0000801898-16-000202.txt : 20160629 0000801898-16-000202.hdr.sgml : 20160629 20160629124631 ACCESSION NUMBER: 0000801898-16-000202 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 ITEM INFORMATION: Other Events FILED AS OF DATE: 20160629 DATE AS OF CHANGE: 20160629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 161738128 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 8-K 1 joy-06292016xsecinvestigat.htm 8-K Document

 
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
  ____________________________________________ 
FORM 8-K
 ____________________________________________ 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 28, 2016
 
____________________________________________ 
Joy Global Inc.

(Exact name of Registrant as Specified in Its Charter) 
____________________________________________ 

 
Delaware
001-09299
39-1566457
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)

100 E. Wisconsin Avenue, Suite 2780
Milwaukee, WI 53202
(Address of Principal Executive Offices)

Registrant’s telephone number, including area code:
414-319-8500
 
Former Name or Former Address, if Changed Since Last Report:
Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Solicitation material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a.-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





Item 8.01 Other Events.

Joy Global Inc. (the “Company”) received a subpoena from the Division of Enforcement (the “Staff”) of the U.S. Securities and Exchange Commission (the “Commission”) in the fourth quarter of 2014 concerning the Company’s 2012 acquisition of International Mining Machinery Holdings Limited and related accounting matters. On June 28, 2016, the Staff notified the Company that it had concluded its investigation and, based on the information received to date, that it does not intend to recommend an enforcement action by the Commission.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
JOY GLOBAL INC.
 
 
 
 
 
 
Date: June 29, 2016
By:
/s/ Matthew S. Kulasa
 
 
 
Matthew S. Kulasa
 
 
 
Vice President, Controller and Chief Accounting Officer