0001752724-19-121364.txt : 20190912
0001752724-19-121364.hdr.sgml : 20190912
20190912172348
ACCESSION NUMBER: 0001752724-19-121364
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190912
DATE AS OF CHANGE: 20190912
EFFECTIVENESS DATE: 20190912
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICTORY PORTFOLIOS
CENTRAL INDEX KEY: 0000802716
IRS NUMBER: 316364605
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04852
FILM NUMBER: 191091039
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMAN ROAD
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 6144708000
MAIL ADDRESS:
STREET 1: 4900 TIEDEMAN ROAD
CITY: BROOKLYN
STATE: OH
ZIP: 44144
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIETY FUNDS
DATE OF NAME CHANGE: 19940906
0000802716
S000046391
Victory INCORE Total Return Bond Fund
C000144969
Class A
MUCAX
C000144970
Class C
MUCCX
C000144971
Class Y
MUCYX
C000155525
Class R6
MUCRX
0000802716
S000046392
Victory Munder Mid-Cap Core Growth Fund
C000144972
Class A
MGOAX
C000144973
Class C
MGOTX
C000144974
Class R
MMSRX
C000144975
Class R6
MGOSX
C000144976
Class Y
MGOYX
0000802716
S000046393
Victory Integrity Small-Cap Value Fund
C000144977
Class A
VSCVX
C000144978
Class C
MCVSX
C000144979
Class R
MRVSX
C000144980
Class R6
MVSSX
C000144981
Class Y
VSVIX
0000802716
S000046394
Victory Trivalent Emerging Markets Small-Cap Fund
C000144982
Class A
MAEMX
C000144983
Class Y
MYEMX
0000802716
S000046395
Victory Munder Multi-Cap Fund
C000144984
Class A
MNNAX
C000144985
Class C
MNNCX
C000144986
Class R
MNNRX
C000144987
Class Y
MNNYX
0000802716
S000046396
Victory S&P 500 Index Fund
C000144988
Class A
MUXAX
C000144989
Class R
MUXRX
C000144990
Class Y
MUXYX
0000802716
S000046397
Victory Integrity Mid-Cap Value Fund
C000144991
Class A
MAIMX
C000144992
Class Y
MYIMX
C000164741
Class R6
MRIMX
0000802716
S000046398
Victory Integrity Small/Mid-Cap Value Fund
C000144993
Class A
MAISX
C000144994
Class Y
MYISX
C000155526
Class R6
MIRSX
0000802716
S000046399
Victory Trivalent International Fund - Core Equity
C000144995
Class A
MAICX
C000144996
Class C
MICCX
C000144997
Class I
MICIX
C000144998
Class Y
MICYX
C000155527
Class R6
MAIRX
0000802716
S000046400
Victory Trivalent International Small-Cap Fund
C000144999
Class A
MISAX
C000145000
Class C
MCISX
C000145001
Class I
MISIX
C000145002
Class R6
MSSIX
C000145003
Class Y
MYSIX
0000802716
S000046401
Victory Integrity Discovery Fund
C000145004
Class A
MMEAX
C000145005
Class C
MMECX
C000145006
Class R
MMERX
C000145007
Class Y
MMEYX
0000802716
S000049194
Victory Munder Small Cap Growth Fund
C000155093
Class A
MASCX
C000155094
Class I
MIGSX
C000155095
Class Y
MYSGX
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0000802716
XXXXXXXX
811-04852
true
false
false
N-1A
S000046400
true
S000046391
true
S000046396
true
S000046401
true
S000046392
true
S000046398
true
S000049194
true
S000046394
true
S000046393
true
S000046399
true
S000046397
true
S000046395
true
Victory Portfolios
811-04852
0000802716
549300V07N3HJP1EW330
4900 Tiedeman Road
4th Floor
Brooklyn
44114
US-OH
US
(800) 539-3863
Victory Capital Advisers, Inc.
