SC 13G/A 1 d84657bsc13ga.txt AMENDMENT NO. 3 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 3) ASSOCIATED MATERIALS INCORPORATED (Name of Issuer) COMMON STOCK, PAR VALUE $.0025 PER SHARE (Title of Class of Securities) 045709 10 2 (CUSIP Number) DECEMBER 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 7 Pages 2 ============================= ============================= CUSIP NO. 045709 10 2 13G PAGE 2 OF 7 PAGES ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WILLIAM W. WINSPEAR -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 2,356,025 BENEFICIALLY ---------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING -0- PERSON ---------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 3,772,242 ---------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,772,242 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 61.9% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT 3 ============================= ============================= CUSIP NO. 045709 10 2 13G PAGE 3 OF 7 PAGES ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WINSPEAR FAMILY LIMITED PARTNERSHIP, A TEXAS LIMITED PARTNERSHIP -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 77,024 BENEFICIALLY ---------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING -0- PERSON ---------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 2,911,165 ---------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,911,165 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 47.7% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT 4 ============================= ============================= CUSIP NO. 045709 10 2 13G PAGE 4 OF 7 PAGES ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WINSPEAR FAMILY INVESTMENTS, LTD., A TEXAS LIMITED PARTNERSHIP -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 1,990 BENEFICIALLY ---------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING -0- PERSON ---------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 100,000 ---------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,000 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.6% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT 5 ITEM 1(a). NAME OF ISSUER: Associated Materials Incorporated ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2200 Ross Avenue, Suite 4100 East Dallas, Texas 75201 ITEM 2(a). NAME OF PERSON FILING: William W. Winspear Winspear Family Limited Partnership, a Texas limited partnership Winspear Family Investments, Ltd., a Texas limited partnership ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 2200 Ross Avenue, Suite 4100 East Dallas, Texas 75201 ITEM 2(c). CITIZENSHIP: William W. Winspear -- U.S.A. Winspear Family Limited Partnership -- Texas Winspear Family Investments, Ltd. -- Texas ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.0025 per share ITEM 2(e). CUSIP NUMBER: 045709 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable. 5 6 ITEM 4. OWNERSHIP: The Winspear Family Limited Partnership ("WFLP") beneficially owns 2,911,165 shares of Common Stock of Associated Materials Incorporated ("AMI"). The partnership agreement governing the WFLP provides that the partners of the WFLP have pass-through voting rights with respect to the shares of AMI Common Stock held by the WFLP. The general partner of WFLP is The Winspear FLP Revocable Trust (the "Winspear Trust"). William W. Winspear is the sole trustee of the Winspear Trust and in such capacity (i) may be deemed to beneficially own all of the shares AMI Common Stock held by the WFLP, (ii) has the power to vote 77,024 shares of AMI Common Stock held by the WFLP and (iii) has the power to dispose of all of the shares of AMI Common Stock held by the WFLP. The Winspear Family Investments, Ltd. ("WFI") beneficially owns 100,000 shares of AMI Common Stock. The partnership agreement governing the WFI provides that the partners of WFI have pass-through voting rights with respect to the shares of AMI Common Stock held by WFI. William W. Winspear is the managing general partner of WFI and in that capacity (i) may be deemed to beneficially own all of the shares of AMI Common Stock held by the WFI, (ii) has the power to vote 990 shares of AMI Common Stock held by the WFI and (iii) has the power to dispose of all of the shares of AMI Common Stock held by the WFI. The Margot Macleod Winspear Revocable Trust ("MMWRT") beneficially owns 1,081,458 shares of AMI Common Stock. William W. Winspear is the sole trustee of the MMWRT and in that capacity has the power to vote 1,081,458 shares of AMI Common Stock and has the power to dispose of 351,709 shares of AMI Common Stock. In addition to the shares of AMI Common Stock held by the WFLP, Mr. Winspear beneficially owns an additional 409,368 shares of Common Stock. (a) Amount beneficially owned: 3,772,242 (b) Percent of Class: 61.9% (c) Number of Shares as to which such persons have: (i) Sole power to vote or direct the vote: 2,356,025 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 3,772,242 (iv) Shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 6 7 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 28, 2001 /s/ William W. Winspear ---------------------------------------------- William W. Winspear Dated: February 28, 2001 WINSPEAR FAMILY LIMITED PARTNERSHIP By: /s/ William W. Winspear ---------------------------------------------- William W. Winspear Trustee of The Winspear FLP Revocable Trust, the General Partner of the Winspear Family Limited Partnership Dated: February 28, 2001 WINSPEAR FAMILY INVESTMENTS, LTD. By: /s/ William W. Winspear ---------------------------------------------- William W. Winspear, Managing General Partner 7