0000801898-13-000027.txt : 20131204 0000801898-13-000027.hdr.sgml : 20131204 20131204155509 ACCESSION NUMBER: 0000801898-13-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Randal W CENTRAL INDEX KEY: 0001477857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 131257294 MAIL ADDRESS: STREET 1: 100 E WISCONSIN AVENUE STREET 2: SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 wf-form4_138619049796081.xml FORM 4 X0306 4 2013-12-02 0 0000801898 JOY GLOBAL INC JOY 0001477857 Baker Randal W 100 E. WISCONSIN AVENUE, SUITE 2780 MILWAUKEE WI 53202 0 1 0 0 EVP Common Stock 2013-12-02 4 A 0 4700 A 40965 D Employee Stock Option (right to buy) 55.41 2013-12-02 4 A 0 39600 0 A 2014-12-02 2023-12-02 Common Stock 39600.0 39600 D Restricted stock unit award. Includes 173 shares acquired on September 30, 2013, under the Joy Global Inc. Employee Stock Purchase Plan. This option vests in three equal annual installments beginning on December 2, 2014. Randal W. Baker 2013-12-04