4900 Tiedeman Road
4th Floor
Brooklyn
44144
1-800-539-3863
Records relating to its function as distributor
Citibank N.A.
388 Greenwich St
New York
10013
813-604-4707
Records relating to its function as custodian
Victory Capital Management Inc.
4900 Tiedeman Road
4th Floor
Brooklyn
44144
1-800-539-3863
Records relating to its functions as investment adviser and administrator
Park Avenue Institutional Advisers LLC
7 Hanover Square
New York
10004
212-919-2017
Records relating to its function as sub-adviser to the Victory High Yield Fund, Victory Tax-Exempt Fund, Victory High Income Municipal Bond Fund, Victory Floating Rate Fund and Victory Strategic Income Fund
Citi Fund Services Ohio, Inc.
4400 Easton Commons
Suite 200
Columbus
43219
614-470-8000
Records relating to its functions as sub-administrator and sub-fund accountant
FIS Investor Services LLC
4249 Easton Way
Suite 400
Columbus
43219
800-237-4851
Records relating to its functions as transfer agent and dividend disbursing agent
SailingStone Capital Partners LLC
One California Street
30th Floor
San Francisco
94111
415-429-5198
Records relating to its function as sub-adviser to the Victory Global Natural Resources Fund
N
N
N-1A
42
Y
Sally Dungan
N/A
N
David Adcock
N/A
N
E. Lee Beard
N/A
N
David Brown
N/A
Y
Dennis Bushe
N/A
N
Nigel Andrews
N/A
N
Gloria Nelund
N/A
N
Leigh Wilson
N/A
N
John Kelly
N/A
N
David Meyer
N/A
N
Colin Kinney
N/A
4900 Tiedeman Road
4th Floor
Brooklyn
44144
XXXXXX
N
N
N
N
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
N
N
Cohen & Company, Ltd.
925
N/A
Y
N
N
N
N
N
N
Victory Trivalent Emerging Markets Small-Cap Fund
S000046394
549300VLBEI0FZ16QS25
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
68459.61
2778.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Bloomberg
N/A
N/A
N
Refinitiv
N/A
N/A
N
ICE Data Services
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
1410.69
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1021.79000000
DEUTSCHE BANK SECURITIES INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
391.18000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
107.17000000
HSBC SECURITIES (USA) INC
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
1670.22000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
323.76000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
612.14000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
3488.40000000
MACQUARIE CAPITAL (USA) INC.
008-47198
000036368
549300670K07JRB5UQ40
5059.86000000
INVESTEC SECURITIES (US) LLC
008-67162
000138421
N/A
402.51000000
DAIWA CAPITAL MARKETS AMERICA INC.
008-12242
000001576
M67H5PRC0NQKM73ZAS82
377.91000000
13866.84000000
0
Y
8733182.67
Uncommitted
150000000.00000000
N
Committed
100000000.00000000
N
N
N
N
Victory Integrity Small-Cap Value Fund
S000046393
5493000LV00VJ8XBPX24
N
5
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
163856918.96
416091.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
Refinitiv
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
14447.76
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
134364.00000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
112957.80000000
LIQUIDNET
008-52461
000103987
213800HSKBBO1GCVRG79
379736.15000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
184705.24000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
146527.16000000
COWEN AND COMPANY, LLC
008-22522
000007616
549300WR155U7DVMIW58
947185.76000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
221281.18000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
119293.44000000
KEYBANC CAPITAL MARKETS
008-30177
000000566
2EQWV0180Z211YVAD813
183175.24000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
334140.88000000
4386561.83
0
Y
2405638806.27
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
N
Victory Trivalent International Small-Cap Fund
S000046400
549300SB9TZ2GU9C2Q92
N
5
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
34463254.07
502155.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
Refinitiv
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
1687.34
SCOTIA CAPITAL (USA) INC.
008-03716
000002739
549300BLWPABP1VNME36
68328.54000000
SMBC NIKKO SECURITIES AMERICA, INC.
