0001179350-12-000015.txt : 20120117 0001179350-12-000015.hdr.sgml : 20120116 20120117132400 ACCESSION NUMBER: 0001179350-12-000015 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120110 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20120117 DATE AS OF CHANGE: 20120117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC ALLIANCE CORP CENTRAL INDEX KEY: 0000801904 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 870445849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51777 FILM NUMBER: 12529067 BUSINESS ADDRESS: STREET 1: 986 WEST 2ND ST, BUILDING 12-A, BAY 6 CITY: OGDEN STATE: UT ZIP: 84404 BUSINESS PHONE: 801-621-5200 MAIL ADDRESS: STREET 1: 986 WEST 2ND ST, BUILDING 12-A, BAY 6 CITY: OGDEN STATE: UT ZIP: 84404 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC ALLIANCE CORP /UT/ DATE OF NAME CHANGE: 19981223 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC SYNDICATION INC DATE OF NAME CHANGE: 19941216 FORMER COMPANY: FORMER CONFORMED NAME: KAISER RESEARCH INC DATE OF NAME CHANGE: 19920703 8-K 1 f12jan10palc8kitem502directo.htm PACIFIC 8K DIR RESIGS 1-17-12 SHDH 8-K Items 5.01, 5.02 Change in Control

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549



FORM 8-K



CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



Date of Report (Date of earliest event reported): January 10, 2012



PACIFIC ALLIANCE CORPORATION

(Exact name of registrant as specified in its charter)


Commission File Number: 000-51777


DELAWARE

(State or other jurisdiction of incorporation)                                                 (I.R.S. Employerof incorporation)

87-0445849

(I.R.S. Employer Identification No.)

160 North 400 West

NORTH SALT LAKE, UTAH

(Address of principal executive offices)


84054

(Zip Code)



Registrant’s telephone number, including area code:  (801) 621-5200


N/A

(Former name or former address, if changed since last report)


986 WEST 2ND STREET, BUILDING 12-A, BAY 6, OGDEN, UT 84404


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


[  ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[  ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[  ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[  ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


______________________________________________________________________________





Section 5 – Corporate Governance and Management


Item 5.02  

Departure of Directors or Certain Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers


(a)(1)

Not Applicable


(a)(2)

Not Applicable


(a)(3)

Not Applicable


(b)

Effective January 10, 2012, David Knudson resigned as a Director and Secretary of the Company. Effective January 10, 2012, Dan Price resigned as a Director of the Company.


(c)(1)

Not Applicable


(c)(2)

Not Applicable


(c)(3)

Not Applicable


(d)

No persons have been appointed to fill the vacancies created by these resignations.


(d)(1)

Not Applicable


(d)(2)

Not Applicable


(d)(3)

Not Applicable


(d)(4)

Not Applicable


(d)(5)

Not Applicable


(e)

None


(f)

Not Applicable.



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Item 9.01

 Financial Statements and Exhibits.


(a)

Financial Statements of businesses acquired.

Not Applicable


(b)

Proforma financial information.

Not Applicable


(c)

Shell company transactions.

Not Applicable


(d)

Exhibits.


Exhibit No.

Description

 

 

N/A

None

 

 

 

 





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SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



PACIFIC ALLIANCE CORPORATION

 (Registrant)



Dated: January 17, 2012

By:

/S/ Steven Clark

Name:

Steven Clark

Title:

Chief Executive Officer and President



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