EDGAR Filing Documents for 0001193125-09-167208

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0001193125-09-167208

Filing Date

2009-08-06

Accepted

2009-08-06 16:20:36

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	TOCQUEVILLE TRUST - DELAFIELD FUND	dn14a.htm	N-14/A	723008
2	FORM OF AGREEMENT AND PLAN OF REORGANIZATION	dex994.htm	EX-99.(4)	80073
3	FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN THE REGISTRANT	dex996.htm	EX-99.(6)	25179
4	FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT BETWEEN THE REGISTRANT AND	dex997.htm	EX-99.(7)	25442
5	CUSTODY AGREEMENT BETWEEN THE REGISTRANT AND U.S. BANK, N.A	dex999.htm	EX-99.(9)	245294
6	FORM OF AMENDMENT TO THE CUSTODY AGREEMENT	dex999a.htm	EX-99.(9)(A)	6223
7	PLAN FOR PAYMENT OF CERTAIN EXPENSES FOR DISTRIBUTION OR SHAREHOLDER SERVICING	dex9910.htm	EX-99.(10)	65970
8	FORM OF OPINION OF COUNSEL REGARDING LEGALITY OF ISSUANCE OF SHARES AND OTHER MA	dex9911a.htm	EX-99.(11)(A)	12062
9	CONSENT OF PAUL, HASTINGS, JANOFSKY & WALKER LLP	dex9911b.htm	EX-99.(11)(B)	1443
10	FORM OF OPINION OF COUNSEL ON TAX MATTERS	dex9912.htm	EX-99.(12)	20456
11	FORM OF AMENDMENT TO THE ADMINISTRATION AGREEMENT	dex9913ai.htm	EX-99.(13)(A)(I)	6427
12	FORM OF AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT	dex9913bi.htm	EX-99.(13)(B)(I)	6385
13	FORM OF AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT	dex9913ci.htm	EX-99.(13)(C)(I)	6457
14	FORM OF AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMEN	dex9913di.htm	EX-99.(13)(D)(I)	6592
15	FORM OF AMENDMENT TO THE AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT	dex9913ei.htm	EX-99.(13)(E)(I)	6406
16	CONSENT OF PRICEWATERHOUSECOOPERS LLP	dex9914.htm	EX-99.(14)	1552
17	FORM OF PROXY BALLOT	dex9917.htm	EX-99.(17)	12551
20	GRAPHIC	g88493g52k82.jpg	GRAPHIC	4980
21	GRAPHIC	g88493g61j19.jpg	GRAPHIC	5097
22	GRAPHIC	g88493g76t59.jpg	GRAPHIC	5031
	Complete submission text file	0001193125-09-167208.txt		1274870

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0000801444	acquiring
Series S000026564		The Delafield Fund
Class/Contract C000079772		The Delafield Fund
CIK 0000912896	target
Series S000010221		DELAFIELD FUND INC
Class/Contract C000028279		DELAFIELD FUND INC	DEFIXX

Mailing Address 40 WEST 57TH ST. 19TH FLOOR NEW YORK NY 10019

Business Address 40 WEST 57TH ST. 19TH FL NEW YORK NY 10019 2126980800

TOCQUEVILLE TRUST (Filer) CIK: 0000801444 (see all company filings)