008-43852
000028602
6PJDTY319315T5LR2241
135239.31000000
HSBC SECURITIES (USA) INC
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
123828.46000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
200237.05000000
DEUTSCHE BANK SECURITIES INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
84897.71000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
88839.43000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
75960.44000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
153378.33000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
193236.98000000
CARNEGIE INC.
008-45389
000031184
549300TV0TOBI3QUPX65
89268.44000000
1777641.59000000
0
Y
1725224336.49
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
Victory INCORE Total Return Bond Fund
S000046391
549300VQYIXD1I5A0C93
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
493326.03
741.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Pricing Direct
N/A
N/A
N
Refinitiv
N/A
N/A
N
Bloomberg
N/A
N/A
N
ICE Data Services
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
338.26
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
13743.60000000
CAPITAL INSTITUTIONAL SERVICES
008-22273
000007551
54930061X8RDWFDJIS05
5255.06000000
18998.66000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
13740872.78000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
26028186.08000000
HSBC SECURITIES (USA) INC
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
23161674.74000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
38808170.47000000
INTL FCSTONE FINANCIAL INC.
008-51269
000045993
EVK05KS7XY1DEII3R011
19722330.62000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
17597852.95000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
22240678.28000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
5751428.91000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
40051656.27000000
MARKETAXESS CORPORATION
008-50727
000044542
GPSMMRI21JE7ZCVYF972
6986318.64000000
256778548.82000000
Y
80998576.00
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
Victory Munder Mid-Cap Core Growth Fund
S000046392
549300T8YEUSUURLI085
N
5
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
96670665.30
673184.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
ICE Data Services
N/A
N/A
N
Refinitiv
N/A
N/A
N
Bloomberg
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
7154.77
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
108220.37000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
143361.65000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
96450.46000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
130363.84000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
72628.32000000
ROBERT W. BAIRD & CO.
008-00497
000008158
549300772UJAHRD6LO53
70601.21000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
68630.16000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
151154.92000000
SUSQUEHANNA SECURITIES
008-47034
000035874
549300RX9GZX8Y9IGJ81
460831.10000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
52401.20000000
1682175.53
0
Y
2453222994.56
Uncommitted
150000000.00000000
N
Committed
100000000.00000000
N
N
N
Victory Munder Multi-Cap Fund
S000046395
549300U0TGCDD030GT65
N
4
0
1
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
6932547.73
16875.00
N/A
Y
Y
N
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
25867.40
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
45231.43000000
ROBERT W. BAIRD & CO.
008-00497
000008158
549300772UJAHRD6LO53
22556.20000000
COWEN AND COMPANY, LLC
008-22522
000007616
549300WR155U7DVMIW58
19306.76000000
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
36933.62000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
86608.92000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
21098.80000000
STEPHENS INC.
008-01927
000003496
213800LH6T9XDYZCA534
17084.52000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
20473.80000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
20690.52000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
24395.06000000
443444.2
0
Y
399527531.48
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
N
Victory S&P 500 Index Fund
S000046396
5493003FYR9UIIV6R751
N
3
0
0
N
N
-0.001
-.0049
0.000472416
0.0004718895
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
5463901.21
7312.00
N/A
N
N
N
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
5325.04
SUSQUEHANNA SECURITIES
008-47034
000035874
549300RX9GZX8Y9IGJ81
1456.40000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1515.54000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
14.60000000
DEUTSCHE BANK SECURITIES INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
1251.96000000
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
723.86000000
4962.36
0
Y
229395209.49
Uncommitted
150000000.00000000
N
Committed
100000000.00000000
N
N
N
Victory Munder Small Cap Growth Fund
S000049194
549300GRHJ75VK4RLF26
N
3
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
913495.24
10482.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
Refinitiv
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
27.48
SUSQUEHANNA SECURITIES
008-47034
000035874
549300RX9GZX8Y9IGJ81
2860.64000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
555.72000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
1977.44000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1005.34000000
LIQUIDNET
008-52461
000103987
213800HSKBBO1GCVRG79
809.43000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
1453.72000000
ROBERT W. BAIRD & CO.
