Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | AdvantEdge |
b. Contract identification number: | C000059147 |
c. Total assets attributable to the security: | 13,670,827.61 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 697,683.36 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 31,104.09 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
2 |
a. Full name of the security: | AnnuiChoice |
b. Contract identification number: | C000002829 |
c. Total assets attributable to the security: | 15,600,607.99 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 130,734.34 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,983,416.39 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 146,155.48 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |
Contact security Record:
3 |
a. Full name of the security: | AnnuiChoice II |
b. Contract identification number: | C000034990 |
c. Total assets attributable to the security: | 142,624,452.56 |
d. Number of contracts sold during the reporting
period:
| 30 |
e. Gross premiums received during the reporting
period:
| 4,429,192.87 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 191,860.91 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 3 |
h. Amount of contract value redeemed during the
reporting period
| 12,497,230.25 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 1,676,021.38 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 9 |
Contact security Record:
4 |
a. Full name of the security: | ETF Easy Annuity |
b. Contract identification number: | C000002828 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
5 |
a. Full name of the security: | Grandmaster Flex 3 |
b. Contract identification number: | C000002825 |
c. Total assets attributable to the security: | 14,786,666.04 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 674.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,803,983.17 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 1,749,720.05 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 10 |
Contact security Record:
6 |
a. Full name of the security: | IQ |
b. Contract identification number: | C000002831 |
c. Total assets attributable to the security: | 45,305,050.47 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,199,662.55 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 5,173,730.74 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
7 |
a. Full name of the security: | IQ Advisor |
b. Contract identification number: | C000002827 |
c. Total assets attributable to the security: | 1,174,123.85 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 30,498.33 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | IQ3 |
b. Contract identification number: | C000002826 |
c. Total assets attributable to the security: | 22,203,229.46 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 140,039.41 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 14,606,603.47 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 866,895.63 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 7 |
Contact security Record:
9 |
a. Full name of the security: | Pinnacle (Pre 5/1/98) (Refer to Record #10) |
b. Contract identification number: | C000104723 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | Pinnacle III |
b. Contract identification number: | C000109508 |
c. Total assets attributable to the security: | 30,890,132.59 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 117,427.13 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 3,981,738.29 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 298,002.57 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
11 |
a. Full name of the security: | Pinnacle IV |
b. Contract identification number: | C000109509 |
c. Total assets attributable to the security: | 25,820,771.50 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 35,864.32 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 3,026,237.12 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 597,969.79 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 6 |
Contact security Record:
12 |
a. Full name of the security: | Pinnacle V ('07-'11) (Refer to Record 13) |
b. Contract identification number: | C000109510 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | Pinnacle V (Post 1/1/12) |
b. Contract identification number: | C000109512 |
c. Total assets attributable to the security: | 210,000,633.59 |
d. Number of contracts sold during the reporting
period:
| 29 |
e. Gross premiums received during the reporting
period:
| 3,680,984.68 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 377,454.63 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 3 |
h. Amount of contract value redeemed during the
reporting period
| 36,766,957.50 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 11,986,010.79 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 36 |
Contact security Record:
14 |
a. Full name of the security: | PinnaclePlus |
b. Contract identification number: | C000002830 |
c. Total assets attributable to the security: | 3,848,035.34 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 9,800.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,400,021.26 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 519,171.13 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
15 |
a. Full name of the security: | Select 10 Plus |
b. Contract identification number: | C000109514 |
c. Total assets attributable to the security: | 55,361.80 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 23,997.61 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | Varoom |
b. Contract identification number: | C000090849 |
c. Total assets attributable to the security: | 20,383,447.45 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 19,232.71 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 2,432,379.01 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | Varoom II |
b. Contract identification number: | C000110549 |
c. Total assets attributable to the security: | 233,397,152.38 |
d. Number of contracts sold during the reporting
period:
| 77 |
e. Gross premiums received during the reporting
period:
| 8,018,388.52 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 25,393,027.95 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |