0000801898-15-000113.txt : 20151209 0000801898-15-000113.hdr.sgml : 20151209 20151209181000 ACCESSION NUMBER: 0000801898-15-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151207 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maritz Johannes S. CENTRAL INDEX KEY: 0001564234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 151279270 MAIL ADDRESS: STREET 1: 100 E. WISCONSIN AVENUE STREET 2: SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 wf-form4_144970258944741.xml FORM 4 X0306 4 2015-12-07 0 0000801898 JOY GLOBAL INC JOY 0001564234 Maritz Johannes S. 100 E. WISCONSIN AVENUE SUITE 2780 MILWAUKEE WI 53202 0 1 0 0 EVP, HR Common Stock 2015-12-07 4 A 0 11500 A 26530 D Common Stock 2015-12-07 4 A 0 14500 A 41030 D Common Stock 2015-12-07 4 F 0 149 12.19 D 40881 D Common Stock 2015-12-07 4 F 0 188 12.19 D 40693 D Employee Stock Option (right to buy) 12.19 2015-12-07 4 A 0 60800 0 A 2016-12-07 2025-12-07 Common Stock 60800.0 60800 D Restricted stock unit award. The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. This option vests in three equal annual installments beginning on December 7, 2016. Johannes S. Maritz 2015-12-09