0000801898-16-000213.txt : 20160708 0000801898-16-000213.hdr.sgml : 20160708 20160708165610 ACCESSION NUMBER: 0000801898-16-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160706 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doheny Edward L II CENTRAL INDEX KEY: 0001363620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 161759930 MAIL ADDRESS: STREET 1: 100 E. WISCONSIN AVENUE STREET 2: SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 wf-form4_146801135761410.xml FORM 4 X0306 4 2016-07-06 0 0000801898 JOY GLOBAL INC JOY 0001363620 Doheny Edward L II 100 E WISCONSIN AVE SUITE 2780 MILWAUKEE WI 53202 1 1 0 0 President and CEO Common Stock 2016-07-06 4 A 0 87 A 277558 D Deferred Stock Units 2016-07-06 4 A 0 8 0 A Common Stock 8.0 14849 D The number of shares acquired represents additional restricted stock units resulting from the payment on July 6, 2016 of a cash dividend of $0.01 per share of common stock based on $20.318, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. The number of securities acquired represents additional restricted stock units resulting from the payment on July 6, 2016 of a cash dividend of $0.01 per share of common stock based on $20.318, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control. Edward L. Doheny II 2016-07-08