0001140361-12-052123.txt : 20121220 0001140361-12-052123.hdr.sgml : 20121220 20121220150052 ACCESSION NUMBER: 0001140361-12-052123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121218 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTHERLIN MICHAEL W CENTRAL INDEX KEY: 0001215342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 121277006 MAIL ADDRESS: STREET 1: 100 E WISCONSIN AVE STREET 2: STE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2012-12-18 0 0000801898 JOY GLOBAL INC JOY 0001215342 SUTHERLIN MICHAEL W 100 E WISCONSIN AVE SUITE 2780 MILWAUKEE WI 53202 1 1 0 0 President and CEO Common Stock 2012-12-18 4 A 0 82 A 178292 D Common Stock 2012-12-19 4 A 0 16500 A 194792 D Common Setock 2012-12-19 4 F 0 7293 62.57 D 187499 D Deferred Stock Units 2012-12-18 4 A 0 525 0 A Common Stock 525 186168 D The number of shares acquired represents additional restricted stock units resulting from the payment on December 18, 2012 of a cash dividend of $0.175 per share of common stock based on $61.79, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Acquired upon vesting of an equal number of performance shares that were not derivative securities. The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of awarded performance share awards. The number of securities acquired represents additional restricted stock units resulting from the payment on December 18, 2012 of a cash dividend of $0.175 per share of common stock based on $61.79, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control. Michael W. Sutherlin 2012-12-20