0000801898-16-000235.txt : 20161005
0000801898-16-000235.hdr.sgml : 20161005
20161005164527
ACCESSION NUMBER: 0000801898-16-000235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161005
DATE AS OF CHANGE: 20161005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOY GLOBAL INC
CENTRAL INDEX KEY: 0000801898
STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532]
IRS NUMBER: 391566457
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1028
BUSINESS ADDRESS:
STREET 1: 100 EAST WISCONSIN AVE SUITE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-319-8500
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVE SUITE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doheny Edward L II
CENTRAL INDEX KEY: 0001363620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09299
FILM NUMBER: 161922978
MAIL ADDRESS:
STREET 1: 100 E. WISCONSIN AVENUE
STREET 2: SUITE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
wf-form4_147570031371453.xml
FORM 4
X0306
4
2016-10-03
0
0000801898
JOY GLOBAL INC
JOY
0001363620
Doheny Edward L II
100 E WISCONSIN AVE
SUITE 2780
MILWAUKEE
WI
53202
1
1
0
0
President and CEO
Common Stock
2016-10-03
4
A
0
66
A
278196
D
Deferred Stock Units
2016-10-03
4
A
0
5
0
A
Common Stock
5.0
14854
D
The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
Includes 572 shares acquired on September 30, 2016, under the Joy Global Inc. Employee Stock Purchase Plan.
The number of securities acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control.
Edward L. Doheny II
2016-10-05