-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPlyB87wGhOmuJYcN6cK+BtNYc9iWCtpbJeC52Dzmnl3cEIK84xqz6QIoM8441ML VXg3fJ/yF/6oh8PQKQeoOw== 0001013594-09-000520.txt : 20090312 0001013594-09-000520.hdr.sgml : 20090312 20090312194449 ACCESSION NUMBER: 0001013594-09-000520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20090312 DATE AS OF CHANGE: 20090312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Daniel W CENTRAL INDEX KEY: 0001426867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 09677084 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-8818 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE, SUITE 418 CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARLUX FRAGRANCES INC CENTRAL INDEX KEY: 0000802356 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 222562955 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3725 S W 30TH AVE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9543169008 MAIL ADDRESS: STREET 1: 3725 S W 30TH AVENUE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Partners, LP CENTRAL INDEX KEY: 0001220289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 09677087 BUSINESS ADDRESS: STREET 1: 275 MADISON AVE STREET 2: SUITE 418 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-878-8801 MAIL ADDRESS: STREET 1: 275 MADISON AVE STREET 2: SUITE 418 CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: PIKE CAPITAL PARTNERS L P DATE OF NAME CHANGE: 20030224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Partners (QP), LP CENTRAL INDEX KEY: 0001365921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 09677086 BUSINESS ADDRESS: STREET 1: 275 Madison Ave STREET 2: Suite 418 CITY: New York STATE: NY ZIP: 10016 BUSINESS PHONE: 212-878-8801 MAIL ADDRESS: STREET 1: 275 Madison Ave STREET 2: Suite 418 CITY: New York STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Management LLC CENTRAL INDEX KEY: 0001426868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 09677085 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE, SUITE 418 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-878-8818 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE, SUITE 418 CITY: NEW YORK STATE: NY ZIP: 10016 4 1 parluxfm4-031209_3ex.xml MARCH 12, 2009 X0303 4 2009-03-12 0 0000802356 PARLUX FRAGRANCES INC PARL 0001220289 Pike Capital Partners, LP 275 MADISON AVE SUITE 418 NEW YORK NY 10016 0 0 1 0 0001365921 Pike Capital Partners (QP), LP 275 MADISON AVE SUITE 418 NEW YORK NY 10016 0 0 1 0 0001426868 Pike Capital Management LLC 275 MADISON AVENUE, SUITE 418 NEW YORK NY 10016 0 0 1 0 0001426867 Pike Daniel W 275 MADISON AVENUE, SUITE 418 NEW YORK NY 10016 0 0 1 0 Common Stock 2009-03-12 4 P 0 1630 0.8800 A 533554 D Common Stock 2009-03-12 4 P 0 1605 0.9000 A 535159 D Common Stock 2009-03-12 4 P 0 4218 0.9100 A 539377 D Common Stock 2009-03-12 4 P 0 102 0.9150 A 539479 D Common Stock 2009-03-12 4 P 0 12870 0.8800 A 2189574 D Common Stock 2009-03-12 4 P 0 12695 0.9000 A 2202269 D Common Stock 2009-03-12 4 P 0 33182 0.9100 A 2235451 D Common Stock 2009-03-12 4 P 0 798 0.9150 A 2236249 D Represents transactions of Pike Capital Partners, LP, a Delaware limited partnership ("LP Fund"), effected on March 12, 2009. Represents transactions of Pike Capital Partners (QP), LP, a Delaware limited partnership ("QP Fund"), effected on March 12, 2009. Pike Capital Management LLC, a Delaware limited liability company ("Pike Management"), is the general partner of each of the LP Fund and QP Fund. Daniel W. Pike is the managing member of Pike Management. Each of Pike Management and Mr. Pike may be deemed to indirectly beneficially own the securities directly owned by the LP Fund and QP Fund. For purposes of this Form 4, Pike Management and Mr. Pike disclaim ownership of the shares of common stock owned by the funds reporting on this Form 4 except to the extent of their pecuniary interest therein. Pike Capital Partners, LP by Pike Capital Management LLC, General Partner, by Kevin R. Arps, Chief Financial Officer 2009-03-12 EX-99 2 parluxex99-031209_3.txt JOINT FILER INFORMATION Joint Filer Information Title of Security: Common Stock Issuer & Ticker Symbol: Parlux Fragrances, Inc. (PARL) Designated Filer: Pike Capital Partners, LP Other Joint Filers: Pike Capital Partners (QP), LP Pike Capital Management LLC Dan W. Pike Addresses: The address of Pike Capital Partners (QP), LP, Pike Capital Management LLC and Dan W. Pike 275 Madison Avenue, Suite 418, New York, NY 10016. Signatures: Dated: March 12, 2009 PIKE CAPITAL PARTNERS (QP), LP By: Pike Capital Management LLC, As General Partner By: /s/ Kevin R. Arps ------------------------------------------ Kevin R. Arps, Chief Financial Officer PIKE CAPITAL MANAGEMENT LLC By: /s/ Kevin R. Arps ------------------------------------------ Kevin R. Arps, Chief Financial Officer /s/ Kevin R. Arps ----------------------------------- Kevin R. Arps, as Attorney-in-Fact for Daniel W. Pike POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints Kevin R. Arps as the undersigned's true and lawful authorized representative, attorney-in-fact and agent, each with the power individually to execute for and on behalf of the undersigned and to file with and deliver to the United States Securities and Exchange Commission and any other authority or party required or entitled to receive the same: (a) any Forms 3, 4 and 5, and any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules promulgated thereunder; and (b) any Schedule 13D or Schedule 13G, and any amendments thereto, on behalf of the undersigned in accordance with Section 13 of the 1934 Act and the rules promulgated thereunder. The undersigned also hereby grants to such attorney-in-fact the full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 or Section 13 or any other provision of the 1934 Act or the rules promulgated thereunder. This Power of Attorney shall remain in full force and effect until earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of June 18, 2007. /s/ Daniel W. Pike - ------------------ Daniel W. Pike ACKNOWLEDGEMENT IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF NEW YORK ss.: On June 18, 2007, before me, the undersigned personally appeared, Daniel W. Pike, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument. /s/ Matthew M. Dell Orfano -------------------------- Matthew M. Dell Orfano (signature and office of individual taking acknowledgement) [Notary Stamp and Seal] -----END PRIVACY-ENHANCED MESSAGE-----