-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wn2gwkq2BPOP51GhbaV8vnKsSswrlF5qkbLMuo2eVCkHeuliMmhi+U/ix1X+Xgt6 DSxPGA/7ZGEqos4bFEokXg== 0000950134-00-001724.txt : 20000309 0000950134-00-001724.hdr.sgml : 20000309 ACCESSION NUMBER: 0000950134-00-001724 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED MATERIALS INC CENTRAL INDEX KEY: 0000802967 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 751872487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53705 FILM NUMBER: 563684 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVE STE 4100 E CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2142204600 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: SUITE 4100 EAST CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINSPEAR ROBERT L CENTRAL INDEX KEY: 0001108565 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2200 ROSE AVENUE SUITE 4100 EAST CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2142204600 MAIL ADDRESS: STREET 1: 2200 ROSE AVENUE SUITE 4100 EAST CITY: DALLAS STATE: TX ZIP: 75201 SC 13G 1 SCHEDULE 13G - ROBERT L. WINSPEAR 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ASSOCIATED MATERIALS INCORPORATED (Name of Issuer) COMMON STOCK, PAR VALUE $.0025 PER SHARE (Title of Class of Securities) 045709 10 2 (CUSIP Number) FEBRUARY 21, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) Page 1 of 5 Pages 2 ================================= ============================= CUSIP NO. 045709 10 2 13G PAGE 2 OF 5 PAGES ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ROBERT L. WINSPEAR - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CANADA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 378,192 SHARES --------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING --------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 28,000 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 378,192 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT 3 ITEM 1(a). NAME OF ISSUER: Associated Materials Incorporated ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2200 Ross Avenue, Suite 4100 East Dallas, Texas 75201 ITEM 2(a). NAME OF PERSON FILING: Robert L. Winspear ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 2200 Ross Avenue, Suite 4100 East Dallas, Texas 75201 ITEM 2(c). CITIZENSHIP: Canada ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.0025 per share ITEM 2(e). CUSIP NUMBER: 045709 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable. 3 4 ITEM 4. OWNERSHIP: The Winspear Family Limited Partnership ("WFLP") beneficially owns 2,911,165 shares of Common Stock of Associated Materials Incorporated ("AMI"). The partnership agreement governing the WFLP provides that the partners of the WFLP have pass-through voting rights with respect to the shares of AMI Common Stock held by the WFLP. Robert L. Winspear is a limited partner of WFLP and in that capacity has the power to vote 252,182 shares of AMI Common Stock. Winspear Family Investments Ltd. ("WFI") beneficially owns 100,000 shares of Common Stock of AMI. The partnership agreement governing the WFI provides that the partners of WFI have pass-through voting rights with respect to the shares of AMI Common Stock held by the WFI. The Winspear Grandchildren's Trust (the "Winspear Trust") is a limited partner of WFI. Robert L. Winspear is the sole trustee of the Winspear Trust and in that capacity has the power to vote 98,010 shares of AMI Common Stock. In addition to the shares of AMI Common Stock held by the Winspear Trust, Mr. Winspear holds options to purchase 40,000 shares of AMI Common Stock, of which 28,000 options are either presently exercisable or exercisable within 60 days of the date of this Schedule 13G. As a result of these exercisable options, Mr. Winspear is deemed to beneficially own 28,000 shares of AMI Common Stock. (a) Amount beneficially owned: 378,192 (b) Percent of Class: 5.8% (c) Number of Shares as to which such persons have: (i) Sole power to vote or direct the vote: 378,192 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 28,000 (iv) Shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 4 5 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 6, 2000 /s/ Robert L. Winspear --------------------------------- Robert L. Winspear 5 -----END PRIVACY-ENHANCED MESSAGE-----