-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LcVv82scRDlvsJrsLvRI1Q8EyBbocs/WW1x/tQDXLkxly2vbpeiZW4kv/0kQCVQN UbSS1Fht1cgNIsglKJRhyQ== 0000801898-06-000235.txt : 20061220 0000801898-06-000235.hdr.sgml : 20061220 20061220201355 ACCESSION NUMBER: 0000801898-06-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061218 FILED AS OF DATE: 20061220 DATE AS OF CHANGE: 20061220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINKLEMAN DENNIS R CENTRAL INDEX KEY: 0001115882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 061291230 BUSINESS ADDRESS: STREET 1: 100 E WISCONSIN AVE STREET 2: SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414 319 8500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 BUSINESS PHONE: 4144866400 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 winkleman_ex.xml X0202 4 2006-12-18 0 0000801898 JOY GLOBAL INC JOYG 0001115882 WINKLEMAN DENNIS R 100 E WISCONSIN AVE SUITE 2780 MILWAUKEE WI 53202 0 1 0 0 Executive Vice President Common Stock 2006-12-18 4 A 0 10125 A 48512 D Common Stock 2006-12-19 4 M 0 6600 30.39 A 55112 D Common Stock 2006-12-19 4 S 0 1100 47.31 D 54012 D Common Stock 2006-12-19 4 S 0 2000 47.3 D 52012 D Common Stock 2006-12-19 4 S 0 298 47.25 D 51714 D Common Stock 2006-12-19 4 S 0 3202 47.13 D 48512 D Common Stock 2006-12-19 4 M 0 10500 17.39 A 59012 D Common Stock 2006-12-19 4 S 0 3366 47.13 D 55646 D Common Stock 2006-12-19 4 S 0 300 47.12 D 55346 D Common Stock 2006-12-19 4 S 0 310 47.11 D 55036 D Common Stock 2006-12-19 4 S 0 300 47.1 D 54736 D Common Stock 2006-12-19 4 S 0 300 47.09 D 54436 D Common Stock 2006-12-19 4 S 0 2922 47.08 D 51514 D Common Stock 2006-12-19 4 S 0 1800 47.07 D 49714 D Common Stock 2006-12-19 4 S 0 1200 47.06 D 48514 D Common Stock 2006-12-19 4 S 0 2 47.03 D 48512 D Common Stock 2006-12-19 4 A 0 56 A 48568 D Employee Stock Option (right to buy) 30.39 2006-12-19 4 M 0 6600 0 D 2006-11-14 2015-11-14 Common Stock 6600 13200 D Employee Stock Option (right to buy) 17.39 2006-12-19 4 M 0 10500 0 D 2006-11-15 2014-11-15 Common Stock 10500 10500 D Acquired upon vesting of an equal number of performance shares that were not derivative securities. The number of shares acquired represents additional restricted stock units resulting from the payment on December 19, 2006 of a cash dividend of $0.15 per share of common stock based on $48.34, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Dennis R. Winkleman 2006-12-20 -----END PRIVACY-ENHANCED MESSAGE-----