008-00497
000008158
549300772UJAHRD6LO53
9116.88000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
960.00000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1525.30000000
BMO CAPITAL MARKETS CORP.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
676.19000000
22672.52000000
0
Y
8997651.77
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
Victory Integrity Small/Mid-Cap Value Fund
S000046398
549300BZ2CQ68TGCQK29
N
3
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
7313577.66
12045.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
Bloomberg
N/A
N/A
N
ICE Data Services
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
2930.05
COWEN AND COMPANY, LLC
008-22522
000007616
549300WR155U7DVMIW58
32268.56000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
6374.36000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
8547.40000000
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
7615.88000000
GLOBAL HUNTER SECURITIES
008-65552
000123003
N/A
7449.84000000
STEPHENS INC.
008-01927
000003496
213800LH6T9XDYZCA534
4837.00000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
9368.28000000
LIQUIDNET
008-52461
000103987
213800HSKBBO1GCVRG79
13035.96000000
KEYBANC CAPITAL MARKETS
008-30177
000000566
2EQWV0180Z211YVAD813
7026.60000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
17177.88000000
192508.55
0
Y
127781475.87
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
N
Victory Integrity Mid-Cap Value Fund
S000046397
549300RKLZH9RUSBXP40
N
3
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
2967990.93
4753.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
6330.79
LIQUIDNET
008-52461
000103987
213800HSKBBO1GCVRG79
3931.32000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
4375.00000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
8374.12000000
CORNERSTONE ADVISORS
008-20509
000110908
N/A
4401.44000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3525.96000000
COWEN AND COMPANY, LLC
008-22522
000007616
549300WR155U7DVMIW58
13236.80000000
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
5607.60000000
NORTHCOAST RESEARCH PARTNERS, LLC
008-68115
000149109
2549006Z9URN8P891M84
3213.92000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
7930.44000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
5031.44000000
107879.89
0
Y
77123098.79
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
N
Victory Integrity Discovery Fund
S000046401
549300EIYA36GFL6E746
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
16779466.82
70289.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
ICE Data Services
N/A
N/A
N
Bloomberg
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
2936.18
NEEDHAM & COMPANY, LLC
008-33772
000016360
254900J2GFQ4J4NK1J89
17598.56000000
RAYMOND JAMES & ASSOCIATES, INC
008-10999
000000705
U4ONQX15J3RO8XCKE979
11273.52000000
Benchmark Trading
008-69024
000159940
2549004NVXBCSWX6O595
11893.72000000
JONESTRADING INSTITUTIONAL SERVICES LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
10700.12000000
B RILEY & CO.
008-49016
000040355
549300AEVMODVBY3QS51
18886.28000000
LIQUIDNET
008-52461
000103987
213800HSKBBO1GCVRG79
20655.12000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
17468.70000000
D.A. DAVIDSON & CO
008-02399
000000199
549300094RQ5A7DYLF51
11004.20000000
COWEN AND COMPANY, LLC
008-22522
000007616
549300WR155U7DVMIW58
29374.66000000
SIDOTI & CO. LLC.
008-52141
000102860
254900FHBEGNA4NAO961
35384.62000000
295563.72
0
Y
143246943.6
Committed
100000000.00000000
N
Uncommitted
150000000.00000000
N
N
N
N
Victory Trivalent International Fund - Core Equity
S000046399
549300ZTXG8QP2J0Y703
N
5
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
388905.53
3314.00
N/A
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
N
N
Refinitiv
N/A
N/A
N
Bloomberg
N/A
N/A
N
ICE Data Services
N/A
N/A
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Advisers, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
73.13
HSBC SECURITIES (USA) INC
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
1520.66000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1072.76000000
DEUTSCHE BANK SECURITIES INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
2320.91000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
1554.52000000
CARNEGIE INC.
