-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NweUziFg4WLksweGhrdoXBxQ+VruVZOq9XwRDGJJ8QjegmHGsX491OjW3Yjvo1JL 6KuKY9ZXMVC+w2ETB0X8mA== 0000909518-07-001041.txt : 20071207 0000909518-07-001041.hdr.sgml : 20071207 20071207182824 ACCESSION NUMBER: 0000909518-07-001041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071205 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-1000 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER A ALEXANDER JR CENTRAL INDEX KEY: 0001065142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 071293741 BUSINESS ADDRESS: STREET 1: SLM CORPORATION STREET 2: 11600 SALLIE MAE DRIVE CITY: RESTON STATE: VA ZIP: 20193 BUSINESS PHONE: 7039846785 MAIL ADDRESS: STREET 1: 12061 BLUEMONT WAY CITY: RESTON STATE: VA ZIP: 20190 4 1 porter_form4ex.xml X0202 4 2007-12-05 0 0000803014 COMVERSE TECHNOLOGY INC/NY/ CMVT.PK 0001065142 PORTER A ALEXANDER JR C/O PORTER, ORLIN LLC 666 FIFTH AVENUE, SUITE 3404 NEW YORK NY 10103 1 0 0 0 Deferred Stock Award (units) 2007-12-05 4 A 0 10000 0 A Common Stock 10000 10000 D Each unit of the Deferred Stock Award represents a contingent right to receive one share of Comverse Common Stock. Units representing the Deferred Stock Award shall vest on January 1, 2009, and shares in settlement of the Deferred Stock Award shall be delivered on such date. Not applicable. The reporting person is the (i) Managing Member of CF Advisors, LLC, a Delaware limited liability company and the general partner of each of Amici Associates L.P., The Collectors' Fund, L.P., LightPath Capital, L.P. and Amici Qualified Associates, L.P. (collectively, the "Partnerships"), (ii) Managing Member of Porter, Orlin LLC, a Delaware limited liability company and the investment advisor to each of the Partnerships, and (iii) the Managing Member of Amici Capital LLC, a Delaware limited liability company which is the investment management entity for Amici Fund International, Ltd. ("Amici Ltd."), and for Permal PO Enhanced Fund, Ltd. (Permal Ltd."), and which is an affiliate of Porter Orlin LLC. The Partnerships, Amici Ltd. and Permal Ltd. currently own collectively 3,329,643 shares of common stock of the Company, all of which are subject to the shared voting and investment authority of the reporting person, among others. The reporting person's interest in the 3,329,643 shares of common stock of the Company currently owned by the Partnerships, Amici Ltd., and Permal Ltd. is limited to the extent of his pecuniary interests in these entities, if any. Alexander A. Porter, Jr. 2007-12-07 -----END PRIVACY-ENHANCED MESSAGE-----