-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFyQhnqiQhOAn8QasO7azHudsxYHAWZOMERVuD/VcBCMYf86jdTd9oep9wAlRNYD Wp2nyPL/R+/WB3lQEeNUhg== 0000941543-02-000002.txt : 20021121 0000941543-02-000002.hdr.sgml : 20021121 20021121131342 ACCESSION NUMBER: 0000941543-02-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020929 FILED AS OF DATE: 20021121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LOGIC DEVICES INC CENTRAL INDEX KEY: 0000802851 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942893789 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17187 FILM NUMBER: 02835828 BUSINESS ADDRESS: STREET 1: 1320 ORLEANS DR CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085425400 MAIL ADDRESS: STREET 1: 1320 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FARKAS HOWARD L CENTRAL INDEX KEY: 0000941543 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 6601 E PROGRESS AVE CITY: GREENWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3036943388 5 1 hf-form5.htm HOWARD FARKAS FORM 5 9-29-02 Form 5 - Courtesy of e-Services, LLC - www.edgar2.net

 

Form 5

__  Check box if no longer subject to 
      Section 16. Form 4 or Form 5 obligations
      may continue. See Instruction 1(b).

__ Form 3 Holdings Reported

__ Form 4 Transactions Reported

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP

 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

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1.  Name and Address of Reporting Person*

Howard L. Farkas

2.  Issuer Name and Tickler or Trading Symbol

LOGIC Devices Incorporated - LOGC

6. Relationship of Reporting Person(s) to Issuer
                            (Check all applicable)

  X   Director                                 ___ 10% Owner
 ___ Officer (give title below)        ___ Other (specify below)
                                        _____________________

(Last)         (First)        (Middle)

6601 E. Progress Ave.

3.  I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)

 

4.  Statement for Month/Year

September 2002

(Street)

Englewood, CO 80111

5.  If Amendment, Date of Original
   (Month/Year)

 

7.  Individual or Joint/Group Reporting
            (check applicable line)
  X   Form Filed by One Reporting Person
 ___ Form Filed by More than One Reporting Person

(City)     (State)      (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
    (Instr. 3)

2.Transaction Date
   (Month/Day/Year)

3.Transaction Code
   (Instr. 8)

4.Securities  Acquired (A) or
   Disposed of (D)  (Instr. 3, 4 and 5)

5.Amount of Securities Beneficially Owned at the end of Issuer's Fiscal Year 
(Instr. 3 and 4)

6.Ownership Form: Direct
 (D) or Indirect (I)
 (Instr. 4)

7.Nature of Indirect Beneficial Ownership
 (Instr. 4)

Amount

(A) or (D)

Price
                          
                          
                          
                          
                          
                          
                          
                          

  

  

  

* If the form is filed by more than one reporting person, see instruction 4(b)(v).

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts calls warrants options, convertible securities)

1.Title of
   Derivative
   Security
   (Instr. 3)

2.Conversion
   or Exercise
   Price of
   Derivative
   Security

3.Trans-
   action
   Date
   (Month/
   Day/
   Year)

4.Trans-
   action
   Code
   (Instr. 8)

5.Number of
   Derivative
   Securities
   Acquired
   (A) or
   Disposed
   of (D)
   (Instr. 3, 4
   and 5)

6.Date Exercisable
  and Expiration Date
  (Month/Day/Year)

7.Title and
   Amount of
   Underlying
   Securities
   (Instr. 3 and
    4)

8.Price of
   Derivative
   Security
   (Instr. 5)

9.Number of
   Derivative
   Securities
   Beneficially
   Owned at End
   of Year
   (Instr. 4)

10.Ownership of
     Derivative
     Security: Direct
     (D) or Indirect (I)
     (Instr. 4)

11.Nature of Indirect
     Beneficial
     Ownership
     (Instr. 4)

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

 Stock options (Right to Buy)

 $1.60 03/12/02 A

5,000  

  

 03/12/02 03/12/07 Common Stock 5,000

  

  5,000

  Direct

  

Stock options (Right to Buy)

 $1.10 05/20/02 A 50,000

  

 05/20/02 05/20/07

  Common Stock

 50,000

  

  50,000

  Direct

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

Explanation of Responses:

 

 

            /s/ Howard L. Farkas                         
**Signature of Reporting Person

                 November 21, 2002                 
Date

 

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed.  If space provided is insufficient, see Instruction 6 for procedure.

 

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