008-45389
000031184
549300TV0TOBI3QUPX65
1353.92000000
AUERBACH GRAYSON & COMPANY LLC
008-45136
000030761
254900THN5ANAH8X1V30
1677.33000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
1522.89000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
1989.75000000
MACQUARIE CAPITAL (USA) INC.
008-47198
000036368
549300670K07JRB5UQ40
2800.67000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
2245.39000000
27353.41000000
0
Y
24660890.06
Uncommitted
150000000.00000000
N
Committed
100000000.00000000
N
N
N
false
false
true
false
true
false
EXEMPT ORDER INFO
2
EO_-_IFL.txt
VICTORY FUNDS
Interfund Lending N-CEN Certification
Period Ending June 30, 2019
In regards to the InterFund Lending Program, I certify that the Adviser on
behalf of the Funds has implemented procedures reasonably designed to
achieve compliance with the terms and conditions of the InterFund Lending
Order which includes the following objectives: (a) that the InterFund
Loan rate will be higher than the Repo Rate, but lower than the Bank
Loan Rate; (b) compliance with the collateral requirements as set forth
in the Application; (c) Compliance with the percentage limitations on
interfund borrowing and lending; (d) Allocation of the interfund borrowing
and lending demand in an equitable manner and in accordance with
procedures established by the Trustees; and (e) that the InterFund Loan
Rate does not exceed the interest rate on any third-party borrowings of
a borrowing Fund at the time of the InterFund Loan.
___________Colin Kinney__________________ ____9/9/2019___________
Colin Kinney Date
Chief Compliance Officer
Victory Funds
INTERNAL CONTROL RPT
3
ICL_-_Victory_Portfolios.txt
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Shareholders and Board of Trustees of
Victory Portfolios
In planning and performing our audit of the financial statements
of Victory Integrity Discovery Fund, Victory Integrity Mid-Cap
Value Fund, Victory Integrity Small-Cap Value Fund, Victory
Integrity Small-Mid-Cap Value Fund, Victory Munder Multi-Cap Fund,
Victory S&P 500 Index Fund, Victory Munder Mid-Cap Core Growth
Fund, Victory Munder Small Cap Growth Fund, Victory Trivalent Emerging
Markets Small-Cap Fund, Victory Trivalent International Fund-Core
Equity, Victory Trivalent International Small-Cap Fund, and Victory
INCORE Total Return Bond Fund the Funds, each a series of Victory
Portfolios, as of and for the year ended June 30, 2019, in accordance
with the standards of the Public Company Accounting Oversight Board
United States, we considered the Funds internal control over financial
reporting, including controls over safeguarding securities, as a basis
for designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of expressing an
opinion on the effectiveness of the Funds internal control over
financial reporting. Accordingly, we express no such opinion.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and related
costs of controls. A funds internal control over financial reporting
is a process designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally accepted
accounting principles GAAP. A funds internal control over financial
reporting includes those policies and procedures that 1 pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund, 2
provide reasonable assurance that transactions are recorded as necessary
to permit preparation of financial statements in accordance with GAAP,
and that receipts and expenditures of the fund are being made only in
accordance with authorizations of management and trustees of the fund,
and 3 provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition of a funds
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to the
risk that controls may become inadequate because of changes in conditions,
or that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to prevent
or detect misstatements on a timely basis. A material weakness is a
deficiency, or combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that a
material misstatement of the Funds annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial reporting
was for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the Public Company
Accounting Oversight Board United States. However, we noted no
deficiencies in the Funds internal control over financial reporting and
its operation, including controls over safeguarding securities that we
consider to be a material weakness as defined above as of June 30, 2019.
This report is intended solely for the information and use of management
and the Board of Trustees of the Funds and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone
other than these specified parties.
COHEN & COMPANY, LTD.
Cleveland, Ohio
August 26, 2019