-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UrUtAKyRg7S0OIiX4hiDeP8J1B5tX/C6ADT03Skdxv5EgImNnAMY+rov0CNZlOtM lOmd+DMMm+nc6SclphKg1Q== 0000801448-97-000005.txt : 19970710 0000801448-97-000005.hdr.sgml : 19970710 ACCESSION NUMBER: 0000801448-97-000005 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970709 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELCOTEL INC CENTRAL INDEX KEY: 0000801448 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 592518405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15205 FILM NUMBER: 97637774 BUSINESS ADDRESS: STREET 1: 6428 PARKLAND DR CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 8137580389 MAIL ADDRESS: STREET 1: 6428 PARKLAND DR CITY: SARASOTA STATE: FL ZIP: 34243 10-K/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 2 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED MARCH 31, 1997. Commission File No. 0-15205 ELCOTEL, INC. (Exact name of registrant as specified in its charter) Delaware 59-2518405 - ------------------------------- ------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 6428 Parkland Drive, Sarasota, Florida 34243 --------------------------------------------------- (Address of principal executive offices) (Zip Code) (941) 758-0389 ---------------------------------------------------- (Registrant's telephone number, including area code) Securities registered under Section 12(b) of the Act: None Securities registered under Section 12(g) of the Act: Title of Class -------------- Common Stock, $.01 par value Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ---- ---- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] The aggregate market value of the voting and non-voting common equity (which consists solely of shares of Common Stock) held by non-affiliates of the registrant as of June 16, 1997, computed by reference to the price at which the registrant's Common Stock, as quoted by the National Market System of NASDAQ, was sold on such date, was approximately $33,741,000. Shares of Common Stock held be each officer, director and holder of 5% or more of the outstanding Common Stock have been excluded in that such persons may be deemed to be affiliates. This determination of affiliate status is not necessarily a conclusive determination for other purposes. The number of shares of the registrant's Common Stock outstanding as of June 16, 1997 was 8,182,216. AMENDMENT NO. 2 TO ANNUAL REPORT ON FORM 10-K FOR THE FISCAL YEAR ENDED MARCH 31, 1997 The undersigned registrant hereby amends Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K of its Annual Report on Form 10-K for the fiscal year ended March 31, 1997 for the sole purpose of filing a revised NOTE F - ACCRUED EXPENSES AND OTHER CURRENT LIABILITIES to the Notes to Consolidated Financial Statements. PART IV ------- Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K. - -------- ----------------------------------------------------------------- (a) (1) Financial Statements: The Financial Statements are listed in the index to Consolidated Financial Statements on page F-1. (2) Financial Statement Schedules: All supporting schedules have been omitted because they are not required or the information required to be set forth therein is included in the financial statements or the notes thereto. (3) Exhibits: The Exhibits are listed in the Index to Exhibits on pages E-1 through E-3. (b) Reports on Form 8-K. -------------------- No reports on Form 8-K were filed during the quarter ended March 31, 1997. NOTE F - ACCRUED EXPENSES AND OTHER CURRENT LIABILITIES: Accrued expenses and other current liabilities consist of the following: March 31, ------------------------- 1997 1996 -------- -------- Payroll, payroll taxes and severance $ 773 $ 480 Professional fees 157 100 Commissions to international representative 188 6 Interest expense 3 6 Warranty 295 311 Income and other taxes 45 7 Customer advances 144 214 Other 10 10 -------- -------- $ 1,615 $ 1,134 ======== ======== Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized. SIGNATURES ---------- ELCOTEL, INC. Dated: July 9, 1997 By: /s/ Ronald M. Tobin ------------------------- Ronald M. Tobin Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----