-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EqUICs/3rBQ0a4NSvO4dnWgQ0v/skNXF/cnpaLo2uoj0Srb5uAHpLV3beYx8XaCm QXuC2pCcpIUyxdbkCg0cQQ== 0000801898-07-000154.txt : 20070621 0000801898-07-000154.hdr.sgml : 20070621 20070621160921 ACCESSION NUMBER: 0000801898-07-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070619 FILED AS OF DATE: 20070621 DATE AS OF CHANGE: 20070621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTHERLIN MICHAEL W CENTRAL INDEX KEY: 0001215342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 07934071 MAIL ADDRESS: STREET 1: 100 E WISCONSIN AVE STREET 2: STE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 BUSINESS PHONE: 4144866400 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 sutherlin_ex.xml X0202 4 2007-06-19 0 0000801898 JOY GLOBAL INC JOYG 0001215342 SUTHERLIN MICHAEL W 100 E WISCONSIN AVE STE 2780 MILWAUKEE WI 53202 1 1 0 0 CEO and President Common Stock 2007-06-19 4 A 0 114 A 77242 D Deferred Stock Units 2007-06-19 4 A 0 244 0 A Common Stock 244 98789 D The number of shares acquired represents additional restricted stock units resulting from the payment on June 19, 2007 of a cash dividend of $0.15 per share of common stock based on $60.61, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control. The number of securities acquired represents additional deferred stock units resulting from the payment on June 19, 2007 of a cash dividend of $0.15 per share of common stock based on $60.61, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Michael W. Sutherlin 2007-06-21 -----END PRIVACY-ENHANCED MESSAGE-----