Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | AdvantEdge |
b. Contract identification number: | C000059147 |
c. Total assets attributable to the security: | 16,389,446.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 103,166.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 3,500,421.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 2,662,679.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
2 |
a. Full name of the security: | AnnuiChoice |
b. Contract identification number: | C000002829 |
c. Total assets attributable to the security: | 18,840,223.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 250,345.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,665,668.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 113,451.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |
Contact security Record:
3 |
a. Full name of the security: | AnnuiChoice II |
b. Contract identification number: | C000034990 |
c. Total assets attributable to the security: | 110,324,892.00 |
d. Number of contracts sold during the reporting
period:
| 119 |
e. Gross premiums received during the reporting
period:
| 12,196,952.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 733,404.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 8 |
h. Amount of contract value redeemed during the
reporting period
| 4,543,054.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 367,853.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
4 |
a. Full name of the security: | ETF Easy Annuity |
b. Contract identification number: | C000002828 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
5 |
a. Full name of the security: | Grandmaster Flex 3 |
b. Contract identification number: | C000002825 |
c. Total assets attributable to the security: | 18,158,925.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 4,000.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,075,207.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 499,046.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |
Contact security Record:
6 |
a. Full name of the security: | IQ |
b. Contract identification number: | C000002831 |
c. Total assets attributable to the security: | 52,289,794.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 163,470.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 6,384,229.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
7 |
a. Full name of the security: | IQ Advisor |
b. Contract identification number: | C000002827 |
c. Total assets attributable to the security: | 1,426,116.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 31,868.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | IQ3 |
b. Contract identification number: | C000002826 |
c. Total assets attributable to the security: | 38,172,701.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 132,125.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 3,112,729.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 409,617.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 6 |
Contact security Record:
9 |
a. Full name of the security: | Pinnacle (Pre 5/1/98) (Refer to Record #10) |
b. Contract identification number: | C000104723 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | Pinnacle III |
b. Contract identification number: | C000109508 |
c. Total assets attributable to the security: | 37,203,279.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 371,563.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 8,585,909.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 2,998,776.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 10 |
Contact security Record:
11 |
a. Full name of the security: | Pinnacle IV |
b. Contract identification number: | C000109509 |
c. Total assets attributable to the security: | 33,640,369.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 551,278.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 3,920,630.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 452,735.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |
Contact security Record:
12 |
a. Full name of the security: | Pinnacle V ('07-'11) (Refer to Record 13) |
b. Contract identification number: | C000109510 |
c. Total assets attributable to the security: | 0.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | Pinnacle V (Post 1/1/12) |
b. Contract identification number: | C000109512 |
c. Total assets attributable to the security: | 264,083,613.00 |
d. Number of contracts sold during the reporting
period:
| 63 |
e. Gross premiums received during the reporting
period:
| 6,701,703.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 639,760.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 4 |
h. Amount of contract value redeemed during the
reporting period
| 24,231,916.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 2,259,865.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 17 |
Contact security Record:
14 |
a. Full name of the security: | PinnaclePlus |
b. Contract identification number: | C000002830 |
c. Total assets attributable to the security: | 6,757,378.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 16,800.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 958,706.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 37,141.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
15 |
a. Full name of the security: | Select 10 Plus |
b. Contract identification number: | C000109514 |
c. Total assets attributable to the security: | 175,856.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 35,198.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | Varoom |
b. Contract identification number: | C000090849 |
c. Total assets attributable to the security: | 28,488,432.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 569,034.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,762,320.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | Varoom II |
b. Contract identification number: | C000110549 |
c. Total assets attributable to the security: | 255,872,186.00 |
d. Number of contracts sold during the reporting
period:
| 122 |
e. Gross premiums received during the reporting
period:
| 12,811,907.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 22,454,423.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |