested on April 30, 2008 and 2,000 will vest on July 14, 2009, subject to acceleration of vesting in certain circumstances. Under the terms of the award, shares were delivered in settlement of the portion of the deferred stock award vesting on or before April 30, 2007 on December 31, 2008. Shares in settlement of the award which vested in calendar year 2008 or which will vest in calendar year 2009 will be deliverable on the first date within calendar year 2010 on which the Company has an effective registration statement on Form S-8 in place, but in no event later that December 31, 2010. However, if Mr. Alon’s continuous service with the Company, a subsidiary or a parent company is terminated prior to December 31, 2010, the number of shares in respect of any deferred stock units which are vested as of the date of the termination of continuous service will be delivered to Mr. Alon on such termination date.

 

 

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