0000943440-12-000382.txt : 20120419 0000943440-12-000382.hdr.sgml : 20120419 20120419102901 ACCESSION NUMBER: 0000943440-12-000382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120418 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PURCHES FREDERICK E CENTRAL INDEX KEY: 0001269500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 12767557 MAIL ADDRESS: STREET 1: 5900 N. ANDREWS AVE., # 500 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARLUX FRAGRANCES INC CENTRAL INDEX KEY: 0000802356 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 222562955 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3725 S W 30TH AVE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9543169008 MAIL ADDRESS: STREET 1: 5900 N. ANDREWS AVENUE STREET 2: SUITE 500 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 4 1 purches4.xml OWNERSHIP DOCUMENT X0305 4 2012-04-18 0 0000802356 PARLUX FRAGRANCES INC PARL 0001269500 PURCHES FREDERICK E 5900 N. ANDREWS AVENUE SUITE 500 FT. LAUDERDALE FL 33309 1 1 0 0 Chief Executive Officer Common Stock 2012-04-18 4 D 0 90400 D 0 D Employee Stock Option (right to buy) 5.66 2012-04-18 4 D 0 50000 0 D 2017-03-30 Common Stock 50000 0 D Employee Stock Option (right to buy) 3.15 2012-04-18 4 D 0 50000 0 D 2016-06-18 Common Stock 50000 0 D Employee Stock Option (right to buy) 2.25 2012-04-18 4 D 0 25000 0 D 2015-04-01 Common Stock 25000 0 D Disposed of pursuant to merger agreement among issuer, Perfumania Holdings, Inc. and PFI Merger Corp. in exchange for $4.00 in cash per share and 18,080 shares of Perfumania common stock having a market value of $9.38 per share, the closing price on the day preceding the effective date of the merger. This option, which provided for immediate vesting on March 30, 2012, was converted pursuant to the merger agreement into an option to purchase 26,666 shares of Perfumania common stock with an exercise price of $10.62 per share. This option, which was fully vested, was converted pursuant to the merger agreement into an option to purchase 26,666 shares of Perfumania common stock with an exercise price of $5.91 per share. This option, which was fully vested, was converted pursuant to the merger agreement into an option to purchase 13,333 shares of Perfumania common stock with an exercise price of $4.22 per share. /s/ Frederick E. Purches 2012-04-19