-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0RQ2nEMGwOZ6SDnIlXVDB+A9OegDe0HCe2fgVp78G3VQGx4Ru5Ntl59S0eMsX1O 9BYCVN8AoyVZM9K6zGMvjw== 0000909518-02-000681.txt : 20020913 0000909518-02-000681.hdr.sgml : 20020913 20020913112215 ACCESSION NUMBER: 0000909518-02-000681 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020913 ITEM INFORMATION: FILED AS OF DATE: 20020913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15502 FILM NUMBER: 02763156 BUSINESS ADDRESS: STREET 1: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5166777200 MAIL ADDRESS: STREET 1: 170 CROSSWAYS PARK DRIVE CITY: WOODBURY STATE: NY ZIP: 11797 8-K 1 mv9-11_8k.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT - September 13, 2002 (Date of Earliest Event Reported) COMVERSE TECHNOLOGY, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Commission File No. 0-15502 New York 13-3238402 - ------------------------ ---------------- (State of Incorporation) (I.R.S. Employer Identification No.) 170 Crossways Park Drive, Woodbury, New York 11797 - -------------------------------------------- ----- (Address of principal Zip Code executive offices) Registrant's telephone number, including area code: (516) 677-7200 ================================================================================ ITEM 9. REGULATION FD DISCLOSURE. On September 13, 2002, each of the principal executive officer, Kobi Alexander, and principal financial officer, David Kreinberg, of Comverse Technology, Inc., filed with the Securities and Exchange Commission a sworn statement pursuant to Securities and Exchange Commission Order No. 4-460. In addition, the Quarterly Report on Form 10-Q for the quarterly period ended July 31, 2002, filed with the Securities and Exchange Commission on September 13, 2002, by Comverse Technology, Inc. was accompanied by certifications by Mr. Alexander and Mr. Kreinberg pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350). A copy of each of the statements and the certifications is attached hereto as an Exhibit (99.1, 99.2, 99.3 and 99.4). In accordance with general instruction B.2 of Form 8-K, the information in this report is furnished pursuant to Item 9 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COMVERSE TECHNOLOGY, INC. By: /s/ David Kreinberg ------------------------------------ Name: David Kreinberg Title: Chief Financial Officer Dated: September 13, 2002 3 EXHIBIT INDEX Exhibit No. Description - ----------- -------------------------------------------------------------- 99.1 Statement of Principal Executive Officer pursuant to Securities and Exchange Commission Order No. 4-460. 99.2 Statement of Principal Financial Officer pursuant to Securities and Exchange Commission Order No. 4-460. 99.3 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350. 99.4 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. 4 EX-99 3 mv911_ex99-1.txt 99.1 Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Kobi Alexander, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Comverse Technology, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended January 31, 2002 of Comverse Technology, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Comverse Technology, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Kobi Alexander - ---------------------------- Kobi Alexander September 13, 2002 Subscribed and sworn to before me this 13th day of September, 2002. /s/ Gordon Flayter ------------------------------------ Notary Public My commission Expires: 03/30/2003 EX-99 4 mv911_ex99-2.txt 99.2 Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, David Kreinberg, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Comverse Technology, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended January 31, 2002 of Comverse Technology, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Comverse Technology, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ David Kreinberg - ---------------------------- David Kreinberg September 13, 2002 Subscribed and sworn to before me this 13th day of September, 2002. /s/ Gordon Flayter ------------------------------------ Notary Public My commission Expires: 03/30/2003 EX-99 5 mv911_ex99-3.txt 99.3 Exhibit 99.3 Certification Required by 18 U.S.C. Section 1350 (as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002) ---------------------------------------------------------------------- I, Kobi Alexander, as Chief Executive Officer of Comverse Technology, Inc. (the "Company"), certify, pursuant to 18 U.S.C. Section 1350 (as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002), that to my knowledge: (1) the accompanying Quarterly Report on Form 10-Q of the Company for the quarterly period ended July 31, 2002 (the "Report"), filed with the U.S. Securities and Exchange Commission, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: September 13, 2002 /s/ Kobi Alexander ------------------------------ Kobi Alexander Chief Executive Officer EX-99 6 mv911_ex99-4.txt 99.4 Exhibit 99.4 Certification Required by 18 U.S.C. Section 1350 (as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002) ---------------------------------------------------------------------- I, David Kreinberg, as Chief Financial Officer of Comverse Technology, Inc. (the "Company"), certify, pursuant to 18 U.S.C. Section 1350 (as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002), that to my knowledge: (1) the accompanying Quarterly Report on Form 10-Q of the Company for the quarterly period ended July 31, 2002 (the "Report"), filed with the U.S. Securities and Exchange Commission, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: September 13, 2002 /s/ David Kreinberg ------------------------------ David Kreinberg Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----